The leading knowledge platform for the financial technology industry
The leading knowledge platform for the financial technology industry

A-Team Insight Blogs

Broadridge and NewRiver Extend Agreement on Disclosure Doc E-Delivery

Broadridge Financial Solutions has extended its agreement with NewRiver to provide a database of disclosure documents to assist Broadridge in electronic delivery of regulatory documents to investors. For the past five years, Broadridge has worked with NewRiver and a select number of Broadridge clients for e-delivery of confirming and first-dollar prospectuses.

NewRiver sources 23,000 disclosure documents directly and daily from EDGAR, the SEC’s mutual fund database. As a result, Broadridge can deliver compliant documents faster and more efficiently for its clients, while clients can provide better protection downstream for investors with timely, accurate information.

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