About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Surveillance Platform Operator Shield Raises $15 Million to Fund Sales Expansion

Subscribe to our newsletter

Tel Aviv-based surveillance system provider Shield has raised $15 million to expand its global sales teams and expand its capabilities. The series A funding round was led by Macquarie Capital and OurCrowd.

Founded in 2018, Shield uses artificial intelligence (AI) and natural programming language (NPL) to identify market abuse and conduct issues. Its platform monitors all electronic communications channels used by regulated entities, allowing firms to deal with issues swiftly and efficiently. The company will use the funds to open an office in New York, and add to its sales resource to expand in Europe and the Asia Pacific region.

The Shield platform collects and securely stores applicable from e-comms channels including voice, video, shared files and metadata, enriches and structures the data, then analyses it using machine learning and NPL. It then connects with the structured data to find any relevant discussions or other communications centred on the financial marketplace (mentions of company names, stock prices, etc.)

The Shield platform also provides surveillance and e-discovery tools to search Zoom and other online meeting channels for specific content (words, phrases and complex combinations of language). Compliance officers can search this analysed data for specific terms or phrases, grouping investigations and all relevant data from other channels (correlated with phone calls, emails, chats, etc.) as a package for specific investigations – whether internal, a request by the firm’s legal team or in response to a regulator’s request for information.

The solution alerts the Compliance/Surveillance team to any flagged content within online meeting sessions, utilising behavioural detection models for Market Abuse, Employee Conduct and Information Handling (such as insider information and the sharing of sensitive information without permission, etc).

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Navigating a Complex World: Best Data Practices in Sanctions Screening

As rising geopolitical uncertainty prompts an intensification in the complexity and volume of global economic and financial sanctions, banks and financial institutions are faced with a daunting set of new compliance challenges. The risk of inadvertently engaging with sanctioned securities has never been higher and the penalties for doing so are harsh. Traditional sanctions screening...

BLOG

Redefining Digital Regulatory Reporting with CDM & DRR

Regulatory reporting is evolving from static data submissions to dynamic, process-driven compliance. At the core of this shift are the Common Domain Model (CDM) and Digital Regulatory Reporting (DRR), which together define a shared, machine-executable framework for how financial transactions are represented and reported. By standardising both data and process, they enable a consistent interpretation...

EVENT

TEST Event page 2

Now in its 15th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

A-Team Group’s Valuations Vendor Directory 2009

An indispensable guide to valuations professionals seeking providers of services in the asset valuations market. A-Team Group’s latest release in its series of directories – available for FREE download – focuses on vendors of valuations data, models and analytics. But this is not just another list of firms with their telephone numbers – you can get that...