About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Surveillance Platform Operator Shield Raises $15 Million to Fund Sales Expansion

Subscribe to our newsletter

Tel Aviv-based surveillance system provider Shield has raised $15 million to expand its global sales teams and expand its capabilities. The series A funding round was led by Macquarie Capital and OurCrowd.

Founded in 2018, Shield uses artificial intelligence (AI) and natural programming language (NPL) to identify market abuse and conduct issues. Its platform monitors all electronic communications channels used by regulated entities, allowing firms to deal with issues swiftly and efficiently. The company will use the funds to open an office in New York, and add to its sales resource to expand in Europe and the Asia Pacific region.

The Shield platform collects and securely stores applicable from e-comms channels including voice, video, shared files and metadata, enriches and structures the data, then analyses it using machine learning and NPL. It then connects with the structured data to find any relevant discussions or other communications centred on the financial marketplace (mentions of company names, stock prices, etc.)

The Shield platform also provides surveillance and e-discovery tools to search Zoom and other online meeting channels for specific content (words, phrases and complex combinations of language). Compliance officers can search this analysed data for specific terms or phrases, grouping investigations and all relevant data from other channels (correlated with phone calls, emails, chats, etc.) as a package for specific investigations – whether internal, a request by the firm’s legal team or in response to a regulator’s request for information.

The solution alerts the Compliance/Surveillance team to any flagged content within online meeting sessions, utilising behavioural detection models for Market Abuse, Employee Conduct and Information Handling (such as insider information and the sharing of sensitive information without permission, etc).

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: How to develop a reporting framework for ESG disclosure regulation

ESG reporting is a challenge and additional burden for many financial institutions as regulations continue to evolve, ESG data management is complex, and global standards remain elusive. Helpful solutions include reporting frameworks that support the collection, understanding, and management of ESG data for disclosure. This webinar will provide practical guidance on how to build a...

BLOG

5 Recurring Themes from Comms Surveillance (Q1-2024)

Communications surveillance came under focus in two sessions at the recent A-Team Group Trading Technology Summit in London in February.  During a morning Keynote session, Andrew Delaney, President and Chief Content Officer at A-team sat down with Paul Liesching, Chief Revenue Officer at 1Global to discuss “Navigating the Complexity of Communications Surveillance.”  An afternoon panel...

EVENT

TradingTech Briefing New York

Our TradingTech Briefing in New York is aimed at senior-level decision makers in trading technology, electronic execution, trading architecture and offers a day packed with insight from practitioners and from innovative suppliers happy to share their experiences in dealing with the enterprise challenges facing our marketplace.

GUIDE

The Trading Regulations Handbook

Need to know all the essentials about the regulations impacting trading infrastructure? Welcome to the first edition of our A-Team Trading Regulations Handbook which provides all the essentials about regulations impacting trading operations, data and technology. A-Team’s Trading Regulations Handbook is a great way to see at-a-glance: All the regulations that are impacting trading technology...