About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight Blogs

UBS MTF Selects Aquis Technology for MiFID II Surveillance and Reporting

Subscribe to our newsletter

UBS MTF (Multilateral Trading Facility) has selected Aquis Technology, the regtech services arm of Aquis Exchange, to provide market surveillance and RTS 27 reporting software as required by Markets in Financial Instruments Directive II (MiFID II).

UBS selected the Aquis Market Surveillance solution on the basis of its strong and comprehensive market monitoring and surveillance, and its ability to meet the MTF’s need for a cost-effective, flexible and performant tool that meets today’s requirements and anticipated regulatory and business changes.

RTS 27 details the best execution element of MiFID II that requires trading venues to publish the quality of transaction execution to evidence that they have taken ‘all sufficient steps’ to obtain best execution for their clients.

Richard Semark, head of UBS MTF, says: “Having looked across the potential suppliers, we felt Aquis was the best fit for us in terms of our current requirements for surveillance and regulatory reporting. Its flexibility will also support development plans for 2018.”

Aquis Market Surveillance uses a high volume, low latency matching engine and real-time market monitoring and surveillance technology to support some of the compliance criteria of both MiFID II and Market Abuse Regulation (MAR).

Subscribe to our newsletter

Related content

WEBINAR

Upcoming Webinar: Post-Trade Transformation: Automating Clearing & Settlement

Date: 1 December 2026 Time: 10:00am ET / 3:00pm London / 4:00pm CET Duration: 50 minutes The UK, EU and Swiss markets move to T+1 settlement on 11 October 2027, but the first binding compression arrives almost a year earlier. ESMA’s amended settlement discipline RTS expects allocation and confirmation completed by 23:00 CET on trade...

BLOG

AI in Capital Markets Handbook 2026: From Experimentation to Governed Execution

Capital markets firms are under pressure to convert AI experimentation into sustainable business value. The challenge is not simply finding use cases but demonstrating that AI can support regulated workflows through approved data, accountable ownership, measurable outcomes and defensible evidence. A-Team Group’s AI in Capital Markets Handbook 2026 examines that shift across the trade lifecycle....

EVENT

Data Management Summit, New York City

Now in its 17th year, Data Management Summit (DMS) NYC returns in September 2027, to explore how to use data and AI to drive measurable business outcomes - reliably, repeatedly and at scale.

GUIDE

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...