SIX has introduced a service covering over 30,000 securities connected with Marijuana Related Businesses (MRBs). The service reflects the changing legal landscape around marijuana. In the US, marijuana has been legalised in some states, but is criminal at federal level. As a result, in some states MRBs can raise money via capital markets, enabling investors to access MRB linked securities. Some countries in Europe consider investing in MRBs as money laundering. MRB Securities service, built on the same model as the SIX Sanctioned Securities Monitoring Service, identifies and lists securities that are directly or indirectly issued by listed MRB entities.
A-Team Insight Briefs
Recorded Webinar: Client Experience and Onboarding For Transfer Agents: How to ensure you deliver a seamless client experience and differentiate your services
Clients expect you to seamlessly deliver a range of transfer services. They expect you to delight their investors and ensure you have a robust onboarding and compliance process in place. They also want you to help them ensure they comply with shareholding obligations and corporate actions. With digital expectations becoming ever higher, how will you...
Jane Jee, CEO at Kompli-Global, has some strong views on the current challenges facing the RegTech industry, and what the regulators themselves could do to fix them. Here, she speaks candidly to RegTech Insight about her views on building a robust RegTech industry in a post-4MLD/5MLD (EU Money Laundering Directive) world. What do you consider...
Now in its 4th year, the RegTech Summit in London explores how the European financial services industry can leverage technology to drive innovation, cut costs and support regulatory change.
Welcome to A-Team Group’s best read handbook, the Regulatory Data Handbook, which is now in its seventh edition and continues to grow in terms of the number of regulations covered, the detail of each regulation and the impact that all the rules and regulations will have on data and data management at your institution. This...