About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

CFTC Staff to Host Public Roundtable to Discuss Swap Data Recordkeeping and Reporting Requirements

Subscribe to our newsletter

Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on 28 January 2011, from 9am to 5pm to discuss issues related to swap data recordkeeping and reporting requirements. The roundtable will assist the CFTC in the understanding and implementation of Section 728 of the Dodd-Frank Wall Street Reform and Consumer Protection Act.

Issues to be addressed at the Public Roundtable include:

  • Unique Counterparty Identification (UCI);
  • Unique Product Identification (UPI);
  • Unique Swap Identification (USI); and
  • Master Agreement Library and Portfolio Data Warehouse.

The roundtable will be held in the Lobby Level Hearing Room at the CFTC’s Headquarters, Three Lafayette Centre, 1155 21st Street, NW, Washington DC. The discussion will be open to the public with seating on a first-come, first-served basis. Members of the public may also listen by telephone and should be prepared to provide their first name, last name and affiliation.

Domestic Toll FreeNumber: 877-951-7311

International Toll Numbers: Listed Under Related Documents

Participant Passcode/Pin: 5531235

Members of the public wishing to submit their views on the topics addressed at the roundtable may submit their comments, referencing “RIN No. 3038-AD19: Dodd-Frank Swap Data Roundtable” in the subject field, by any of the following methods (please use only one method):

Agency website, via its Comments Online process: http://comments.cftc.gov. Follow the instructions for submitting comments through the website.

Mail: David Stawick, Secretary of the Commission, Commodity Futures Trading Commission, Three Lafayette Centre, 1155 21st Street, NW, Washington, DC 20581.

Hand Delivery/Courier: Same as mail above.

Federal eRulemaking Portal: http://www.regulations.gov. Follow the instructions for submitting comments.

All submissions provided to the CFTC in any electronic form or on paper will be published on the Commission’s website, without review and without removal of personally identifying information.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: In data we trust – How to ensure high quality data to power AI

Artificial intelligence is increasingly powering financial institutions’ processes and workflows, encompassing all parts of the enterprise from front-office to the back-office. As organisations seek to gain a competitive edge, they are trialling the technology in variety of ways to streamline and empower multiple use cases. Some are further than others along the path to achieving...

BLOG

AI in Finance: Key Insights from the SEC’s Landmark 2025 Roundtable

In late March, the U.S. Securities and Exchange Commission (SEC) hosted a landmark roundtable on artificial intelligence (AI) in financial services. Held in Washington, D.C., the event brought together regulators, technologists, market participants, and legal experts to explore the evolving landscape of AI – from transformative innovation to systemic risk. This wasn’t about rulemaking –...

EVENT

RegTech Summit New York

Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

AI in Capital Markets: Practical Insight for a Transforming Industry – Free Handbook

AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...