About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Kaizen Acquires Red Deer to Add Surveillance to Compliance Platform

Subscribe to our newsletter

Kaizen Reporting has acquired Red Deer, a provider of integrated compliance solutions for surveillance and research workflows. Red Deer’s surveillance and research tools will be available via the Kaizen Hub, a web-based platform for accessing a range of compliance tools.

Terms of the deal weren’t disclosed.

The Red Deer platform aims to help middle office and compliance teams at banks, asset management and trading firms comply with regulations, including market abuse and manipulation. Red Deer’s trade and communications surveillance technology helps companies identify market abuse like spoofing, layering and other forms of manipulation in exchange and OTC markets.

Its communications surveillance product, meanwhile, can scan and trace emails and chat conversations for signs of prohibited activity. Red Deer’s online research management tools provide solutions for managing MiFID II’s Unbundling and Fair Value rules.

According to Dario Crispini, CEO of Kaizen Reporting, “we are always looking to diversify our compliance offering for clients. The acquisition of Red Deer demonstrates our strengths in supporting clients with their regulatory and compliance needs and we’re delighted to offer this new range of surveillance and research tools to our clients through the Kaizen Hub.”

The transaction follows last month’s acquisition by Kaizen of a majority stake in London Reporting House, a new service that offers insight into the repo market. London Reporting House’s platform anonymises, aggregates, enriches and analyses raw SFTR trade data from multiple sources to provide unprecedented views over, and depth into, the EU and UK repo markets. As with Red Deer, London Reporting House products and analytics tools will be available via the Kaizen Hub.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: GenAI and LLM case studies for Surveillance, Screening and Scanning

As Generative AI (GenAI) and Large Language Models (LLMs) move from pilot to production, compliance, surveillance, and screening functions are seeing tangible results – and new risks. From trade surveillance to adverse media screening to policy and regulatory scanning, GenAI and LLMs promise to tackle complexity and volume at a scale never seen before. But...

BLOG

Democratising Surveillance: Why Culture Is the Real Compliance Challenge

Institutional culture has always been the defining constraint for effective compliance across capital markets and treasury. Boards may approve ever-larger budgets for surveillance technology and artificial intelligence, and regulators may intensify scrutiny of governance, risk, and compliance frameworks, yet the hardest variable to control remains behavioural norms and internal incentives. For many organisations, the question...

EVENT

Eagle Alpha Alternative Data Conference, Fall, New York, hosted by A-Team Group

Now in its 8th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.

GUIDE

Data Lineage Handbook 2019

Welcome to our latest handbook on data lineage, a critical concern for data managers working to achieve regulatory compliance, deliver operational gains, and provide meaningful value to the business. The handbook covers the complete scope of data lineage, with a view to helping you win management buy-in and budget, decide whether to build or buy...