About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight Blogs

Best Practice Approaches to Identifying and Managing Securities Related to Sanctioned Entities

Subscribe to our newsletter

Managing data to comply with ever-changing economic sanctions is often a problem, but the problem becomes more complex for financial institutions that must monitor and manage not only country, company and individual sanctions, but also securities related to these entities. Addressing the problem, A-Team Group is planning a webinar that will consider best practice approaches to building and managing lists of sanctioned securities, how to ensure your ‘do not trade’ list is accurate and up to date, and how to avoid the penalties and reputational damage of sanctions violations.

The webinar, Meeting the High Stakes Challenge of Effective Sanctions Data Monitoring, will be hosted by A-Team on Tuesday November 15th and will include expert commentary and advice from Jurg Stalder, senior product manager for reference data at SIX Financial Information, and practitioners David Savage, senior associate in the fraud and investigations group at Eversheds LLP, and Sean Friedly, senior manager and head of financial crimes management governance at Raymond James Financial.

Beyond responding effectively to top line sanctions, financial institutions must confront challenges around identifying and managing securities related to sanctioned entities, including securities issued by subsidiaries of sanctioned companies and those subject to beneficial ownership by sanctioned individuals.

If you are a data management practitioner or compliance officer working on sanctions compliance within a financial institution, join the webinar to find out more about:

  • Challenges of managing sanctioned securities
  • Approaches to successful sanctions compliance
  • How to reduce data errors related to securities sanctions
  • Technology solutions to support sanctions compliance
  • Beneficial outcomes of getting securities sanctions right
Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Generative and Agentic AI in Financial Markets: What the Data Really Shows

Artificial intelligence is reshaping financial markets – but the reality on the ground is more nuanced, more uneven, and more instructive than the headlines suggest. A new A-Team Insight research programme, drawing on responses from senior AI decision-makers at buy-side and sell-side institutions across the USA, UK and Canada, reveals a market in transition: from...

BLOG

CFTC’s Selig Sets Out Agenda for Leaner Rules and Faster Markets

Michael Selig has placed derivatives regulation at the centre of the US competitiveness agenda, using his keynote at the ISDA annual meeting to call for a more proportionate rulebook, deeper SEC and CFTC alignment, and a clearer path for innovation in swaps, clearing, tokenised collateral and market structure. He framed the CFTC’s task as keeping...

EVENT

Eagle Alpha Alternative Data Conference, Spring, New York, hosted by A-Team Group

Now in its 9th year, the Eagle Alpha Alternative Data Conference managed by A-Team Group, is the premier content forum and networking event for investment firms and hedge funds.

GUIDE

AI in Capital Markets Handbook 2026

AI adoption in capital markets has moved into a more disciplined phase. The priority is now controlled deployment: where AI can be used safely, where it can deliver measurable value, and how outputs can be governed, monitored and evidenced. The 2026 edition of the AI in Capital Markets Handbook examines how AI is being applied...