About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Shield Expands Surveillance Platform with Advanced Workflow Functionality

Subscribe to our newsletter

Israeli RegTech provider Shield has launched a new Advanced Workflow function as part of its wider eComms Surveillance platform, with the goal of helping financial firms to build their own workflows and business processes within the application, ensuring compliance investigations meet the requirements of the business, and enabling different teams to be managed from one central platform.

The system uses a ‘drag and drop’ approach to build, amend, and update workflows, with alerts generated if any potentially suspicious behaviour is detected. The tool then maps the steps following an alert, for example by passing the details to a compliance officer to make a decision as to whether further investigation is needed. A visual map of the process is created, as with the main Shield platform, which can be configured to any size of business.

“eComms surveillance is vital for all modern financial firms, ensuring regulatory compliance and excellent service for clients, but equally this function needs to be well integrated with the operations of the business,” explains Nicole Aviv, Shield Head of Product. “[Our] new Advanced Workflow function ensures alerts and rules are tailored to the internal structure of the firm, providing support to operations rather than creating an additional task for compliance teams.”

It’s the latest development from the RegTech provider since it opened its London office back in September 2019, in response to growing demand for its cross-regulation compliance platform. The firm also has an R&D centre headquartered in Tel Aviv and an office in Copenhagen.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: From Data to Alpha: AI Strategies for Taming Unstructured Data

Unstructured data and text now accounts for the majority of information flowing through financial markets organisations, spanning research content, corporate disclosures, communications, alternative data, and internal documents. While AI has created new opportunities to extract signals, many firms are discovering that value is constrained not by models, but by the quality of the content, architecture,...

BLOG

Opetek Launches ARIUS Reasoning Platform with Tier One Bank Piloting on FX Options Desks

Opetek has launched ARIUS, a quantitative reasoning platform for institutional trading desks, which is being piloted by traders and quants at a tier-one global investment bank across live FX options workflows in New York, London and Singapore. A second tier-one institution has been approved and onboarded, with go-live expected in the coming weeks. Designed for...

EVENT

Data Management Summit London

Now in its 16th year, the Data Management Summit (DMS) in London brings together the European capital markets enterprise data management community, to explore how data strategy is evolving to drive business outcomes and speed to market in changing times.

GUIDE

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...