About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

UBS MTF Selects Aquis Technology for MiFID II Surveillance and Reporting

Subscribe to our newsletter

UBS MTF (Multilateral Trading Facility) has selected Aquis Technology, the regtech services arm of Aquis Exchange, to provide market surveillance and RTS 27 reporting software as required by Markets in Financial Instruments Directive II (MiFID II).

UBS selected the Aquis Market Surveillance solution on the basis of its strong and comprehensive market monitoring and surveillance, and its ability to meet the MTF’s need for a cost-effective, flexible and performant tool that meets today’s requirements and anticipated regulatory and business changes.

RTS 27 details the best execution element of MiFID II that requires trading venues to publish the quality of transaction execution to evidence that they have taken ‘all sufficient steps’ to obtain best execution for their clients.

Richard Semark, head of UBS MTF, says: “Having looked across the potential suppliers, we felt Aquis was the best fit for us in terms of our current requirements for surveillance and regulatory reporting. Its flexibility will also support development plans for 2018.”

Aquis Market Surveillance uses a high volume, low latency matching engine and real-time market monitoring and surveillance technology to support some of the compliance criteria of both MiFID II and Market Abuse Regulation (MAR).

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Market Abuse: Trends and Issues to Watch Out for in 2023

With the FCA taking a supervisory approach to regulating firms, many regulatory interventions won’t end up in the public domain. What are they looking for and how do you ensure you stay on the right side of their supervision? Join this webinar with A-Team Group and Leaman Crellin to discover what you need to focus...

BLOG

Yuanta Futures Taps Eventus for Trade Surveillance, Becomes Firm’s First Taiwanese Client

Yuanta Futures, a subsidiary of Taiwan-based Yuanta Financial Holdings, has chosen Eventus to provide trade surveillance for its futures and options business. This move signifies the first Taiwanese client for Eventus, a global provider of trade surveillance, market risk, transaction monitoring and algorithmic monitoring solutions. Ranking number one for futures and options market share, profitability,...

EVENT

TradingTech Summit London

Now in its 13th year the TradingTech Summit London brings together the European trading technology capital markets industry, to explore how trading firms are innovating in today’s cloud and digital based environment to create flexible, scalable trading platforms to support speed to market and business agility.

GUIDE

Institutional Digital Assets Handbook 2023

After initial hesitancy, interest in digital assets from institutional market participants has grown over the past three to four years. Early focus inevitably centred on the market opportunities presented by bitcoin and other cryptocurrencies. But this has evolved into a broad acceptance of a potentially meaningful role for digital assets in institutional markets. It’s now...