RegTech Insight AML, KYC & Financial Crime The latest content from across the platform
Recorded Webinar: Data management approaches for the buy-side
Buy-side firms are grasping the nettle of data management with a view to driving business transformation programmes, dealing with data fragmentation and quality issues, streamlining operations and achieving effective cost management. The webinar will discuss how the buy-side is embedding data management, the challenges it faces and lessons it is learning from the sell-side. Listen…
Recorded Webinar: Data as a Service: Realizing its Value for Data Management
Faced with substantial and rapidly changing regulatory demands, trading firms are realizing the need for agility in the way they handle data. With global regulations like MiFID II and FRTB reshaping data requirements – and the prospect of future measures introducing yet more reporting obligations – firms need to put in place data management platforms…
KYC/AML Innovation Waits On MiFID II
Efforts to conduct know-your-customer (KYC) and anti-money laundering (AML) operations more efficiently are more likely to begin after the financial services industry is better prepared for regulatory deadlines coming at the beginning of 2018, like MiFID II, said William Hartnett, managing director for market infrastructure investments at Citi, who spoke on a panel about the…
Lysis and iMeta Partner to Deliver Client Lifecycle Management Service for SMEs
Lysis and iMeta have teamed up to deliver a service for client lifecycle management that is designed to provide small to medium sized enterprises (SMEs) in the financial services sector with agile, cost-effective access to client management resources rather than full-time operations. The managed service incorporates Lysis’s client onboarding and KYC expertise, and is underpinned…
The Emergence of RegTech
By: JR Lowry, EMEA head of State Street Global Exchange As 2017 unfolds, we continue to be in the midst of a period of momentous change in financial services, with the evolution of technology teetering on the edge of radically reshaping the entire industry. The period of hype surrounding the term ‘big data’ has given…
Challenging the Cost and Complexity of Corporate Actions Data Management
Corporate actions data management can be costly, complex and time consuming, but there are approaches and solutions in the market that can ease these problems and support more streamlined operations for the benefit of the business. A recent A-Team Group webinar tracked the progress of corporate actions automation, standards development and ongoing change, and concluded…
Opus Resolve API Searches Multiple Entity Databases in Real Time
Opus, parent of Alacra, has introduced Resolve API, an application programming interface designed to help firms search multiple entity databases in real time and speed up the integration of entity reference data with businesses processes. A couple of early adopter banks are using the solution to maintain a single and accurate view of client records…
Rival Systems Extends Reach Into Equities
Trading and risk management software provider Rival Systems’ partnership with the Lime Brokerage unit of Wedbush extends Rival Systems’ reach beyond its core constituency in futures and options, into equities trading in US markets and dark pools, according to Robert D’Arco, CEO, Rival Systems. Lime Brokerage and Rival Systems have launched an integrated service combining…
Fixed-Income Trading Operations Catch Up
Fixed-income trading operations may be as much as 15 years behind equities trading operations, but they are catching up quickly, according to executives in the field who spoke at the FIX Trading Community’s Americas Trading Briefing in New York on April 26. “All the advancements in technology, the transfer of information and the execution of…
The Regulatory Stick and Beneficial Carrot of Data Governance
If the stick behind data governance is regulatory compliance, the carrot is business and operational benefit stretching to revenue creation, reduced expenditure, better customer satisfaction and improved data to solve business problems. The challenges and opportunities of data governance were discussed during this week’s A-Team Group webinar, A Step-by-Step Guide to Implementing a Data Governance…