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The knowledge platform for the financial technology industry

A-Team Insight Briefs

DTCC Sets SFTR Testing Date

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DTCC is scheduled to launch its first phase of SFTR testing for third-party partners in August, ahead of the regulation’s go-live date of April 2020.

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Recorded Webinar: Managing Non-Financial Misconduct Under SMCR

Non-financial misconduct – encompassing behaviours such as bullying, sexual harassment, and discrimination is a key focus of the Senior Managers and Certification Regime (SMCR). The Financial Conduct Authority (FCA) has underscored that such misconduct is not only unethical but also poses significant risks to a firm’s culture and operational integrity. Recognizing the profound impact on...

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Re-Architecting Regulatory Reporting with REGnosys and Open Source

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Risk & Compliance

The current financial climate has meant that risk management and compliance requirements are never far from the minds of the boards of financial institutions. In order to meet the slew of regulations on the horizon, firms are being compelled to invest in their systems in order to cope with the new requirements. Data management is...