Data Management Insight Regulatory Compliance The latest content from across the platform
Recorded Webinar: Data lineage to drive compliance and as a business imperative
The importance of data lineage has escalated in recent years in response to regulatory demand and increased business understanding of the benefits it can deliver. Like all capital markets technology, data lineage presents both challenges and opportunities, so how best can it be implemented and sustained? And how can your organisation reap the rewards of…
Datactics Extends Cloud-Based Data Matching Capability with Sanctions Match Engine
Datactics has extended its cloud-based data matching capabilities with a Sanctions Match Engine designed to support sanctions screening for Anti-Money Laundering compliance. The first release of the engine is free to use to a limited extent and includes the US Treasury Office of Foreign Assets Control (OFAC) and UK and EU sanctions lists. The sanctions…
MarkLogic Suggests Data-Driven Strategies for Asset And Wealth Managers
Asset and wealth managers challenged by changes in the market are beginning to take a data-driven approach to transforming products, operations and their companies. The challenges they face include a rise in investment fund flows into passive funds, making money in a changing environment, an increase in regulation following the implementation of Markets in Financial…
SEB Selects DTCC Global Trade Repository for SFTR reporting
Skandinaviska Enskilda Banken (SEB) has selected DTCC’s Global Trade Repository (GTR) service to meet its obligations under the Securities Financing Transactions Regulation (SFTR), which is expected to apply from April 2020. To streamline client adoption of the service, DTCC recently added data transformation services to its SFTR offering, providing a one-stop shop for clients’ reporting…
Seven Principles of a Data Ethics Framework
The issue of data ethics is surfacing at financial firms following the focus on data privacy required by General Data Protection Regulation (GDPR) compliance and the arrival of artificial intelligence (AI) applications in the workplace. It’s a difficult issue to manage as it can be interpreted in many ways, so how best can you address…
MiFIR Data in a No-Deal Brexit World – Learn More at the DMI Summit 2019
The impact of a no-deal Brexit on data requirements under MiFIR is becoming clearer – and the implications are serious. While the L1 and L2 level MiFIR regulations will remain largely unchanged, the MiFIR data reporting landscape across the EU after a no-deal Brexit will change significantly in operational terms. Mateusz Hojda of the Business Reporting –…
Tom Raptis Joins Reformis from Refinitiv
Tom Raptis, a former senior consultant at Refinitiv and previously with Thomson Reuters for seven years, has joined Reformis, a business and technology consultancy for the buy-side that specialises in data management, trading platform optimisation, and regulatory and client reporting. Raptis joined Reformis today as a senior consultant based in London. He brings data management…
IHS Markit Extends Use of OTC Derivatives Valuations to Best Execution Compliance
IHS Markit has extended the use of its OTC derivatives valuation data to financial institutions working on best execution compliance. The time-stamped valuation data can help firms monitor intraday and historic transaction costs across interest rate, equity, FX, credit, commodity and structured product OTC derivatives. Laura Misher, managing director of derivatives data and valuation services…
Fenergo Integrates Innovative Graph Technology in Rewrite of Hierarchy Manager
Fenergo has innovated its Hierarchy Manager solution to deliver an ultimate beneficial ownership and counterparty hierarchy modelling and visualisation tool designed to make it easier to manage and visualise complex entity data hierarchies and associated entity structures. Rather than updating its existing solution, Fenergo has rewritten the hierarchy manager to include Force-directed graph technology that…
Broadridge Sets 2019 Targets to Tackle the Challenges Faced by Asset Managers
Asset management will be characterised throughout 2019 by regulatory scrutiny, an ongoing squeeze on fees, and competition that has never been higher. To find out how asset managers are coping post-MiFID II and what strategies they are pursuing, we talked to Eric Bernstein, head of Broadridge Financial Solutions’ asset management business and a champion of…