Automated compliance management solutions provider ComplySci has expanded its global presence with a new London office, housing 13 full-time staff led by Kyri Yiannakis, Managing Director and Head of EMEA. The move follows the firm’s October 2019 expansion into a new 18,000 square foot headquarters in New York.
ComplySci is backed by Vista Equity Partners, a specialist investment firm exclusively focused on enterprise software, data and technology-enabled organizations.
Date: 8 September 2020 Time: 10:00am ET / 3:00pm London / 4:00pm CET The very sudden impact of Covid-19 and resultant shutdown of physical sites has stress-tested financial institutions and vendors to their limits. Now banks and firms are slowly starting to re-open offices. But what will the new normal look like and what steps...
The International Securities Lending Association (ISLA) has joined forces with a multitude of other industry associations to urge a 12-month delay in the implementation of the regulation, laid out in an open letter to the European Commission. Currently scheduled to come into force on 3 September 2020, the regulation is an amendment to SRD I...
Now in its 4th year, the RegTech Summit in NYC explores how the North American financial services industry can leverage technology to drive innovation, cut costs and support regulatory change.
High-profile and punitive penalties handed out to large financial institutions for non-compliance with Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations have catapulted entity data management up the business agenda. So, too, have industry and government reports on the staggering sums of money laundered on a global basis. Less apparent, but equally important, are...