About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Wolters Kluwer Promotes Monteiro and Schwingen Within Securities Compliance Solutions

Subscribe to our newsletter

Originally appeared in MiFID Monitor

Wolters Kluwer Financial Services has promoted Anna Monteiro to senior director of regulatory products and editorial operations and Randy Schwingen to director of corporate actions products and editorial operations. Previously, Monteiro was director of product strategy for the securities compliance solutions group and Schwingen was senior product manager for corporate actions solutions.

In her new role, Monteiro is responsible for the oversight and development of Wolters Kluwer Financial Services’ securities compliance software tools and regulatory information for broker-dealers, investment advisers and fund managers. She also oversees the company’s regulatory editorial groups in the US and UK, which monitor securities laws, regulations and industry news to provide analysis and commentary to compliance professionals.

Prior to joining the company, she led customer product strategies for Citigroup’s Asset Management and Private Banking groups. Earlier in her career, she was a programme manager for Reuters.

In his new role, Schwingen oversees Wolters Kluwer Financial Services’ capital changes products, which provides daily coverage of corporate action events along with historical archive data to financial services, accounting and law firms. His group includes the capital changes’ team of tax and legal editors who summarise the terms and tax consequences of US and international corporate actions.

He previously worked for RIA Group, a part of Thomson, where he was in product management and marketing for their tax research products. Prior to that role, he was in product management at Dun & Bradstreet.

Subscribe to our newsletter

Related content

WEBINAR

Upcoming Webinar: Hearing from the Experts: AI Governance Best Practices

9 September 2025 10:00am ET | 3:00pm London | 4:00pm CET Duration: 50 Minutes The rapid spread of artificial intelligence in the financial industry presents data teams with novel challenges. AI’s ability to harvest and utilize vast amounts of data has raised concerns about the privacy and security of sensitive proprietary data and the ethical...

BLOG

Critical but Challenging – Managing Unstructured Data: A-Team Webinar Preview

Unstructured data accounts for an estimated 80 per cent of companies’ data estate and the volume of that information is forecast to grow by a third each year. Consequently, management of the class of data that is being culled from sources as diverse as financial reports and social media posts has become a pressing challenge....

EVENT

Data Management Summit New York City

Now in its 15th year the Data Management Summit NYC brings together the North American data management community to explore how data strategy is evolving to drive business outcomes and speed to market in changing times.

GUIDE

AI in Capital Markets: Practical Insight for a Transforming Industry – Free Handbook

AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...