About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Risk Focus Adds Regulatory Reporting Advisory

Subscribe to our newsletter

Risk Focus has introduced Regulatory Reporting Advisory (RRA), a service designed to help clients comply with trade reporting regulations, meet aggressive deadlines and build solutions for regulatory compliance, including upcoming regulations such as Securities Finance Transaction Reporting (SFTR), which takes effect in early 2019.

Risk Focus RRA offers support for all aspects of regulatory reporting and controls. Workshops, health checks, assurance reviews, education and training aim to ensure the service provides stability in times of constant change. As the preferred implementation partner of RegTek Solutions, Risk Focus RRA has held on-site and remote workshops for clients, guiding them through changes made to European Market Infrastructure Regulation (EMIR) Regulatory Technical Standards (RTS) late last year and the DTCC Global Trade Repository.

Srikant Ganesan, Senior managing director at Risk Focus Financial Services Solutions, comments: “Risk Focus is the firm to turn to for expertise and advice related to trade and transaction reporting challenges, be it a health-check, a training session or a full-on implementation.”

Risk Focus RRA can help clients assess, select, build and implement control tools and systems around both existing and upcoming regulations. These cover all aspects of regulatory reporting, including key controls such as completeness and accuracy assurances.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Navigating a Complex World: Best Data Practices in Sanctions Screening

As rising geopolitical uncertainty prompts an intensification in the complexity and volume of global economic and financial sanctions, banks and financial institutions are faced with a daunting set of new compliance challenges. The risk of inadvertently engaging with sanctioned securities has never been higher and the penalties for doing so are harsh. Traditional sanctions screening...

BLOG

Data Automator Xceptor Offers Platform Ready-Made for AI

Dan Reid is not surprised that Xceptor, the data automation giant he formed two decades ago, finds itself at the vanguard of a change in the way financial institutions regard and use documents. The rapid and accurate parsing of information from paper- and PDF-based reports has been made possible thanks to recent developments in artificial intelligence. The volume...

EVENT

RegTech Summit London

Now in its 9th year, the RegTech Summit in London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

Entity Data Management & the LEI

Just over a year since the Financial Stability Board handed over leadership and direction of the interim Global Legal Entity Identifier System – or GLEIS – to the Regulatory Oversight Committee (ROC) of the LEI the entity identifier is being used for reporting under European Market Infrastructure Regulation. This report discusses recent developments in the...