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RegTech Summit NYC: Meet The Speakers
The New York edition of A-Team Group’s highly successful RegTech Summit is less than a week away and the industry is gearing up to converge on New York for an event filled with senior speakers, expert practitioners and cutting edge innovators in the RegTech space. Ahead of the big day, we stole a few moments…
AxiomSL Wins Santander Digital Banking Business
Regulatory reporting and risk management solutions provider AxiomSL has signed a landmark deal with Openbank, the digital bank of Spain’s Santander Group and one of the world’s first fully fledged online institutions. AxiomSL will provide Openbank with central bank, capital, liquidity, trade, transaction and AnaCredit reporting on a global level, for both European and South…
A-Team Group RegTech Summit NYC: Meet The Speakers
Following the runaway success of A-Team Group’s RegTech Summit in London last month, the New York event rolls into town next Thursday (November 15) with a knock-out line-up of speakers and a showcase presenting innovators offering brand new solutions to help firms meet their regulatory and compliance obligations. Ahead of the event, we caught up…
Recorded Webinar: Regtech – How to digitalise the customer experience with KYC and AML Innovation
How can ‘digitalising’ client onboarding help to speed up data processing and improve customer experience? How can you leverage digital capabilities to improve your Know Your Customer (KYC) and Anti-Money Laundering (AML) workflows, processes and checks? The task is not easy for financial institutions that have large, complex, legacy ecosystems, and standalone solutions and processes….
FCA Argues Case for EU Equivalence Post Brexit
The FCA has updated its progress on Brexit, saying it is on course to be ready for a hard exit from the EU and that it is important for both sides to coordinate to avoid disruption in the event of a no-deal situation. Its preference, however, is a permanent arrangement post Brexit that would allow…
Towards Sustainable MiFID II Compliance
With MiFID II nine months into implementation since go live in Janaury 2018 and the systematic internaliser (SI) regime having become mandatory for all firms within its scope in early September, a panel of regulatory experts at A-Team Group’s recent RegTech Summit in London reviewed how the regulation is playing out and discussed how to…
A-Team Group RegTech Summit Reviews the First Nine Months of MiFID II
MiFID II was designed to increase market transparency and improve investor protection. So, how is it doing nine months in, what challenges remain – and there are plenty, and what are the positive outcomes for firms within its scope and the industry as a whole? You can find out the answers to these questions and…
SmartStream RDU Presents RegTech Summit Keynote on MiFID II and the SI Regime
Peter Moss, CEO of the SmartStream Reference Data Utility (RDU), dived into the detail of systematic internalisation under Markets in Financial Instruments Directive II (MiFID II) during a keynote presentation at A-Team Group’s recent RegTech Summit in London. He noted growing numbers of systematic internalisers (SIs) registered with the European Securities and Markets Authority (ESMA)…
The Devil is in The Data: The Role of FMIs in Providing Data Services and the Importance of a Best Practice Approach
By Tim Lind, Managing Director, Data Services at DTCC In recent years, it has been claimed that data has eclipsed oil as the world’s most valuable resource. Financial market infrastructures (FMIs) are on a constant search for ‘new oil’ and the value of data is certainly on the list of new services they are developing….
Recorded Webinar: Data governance frameworks
Data governance – now more than ever – is critical to regulatory compliance, smart business decisions, risk management and cost efficiency. It is also one of the biggest challenges that firms face – and failing to get it right can result in financial penalties and reputational damage. This webinar will define data governance and its…