About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Shield Expands Surveillance Platform with Advanced Workflow Functionality

Subscribe to our newsletter

Israeli RegTech provider Shield has launched a new Advanced Workflow function as part of its wider eComms Surveillance platform, with the goal of helping financial firms to build their own workflows and business processes within the application, ensuring compliance investigations meet the requirements of the business, and enabling different teams to be managed from one central platform.

The system uses a ‘drag and drop’ approach to build, amend, and update workflows, with alerts generated if any potentially suspicious behaviour is detected. The tool then maps the steps following an alert, for example by passing the details to a compliance officer to make a decision as to whether further investigation is needed. A visual map of the process is created, as with the main Shield platform, which can be configured to any size of business.

“eComms surveillance is vital for all modern financial firms, ensuring regulatory compliance and excellent service for clients, but equally this function needs to be well integrated with the operations of the business,” explains Nicole Aviv, Shield Head of Product. “[Our] new Advanced Workflow function ensures alerts and rules are tailored to the internal structure of the firm, providing support to operations rather than creating an additional task for compliance teams.”

It’s the latest development from the RegTech provider since it opened its London office back in September 2019, in response to growing demand for its cross-regulation compliance platform. The firm also has an R&D centre headquartered in Tel Aviv and an office in Copenhagen.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Best Practices for Managing Trade Surveillance

The surge in trading volumes combined with the emergence of new digital financial assets and geopolitical events have added layers of complexity to market activities. Traditional surveillance methods often struggle to keep pace with these changes, leading to difficulties in detecting sophisticated market abuses and increased regulatory risk. To address these challenges, financial institutions are...

BLOG

IEX Selects DataBP Platform to Modernise Market Data Administration

The Investors’ Exchange (IEX) has adopted DataBP’s market data management platform to streamline its commercial data operations, aiming to enhance efficiency across licensing, reporting, and compliance workflows. The move is part of a broader strategy by IEX to simplify its administrative processes as it expands. According to Mark Schaedel, CEO of DataBP, the project was...

EVENT

Buy AND Build: The Future of Capital Markets Technology

Buy AND Build: The Future of Capital Markets Technology London examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...