About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Briefs

Pinnacle IM Taps TRAction for Streamlined Transaction Reporting

Subscribe to our newsletter

Pinnacle Investment Management, multi-affiliate investment firm, has turned to  TRAction for help to enhance its transaction reporting for both European Market Infrastructure Regulation (EMIR) and Australian Securities & Investments Commission (ASIC) rules. Pinnacle will use TRAction’s trade reporting solution to simplify reporting processes and reduce the burden on internal resources. TRAction’s platform automates the submission of reports, while also helping Pinnacle to navigate complex reporting requirements to ensure compliance. The initiative comes as firms address recent and upcoming regulatory changes, such as the EMIR Refit (effective from April this year) and the ASIC Rewrite (coming into effect in October). 

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Managing Off-Channel Communications Compliance

Managing off-channel communications – business interactions occurring outside of approved corporate systems – continues to challenge firms’ compliance efforts. The rise of personal messaging apps, social media, and other unmonitored channels – for example, messaging functionality embedded in an order management system – exposes firms to substantial regulatory risk. Enforcement actions by regulatory bodies, such...

BLOG

ACA Insights from FCA 2024 STORS Report (Insider Dealing Dominates)

In March, the UK Financial Conduct Authority (FCA) published its annual breakdown of suspicious transaction and order reports (STORs) filed during 2024. The headline figure – 4,528 STORs received – reflects continued vigilance in monitoring for potential market abuse. While the volume remains largely consistent with previous years, the detailed breakdown offers valuable insights for...

EVENT

AI in Capital Markets Summit New York

The AI in Capital Markets Summit will explore current and emerging trends in AI, the potential of Generative AI and LLMs and how AI can be applied for efficiencies and business value across a number of use cases, in the front and back office of financial institutions. The agenda will explore the risks and challenges of adopting AI and the foundational technologies and data management capabilities that underpin successful deployment.

GUIDE

ESG Data Handbook 2022

The ESG landscape is changing faster than anyone could have imagined even five years ago. With tens of trillions of dollars expected to have been committed to sustainable assets by the end of the decade, it’s never been more important for financial institutions of all sizes to stay abreast of changes in the ESG data...