About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Wolters Kluwer Promotes Monteiro and Schwingen Within Securities Compliance Solutions

Subscribe to our newsletter

Originally appeared in MiFID Monitor

Wolters Kluwer Financial Services has promoted Anna Monteiro to senior director of regulatory products and editorial operations and Randy Schwingen to director of corporate actions products and editorial operations. Previously, Monteiro was director of product strategy for the securities compliance solutions group and Schwingen was senior product manager for corporate actions solutions.

In her new role, Monteiro is responsible for the oversight and development of Wolters Kluwer Financial Services’ securities compliance software tools and regulatory information for broker-dealers, investment advisers and fund managers. She also oversees the company’s regulatory editorial groups in the US and UK, which monitor securities laws, regulations and industry news to provide analysis and commentary to compliance professionals.

Prior to joining the company, she led customer product strategies for Citigroup’s Asset Management and Private Banking groups. Earlier in her career, she was a programme manager for Reuters.

In his new role, Schwingen oversees Wolters Kluwer Financial Services’ capital changes products, which provides daily coverage of corporate action events along with historical archive data to financial services, accounting and law firms. His group includes the capital changes’ team of tax and legal editors who summarise the terms and tax consequences of US and international corporate actions.

He previously worked for RIA Group, a part of Thomson, where he was in product management and marketing for their tax research products. Prior to that role, he was in product management at Dun & Bradstreet.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Taking a holistic approach to buy-side data management

As data volumes and complexity continue to increase, buy-side data management is at an inflection point. Manual processes and data siloes are no longer fit for purpose, and firms need to take a more holistic approach to data management that not only reduces manual intervention and cost, but also increases data access and accuracy for...

BLOG

ANNA Implementation of Revised ISO 6166 ISIN Standard Spotlights LEI, CFI and FISN

The Association of National Numbering Agencies (ANNA) has completed technical implementation of the revised ISO 6166 International Securities Identification Number (ISIN) with a view to bringing further clarity and transparency to the identification and reporting of financial instruments. Following implementation of the technical changes, National Numbering Agencies (NNAs) within ANNA must formally report Legal Entity...

EVENT

TradingTech Briefing New York

TradingTech Insight Briefing New York will explore how trading firms are innovating and leveraging technology as a differentiator in today’s cloud and digital based environment.

GUIDE

ESG Handbook 2023

The ESG Handbook 2023 edition is the essential guide to everything you need to know about ESG and how to manage requirements if you work in financial data and technology. Download your free copy to understand: What ESG Covers: The scope and definition of ESG Regulations: The evolution of global regulations, especially in the UK...