About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight Blogs

DSB Adds Option to Use Alternative Underlier Ids to Search for or Create UPIs

Subscribe to our newsletter

The Derivatives Service Bureau (DSB) continues to prepare for the production launch of the Unique Product Identifier (UPI) on 16 October 2023 with an option for users of the UPI User Acceptance Test (UAT) environment to search for and create UPIs using a range of alternative underlier IDs.

The alternative underlier ID feature allows firms to use data available in their existing workflow to obtain a UPI using different identifiers of the same underlier. This has been made possible by the implementation of the DSB’s reference data solution that is provided in partnership with The Association of National Numbering Agencies (ANNA) Service Bureau (ASB) and Intercontinental Exchange (ICE) as reference data providers, and SmartStream as a reference data aggregator.

High-quality cross-referenced symbology data provided by ICE and SmartStream also helps enable the DSB to meet data quality objectives to ensure integrity, completeness, and consistency of UPI codes and associated reference data.

“The introduction of the alternative underlier ID feature will provide fee-paying UPI users with the option to use the underlier ID of their choice, streamlining business processes and delivering efficiencies,” says Emma Kalliomaki, managing director at ANNA and the DSB. “This feature wouldn’t be possible without our chosen reference data partners whose data will also assist the DSB to monitor and assess UPI data quality that is fundamental to the success of the UPI system.”

Subscribers to the UPI UAT service can request permission to use one or more alternative underlier IDs via the DSB’s Client Onboarding and Support Platform (COSP).

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: The Data Office at a Crossroads — AI Governance, Organisational Design, and the Evolving Mandate of the CDO

Who owns AI governance in a capital markets firm – and is the Data Office structured to bear that weight? These questions sit at the heart of A-Team Research’s latest findings, presented here for the first time: the combined results of two landmark surveys examining the role of the Data Office in AI governance and...

BLOG

EU AI Act Puts AI’s Underlying Data Problems In The Spotlight

By Sarva Srinivasan, Global Head of Strategies at NeoXam Americas Another important part of the EU AI Act has come into play – with Article 50 introducing transparency obligations for certain AI systems, requiring organisations to disclose when users are interacting with AI. Now much of the discussion around these requirements has tended to focus...

EVENT

AI in Data Management Summit New York City

Following the success of the 15th Data Management Summit NYC, A-Team Group are excited to announce our new event: AI in Data Management Summit NYC!

GUIDE

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...