The leading knowledge platform for the financial technology industry
The leading knowledge platform for the financial technology industry

A-Team Insight Blogs

Broadridge Canada Announces Enhanced Smart Securities Offering

Broadridge Financial Solutions, today announced the release of an enhanced version of its Smart Securities offering in Canada, which will now include New Issue Document Fulfillment.

New Issue Document Fulfillment is a solution for the communication and delivery of transaction confirmations and required compliance documents to investors who have purchased new issue equity and fixed income products.

This new automated system will identify and stream trades into separate queries, triggering a workflow for distribution of prospectuses or other required documents along with trade confirmations. The results will be minimized costs and substantial operational efficiencies.

The solution incorporates print-on-demand technology with inventory management and provides concise audit reporting. As a scalable offering it supports multiple new issues at the same time while ensuring that the most current documents are available for distribution.

Donna Bristow, Vice President, Investor Communication Solutions, Canada, Broadridge, remarked: “The release of New Issue Document Fulfillment builds on the success of the current Smart Securities service which provides dealers with an automated solution for the distribution of transaction confirmations. The ability to automate the fulfillment of compliance documents provides the auditability, automation and cost efficiencies required for dealers to issue a transaction confirmation and prospectus for initial public offering and secondary offering transactions.”

Related content

WEBINAR

Recorded Webinar: Entity identification and client lifecycle management – How financial institutions can drive $4 billion in cost savings

A new model in Legal Entity Identifier (LEI) issuance has created significant opportunities for financial institutions to capitalise on their KYC and AML due diligence. By becoming Validation Agents and obtaining LEIs on behalf of their clients, financial institutions can enhance their client onboarding experience, streamline their internal operations, and open the door to new,...

BLOG

GoldenSource Ushers Reference and Pricing Data into the Front Office with Quant Workbench

Extracting value from data is a priority for financial institutions as the business looks to increase efficiency, reduce costs, identify new opportunities and gain competitive advantage. Some source in-house tools to improve the quality and accessibility of internal and external data, others look to third-parties for solutions. A new tool from GoldenSource, Quant Workbench, brings...

EVENT

Data Management Summit London

The Data Management Summit Virtual explores how financial institutions are shifting from defensive to offensive data management strategies, to improve operational efficiency and revenue enhancing opportunities. We’ll be putting the business lens on data and deep diving into the data management capabilities needed to deliver on business outcomes.

GUIDE

Corporate Actions

Corporate actions has been a popular topic of discussion over the last few months, with the DTCC’s plans for XBRL and ISO interoperability, as well as the launch of Swift’s new self-testing service for corporate actions messaging, STaQS, among others. However, it has not been a good start to the year for many of the...