About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

SteelEye Reports Increasing Demand for Integrated Surveillance as Regulatory Crackdown Continues

Subscribe to our newsletter

Demand for integrated trade and communications surveillance among financial institutions has surged by 100% this year following heightened regulatory scrutiny across financial markets, according to recent research by SteelEye. The company’s 2023 Annual Compliance Health Check Report, which surveyed more than 300 senior financial services compliance and risk professionals, found integrated surveillance is now a key investment area for 26% of financial firms, compared to 13% in 2022.

SteelEye describes integrated surveillance as the ability to holistically combine, monitor, and analyse structured and unstructured data across trades, orders, communications, and contextual sources such as news and market data. Doing so can uncover risks that otherwise go unnoticed when trade and communications surveillance systems are siloed.

“While regulatory rules haven’t changed much in recent years, the expectations of regulators are higher than ever given how advanced technology in this space has become,” says Matt Smith, CEO of SteelEye. “To meet regulatory demand, financial firms need to get better at detecting potential market manipulation. They won’t be able to do that if they continue to grapple with a proliferation of data, systems, and platforms. Instead, integrated surveillance will be critical in helping firms successfully navigate an increasingly complex and data-dependent regulatory environment.”

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Sponsored by FundGuard: NAV Resilience Under DORA, A Year of Lessons Learned

The EU’s Digital Operational Resilience Act (DORA) came into force a year ago, and is reshaping how asset managers, asset owners and fund service providers think about operational risk. While DORA’s focus is squarely on ICT resilience and third-party dependencies, its implications extend deep into core operational processes that are critical to market integrity, investor...

BLOG

Complex Sanctions Environment Demands Powerful Screening Monitors: SIX Report

Sanctions screening technology has never been more important for financial institutions as new geopolitical and economic threats create the riskiest trading environment in recent history. That is the key finding of a new report, that highlights the need for greater resilience among organisations to the raised threat level faced by the global financial system. In...

EVENT

RepRisk Sustainability Breakfast Roundtable London

The London sustainability breakfast is part of the global roundtable thought leadership event series hosted by RepRisk in key markets, including, New York, Toronto, London, Frankfurt, Oslo, Copenhagen, Stockholm, Hong Kong and Singapore in 2026.

GUIDE

Best Practice Client Onboarding

Client onboarding is central to the success of banks, yet it continues to present challenges and the benefits of getting it right are difficult to achieve. The challenges arise from siloed systems, manual processes and poor entity data quality. The potential benefits of successful implementation include excellent client experience, improved client acquisition and loyalty, new business opportunities, reductions in costs, competitive advantage, and confidence in compliance.