About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

DerivActiv Completes SAS 70 Type II Certification for Valuations

Subscribe to our newsletter

DerivActiv, a provider of independent valuations for fixed income, currency and equity derivatives, has completed a Statement of Auditing Standard No. 70 (SAS 70) Type II certification.

“This certification is a more rigorous audit of the SAS 70 processes that we put in place in 2008,” says John Trefethen, chief financial officer of DerivActiv. “DerivActiv customers can feel confident that with the completion of this more rigorous SAS 70 Type II audit, our valuation service and the customer data that we work with are accurate, stable and secure.”

Issued under guidance established by the American Institute of Certified Public Accountants, the SAS 70 report provides assurances regarding specific control and security objectives that DerivActiv has designed. A third party review of a service provider’s security and operational controls, especially when financial data is involved, is becoming increasingly necessary in today’s marketplace. Obtaining the SAS 70 certification demonstrates compliance with the standard of due care for security and risk controls and creates an immediate trust between partners and their auditors.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Unlocking Transparency in Private Markets: Data-Driven Strategies in Asset Management

As asset managers continue to increase their allocations in private assets, the demand for greater transparency, risk oversight, and operational efficiency is growing rapidly. Managing private markets data presents its own set of unique challenges due to a lack of transparency, disparate sources and lack of standardization. Without reliable access, your firm may face inefficiencies,...

BLOG

Sanctions Screening Takes Centre Stage in Riskier New World: Webinar Review

Financial institutions are battling to comply with an increasingly complex and intense sanctions regulatory environment as they contend with “multi-dimensional exposures” across the globe, experts in a recent A-Team LIVE webinar said. Geopolitical tensions, economic conflict and rapidly advancing technological developments are posing new threats to national cohesion, economies and individuals, sparking a regulatory crack...

EVENT

RegTech Summit New York

Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

Regulatory Data Handbook 2025 – Thirteenth Edition

Welcome to the thirteenth edition of A-Team Group’s Regulatory Data Handbook, a unique and practical guide to capital markets regulation, regulatory change, and the data and data management requirements of compliance across Europe, the UK, US and Asia-Pacific. This year’s edition lands at a moment of accelerating regulatory divergence and intensifying data focused supervision. Inside,...