DTCC is scheduled to launch its first phase of SFTR testing for third-party partners in August, ahead of the regulation’s go-live date of April 2020.
Subscribe to our newsletter
DTCC is scheduled to launch its first phase of SFTR testing for third-party partners in August, ahead of the regulation’s go-live date of April 2020.
Non-financial misconduct – encompassing behaviours such as bullying, sexual harassment, and discrimination is a key focus of the Senior Managers and Certification Regime (SMCR). The Financial Conduct Authority (FCA) has underscored that such misconduct is not only unethical but also poses significant risks to a firm’s culture and operational integrity. Recognizing the profound impact on...
The International Securities Swaps and Derivatives Association has selected Gentek AI to build a traceability tool for Digital Regulatory Reporting (DRR). Gentek will develop a tool designed to let users track the history of DRR decision-making and connect coding choices back to regulatory requirements. The story behind the announcement is that Gentek comes to the...
Now in its 8th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.
Hundreds of thousands of pre-Legal Entity Identifiers (LEIs) have been issued by pre-Local Operating Units (LOUs) in the Global LEI System (GLEIS), and the standard entity identifier has been mandated for use by regulators in both the US and Europe. As more pre-LEIs are issued ahead of the establishment of the global systems’ Central Operating...