Data Management Insight Entity Data, KYC and Client Onboarding The latest content from across the platform
Brickendon Proposes a Five-Pronged Approach to GDPR
General Data Protection Regulation (GDPR) is a game changer, requiring firms to identify, manage and provide access to individuals’ personal data. Are firms up to speed on meeting the regulation’s May 2018 compliance deadline, or is there still some way to go? Ahead of a panel session on GDPR at A-Team Group’s RegTech Summit for…
Recorded Webinar: How to get entity, hierarchy and relationship data right
The demand for entity, hierarchy and relationship data continues to rise, not only in response to regulatory requirements, but also as a result of greater business understanding of the value of the data to identify counterparties, risk and potential opportunity. The webinar will discuss the requirement for entity, hierarchy and relationship data, how to source…
Meeting Client and Counterparty Identity Requirements Under MiFID II
The January 3, 2018 compliance deadline for Markets in Financial Instruments Directive II (MiFID II) is approaching fast, requiring firms within its scope to ensure they have access to LEIs to identify all clients, counterparties and issuers they deal with. As the industry mantra goes, and in line with MiFID II and its related Markets…
A RegTech Answer to Know Your Customer Compliance
Know your Customer (KYC), anti-money laundering (AML) and counter-terrorism financing (CTF) are hot topics in an increasingly hostile world, and were the subject of debate during a panel session at A-Team Group’s RegTech Summit for Capital Markets in London. Panel member Marisol Lopez, regional head of policy and standards at Thomson Reuters, shares her views…
Regulatory Data Handbook – Fifth Edition
In response to the popularity of the A-Team Regulatory Data Handbook, we have published a fifth edition outlining the essentials of regulations that are likely to have an impact on data and data management at your organisation. New to this edition is a section on RegTech, covering drivers behind the development of innovative regulatory technology,…
Encompass Offers RegTech Solution for KYC
Encompass will showcase its innovative Know Your Customer (KYC) solution at this week’s A-Team Group RegTech Summit for Capital Markets in London. The solution automates KYC processes, provides simultaneous, real-time access to multiple sources of global company and person data, and uses robotic search to fulfil firms’ KYC requirements. Ahead of the event, we talked…
Thomson Reuters Builds Connected Risk Platform
Thomson Reuters is building a Connected Risk compliance platform to offer users not only ready-to-go risk and compliance functionality, but also the option to integrate third-party RegTech and legacy technologies into a complete enterprise risk management solution. The platform is a game changer in its inclusion of technology that can translate internal and external data…
GLEIF Automates Access to the LEI Data Pool with LEI Look-up API
The Global Legal Entity Identifier Foundation (GLEIF) has responded to financial industry requests to be able to include LEI data in automated processes by providing an application programming interface (API). The API is called LEI Look-up and is designed to provide automated access to the Global LEI Index of current and historical LEI records. The…
Suade Joins A-Team Group’s List of Favourite RegTechs
Earlier today we published a list of some of our favourite RegTechs. Just hours later it is already time to add one more to the list, Suade, a RegTech dedicated to unlocking the full potential of regulation. Here’s a little information about the company. Suade – Suade challenges complex, costly and inflexible regulatory compliance processes…
Onfido Identify Verification Brings RegTech Innovation to KYC
For most banks, Know Your Customer (KYC) and Anti-Money Laundering (AML) regulation is broad, challenging and time consuming. Compliance that provides a satisfactory and competitive customer experience is difficult to achieve and non-compliance can result in huge monetary fines and reputational damage. RegTech providers are answering the call for a better approach to KYC and…