About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Schooley Appointed General Manager of Broadridge’s Mutual Funds Proxy Services Business

Subscribe to our newsletter

Broadridge Financial Solutions today announced the appointment of Peggy Schooley as general manager of its Mutual Funds Proxy Services business. She joins Broadridge from Evergreen Service Company, where she served as president since 2005. Evergreen Service Company is a subsidiary of Evergreen Investment Company, part of the investment management business owned by Wells Fargo & Company.

Schooley’s responsibilities include overall planning and execution of all mutual funds proxy services including operations, compliance and regulatory oversight, vote reporting and solicitation, as well as spearheading new business and expanding client relationships.

“Broadridge will benefit greatly from Peggy’s extensive knowledge and vast experience in the mutual fund industry,” said Gerard Scavelli, president, Mutual Fund Solutions, Broadridge. “Her management experience including directing multiple fund groups at leading institutions like Evergreen Investments and Pioneer Investments, will help us enhance overall service delivery to our mutual fund clients. We are delighted to have Peggy join Broadridge’s Mutual Fund Solutions team,” added Scavelli.

Schooley stated: “There are many challenges facing mutual fund organisations today including changing compliance and regulatory standards, mergers and acquisitions, and the demand to remain competitive despite budget constraints. Through ongoing technology development and a superior service model, Broadridge has served as a vital partner to mutual fund organisations, helping firms to navigate the changing industry landscape. I am looking forward to working with Gerry and the entire Mutual Fund Solutions team to enable Broadridge and its mutual fund clients to continue achieving superior levels of performance through Broadridge’s tradition of innovation and client-centricity.”

As president of Evergreen Service Company, Schooley was responsible for all transfer agent functions, including compliance and regulatory oversight, as well as negotiation of contracts. Previously, she held top leadership positions at Pioneer Investment Management Shareholder Services, PFPC, Financial Institutions Division, and Putnam Investments. Schooley began her career at the USAA Investment Management Company.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Best practices for creating an effective data quality control framework

Data quality is critical to capital markets processes from identifying counterparties to building customer relationships, regulatory reporting, and ultimately improving the bottom line. It can also be extremely difficult to achieve. One solution is a data quality control framework that includes an automated and systematic process that monitors the state of data quality and ensures...

BLOG

Bloomberg Makes Data License Content Available Natively on Google Cloud

Bloomberg has extended its relationship with Google Cloud by making its Data License content available on the cloud, a move designed to enable customers to receive content natively and reduce time taken to integrate data and derive insights. Data License customers can receive Bloomberg OneData content, including reference, pricing, regulatory data, research, corporate actions, and...

EVENT

RegTech Summit New York

Now in its 6th year, the RegTech Summit in New York will bring together the regtech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

Regulatory Data Handbook 2022/2023 – Tenth Edition

Welcome to the tenth edition of A-Team Group’s Regulatory Data Handbook, a publication that has tracked new regulations, amendments, implementation and data management requirements as regulatory change has impacted global capital markets participants over the past 10 years. This edition of the handbook includes new regulations and highlights some of the major regulatory interventions challenging...