About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Best Practice Approaches to Identifying and Managing Securities Related to Sanctioned Entities

Subscribe to our newsletter

Managing data to comply with ever-changing economic sanctions is often a problem, but the problem becomes more complex for financial institutions that must monitor and manage not only country, company and individual sanctions, but also securities related to these entities. Addressing the problem, A-Team Group is planning a webinar that will consider best practice approaches to building and managing lists of sanctioned securities, how to ensure your ‘do not trade’ list is accurate and up to date, and how to avoid the penalties and reputational damage of sanctions violations.

The webinar, Meeting the High Stakes Challenge of Effective Sanctions Data Monitoring, will be hosted by A-Team on Tuesday November 15th and will include expert commentary and advice from Jurg Stalder, senior product manager for reference data at SIX Financial Information, and practitioners David Savage, senior associate in the fraud and investigations group at Eversheds LLP, and Sean Friedly, senior manager and head of financial crimes management governance at Raymond James Financial.

Beyond responding effectively to top line sanctions, financial institutions must confront challenges around identifying and managing securities related to sanctioned entities, including securities issued by subsidiaries of sanctioned companies and those subject to beneficial ownership by sanctioned individuals.

If you are a data management practitioner or compliance officer working on sanctions compliance within a financial institution, join the webinar to find out more about:

  • Challenges of managing sanctioned securities
  • Approaches to successful sanctions compliance
  • How to reduce data errors related to securities sanctions
  • Technology solutions to support sanctions compliance
  • Beneficial outcomes of getting securities sanctions right
Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Executing the Migration to Cloud to Enable Scalability and Innovation

Cloud-based services and processing have become essential to financial institutions as their data management demands have become more complex and expansive. Thousands of organisations have made the jump from their limited on-premises tech stacks to the near-infinite scalability opportunities of public and private clouds. They have also been motivated by the need to modernise their...

BLOG

Asian KYB Requires Live Registry Data, Not Another Database: AsiaVerify CEO

Asian know-your-business (KYB) controls have an uncomfortable blind spot: firms can spend heavily on onboarding, sanctions screening and case management while still making decisions from corporate records that may be weeks or months out of date – and sometimes more. AsiaVerify CEO Leas Bachatene spoke with RegTech Insight about the KYB challenges for firms with...

EVENT

ExchangeTech Summit London

A-Team Group, organisers of the TradingTech Summits, are pleased to announce the inaugural ExchangeTech Summit London on May 14th 2026. This dedicated forum brings together operators of exchanges, alternative execution venues and digital asset platforms with the ecosystem of vendors driving the future of matching engines, surveillance and market access.

GUIDE

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...