Data Management Insight Regulatory Compliance The latest content from across the platform
Navigating the Emerging SI Landscape
In our final A-Team Group Podcast from the recent MiFID 2 briefing entitled ‘Interacting with the New Market Structure’, held on September 18th in the City of London, expert market practitioners including Simon Dove, Head of Liquidity Management at Tower Research Capital Europe; Jonathan Finney, Director of European Business Development at Citadel Securities; Peter Moss,…
The Future of Fighting Financial Crime
Money laundering is a truly global phenomenon. The amount of illicit proceeds from criminal activity is estimated to account for 2-5 % of global GDP, yet less than 1% is seized or frozen by law enforcement in the financial system, while data protection rules impede information sharing between the public and private sector and inhibit…
Data Management Practitioners Take Increasingly Dynamic Approach to Regulatory Compliance
Regulatory compliance continues to be a burden for data management practitioners working in capital markets, but approaches are changing as firms move towards managing reference data once for as many regulations as possible, adopt a utility model to ease the burden, or look to regtech solutions to support reporting. The ongoing challenges of compliance were…
Data Management Summit Reviews the Regulatory Landscape
A-Team Group’s Data Management Summit hosted in New York City on September 20, 2018, included a lively panel discussion on the regulatory landscape and the data management response for 2018 and beyond. Eschewing the doom and gloom of many conversations about regulatory compliance, the panel, moderated by Dessa Glasser, principal at Financial Risk Group and…
How to Develop a Data Strategy that can Resolve Today’s Data Management Challenges
With regulatory compliance still at the top of the agenda and business demand for meaningful data rising, is your firm’s data management strategy effective? Listen to this podcast brought to you from A-Team Group’s Data Management Summit in New York City and featuring Peter Moss, CEO of the SmartStream RDU, to find out. Delivering a…
Recorded Webinar: Client lifecycle management: faster Onboarding, KYC, AML and GDPR processing
Are your client lifecycle management processes – including client onboarding, Know Your Customer (KYC), Anti-Money Laundering (AML) and most recently General Data Protection Regulation (GDPR) – up to the right standard for today’s pressing regulatory challenges? Early iterations of KYC and AML applications may no longer be effective from either a compliance or competitive perspective,…
Recorded Webinar: The impact of GDPR on data monetisation
Data monetisation has become key to revenue growth at financial institutions, but how can they get it right and achieve competitive advantage, and how will General Data Protection Regulation (GDPR) impact their progress? This webinar will discuss why and how financial firms are monetising data, and detail the steps they must take to be successful,…
Making the Most of Data Monetisation
Is your firm working on data monetisation or planning to do so? If not, it probably should be as monetisation has become key to revenue growth at many financial institutions. But how can you get it right and achieve competitive advantage, and what impact will General Data Protection Regulation (GDPR) have on progress? To discover…
Creating a Data First Mindset in the Capital Markets Sector
By: Clive Bellmore, CEO Europe and Africa, BackOffice Associates Analogies about how vital data is to the digital economy are bountiful. It has even been branded ‘the new gold’, a critical and precious asset that directly impacts business outcomes for companies across the globe and in all sectors. And never more so than in the…
Gearing up for GIPS 20/20
The Chartered Financial Analyst (CFA) Institute released the Global Investment Performance Standards (GIPS) 20/20 Exposure Draft for public comment late last month. The draft outlines significant changes to the current standards that could alter financial firms’ approaches to compliance. Comments on the draft must be made by December 31, 2018, with final adoption of the…