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Dispelling Myths About North American Securities Class Actions
Securities class actions serve an important role in protecting and enhancing shareholder value. However, recovering settlement proceeds can sometimes be overlooked due to the perceived complexity, limited resources, or lack of in-house expertise. In particular, North America has one of the most extensive and developed class action frameworks in the world. But despite the system…
Sanctions Screening Takes Centre Stage in Riskier New World: Webinar Review
Financial institutions are battling to comply with an increasingly complex and intense sanctions regulatory environment as they contend with “multi-dimensional exposures” across the globe, experts in a recent A-Team LIVE webinar said. Geopolitical tensions, economic conflict and rapidly advancing technological developments are posing new threats to national cohesion, economies and individuals, sparking a regulatory crack…
Recorded Webinar: Navigating a Complex World: Best Data Practices in Sanctions Screening
As rising geopolitical uncertainty prompts an intensification in the complexity and volume of global economic and financial sanctions, banks and financial institutions are faced with a daunting set of new compliance challenges. The risk of inadvertently engaging with sanctioned securities has never been higher and the penalties for doing so are harsh. Traditional sanctions screening…
Theta Lake Touts First-of-its-Kind ISO Certification for AI Comms Data Trust
Data security specialist Theta Lake has been awarded trust certification for its artificial intelligence-powered compliance communications services. The designation was conferred as the company prepares to release a report that shows IT teams in financial services and other industries are facing challenges with their AI governance and security. Santa Barbara, California-based Theta Lake achieved ISO…
Northern Trust Highlights Asset Owners’ Data Challenge in Private Markets
Much is spoken of the data challenges that institutional asset managers are facing as they redraw their business models to meet the demands of a new economic environment, but less is said of asset owners, who are undergoing their own operational transformations. For them, the data journey is just as challenging; as their operational models…
A-Team Launches Inaugural AI in Data Management Summit New York City
Artificial intelligence-led applications offer financial institutions the potential to do more with their data at a time when increasingly complex economic and geopolitical influences place extraordinary operational pressures on them. The technology is now being applied to all parts of an organisation, from asset and risk management to customer relationship management and regulatory compliance. A…
Diligent to Offer Persefoni Sustainability Compliance Tools
Diligent, which provides governance, risk and compliance SaaS solutions, has announced a strategic partnership with Persefoni AI enabling clients to use the sustainability data management provider’s tools to comply with ESG regulations. Diligent will transition its carbon accounting clients to Persefoni’s platform and take an equity position in the company. Persefoni, is a. This agreement…
Navigating the Complex New Sanctions Landscape: Webinar Preview
The criticality of sanctions to the armoury of international relations has been amplified over the past decade as geopolitical and trade tensions have intensified. Since Russia’s annexation of Crimea in 2014 and its attempted full-scale invasion of Ukraine in 2022, governments around the world have increased sanctions on nations and entities by 700%, according to…
13 Leading AI-Based Data Management Capability Providers
Institutions are facing huge operational burdens as they ingest huge volumes of data, demand real-time analytics and face stringent regulatory scrutiny. Consequently, the new data landscape is rendering traditional data management systems inadequate for the growing number of use cases to which data is being deployed. This has necessitated a shift towards modern data management…
Monitoring a High-Risk World: Next-Generation Sanctions Screening
Sanctions remain a critical tool in international relations, influencing global finance, politics and security. In the past five years, global economic and financial sanctions have intensified amid rising geopolitical uncertainty, creating a complex landscape for financial institutions worldwide, the report states. The risk that institutions can inadvertently engage with sanctioned securities has never been higher,…