About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

A RegTech Solution to Record Management and Archiving

Subscribe to our newsletter

Yaron Naor, vice president and general manager, Americas, at Arkivum will present the company’s regtech record management and archiving solution based on open source and proprietary technologies at this week’s A-Team Group RegTech Summit for Capital Markets in New York.

We caught up with Naor before the event to find out a little about Arkivum’s views on regtech and its contribution to the market.

Q: What does RegTech mean to you? 

A: Solving immediate and long-term compliance and regulatory challenges globally by leveraging the most disruptive and sustainable technologies, and significantly reducing cost of ownership.

Q: What regulations are of primary concern to you and your customers?

A: SEC/FINRA based record management, Markets in Financial Instruments Directive II (MiFID II) and General Data Protection Regulations (GDPR) data security and sovereignty mandates covering all e-comms.

Q: What problem do financial institutions have that you believe you can solve?

A: Compliance based record management and archiving solutions with data integrity, security and usability as the key ingredients.

Q: Why do they have this problem?

A: Due to the silo structure of the organisation, plus a lack of secured solutions that are in-line with compliance mandates.

Q: How do you solve the problem?

A: By providing a unified data safeguarding platform addressing all major global record keeping mandates. The platform has a modular and scalable architecture, secured data storage, preservation techniques and flexible workflows to process ingested data with stringent encryption algorithms.

Q: What technology do you use?

A: A combination of open source and proprietary technologies.

Q: How do you fit into a financial institution’s architecture and data flows?

A: Through our integration modules driven by industry standard REST APIs.

Q: Why are you taking part in A-Team’s RegTech Summit for Capital Markets event?

A: To increase market and brand awareness, educate market players, develop strategic partnerships and secure several proofs of concepts.

Q: What type of people are you hoping to meet at the Summit?

A: C level execs, key decision makers, compliance, regulatory and data governance officers, and engineering/IT Managers.

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Navigating a Complex World: Best Data Practices in Sanctions Screening

As rising geopolitical uncertainty prompts an intensification in the complexity and volume of global economic and financial sanctions, banks and financial institutions are faced with a daunting set of new compliance challenges. The risk of inadvertently engaging with sanctioned securities has never been higher and the penalties for doing so are harsh. Traditional sanctions screening...

BLOG

New White Paper: AI and the Operational Reality of e-Comms Surveillance

The rapid expansion of electronic communications channels has fundamentally reshaped how financial firms interact with clients, counterparties and markets. Email and Bloomberg messaging have been joined by collaboration tools, instant messaging platforms, voice calls and video meetings, all of which now sit squarely within the scope of regulatory scrutiny. For compliance teams, this proliferation has...

EVENT

RegTech Summit New York

Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

Institutional Digital Assets Handbook 2024

Despite the setback of the FTX collapse, institutional interest in digital assets has grown markedly in the past 12 months, with firms of all sizes now acknowledging participation in some form. While as recently as a year ago, institutional trading firms were taking a cautious stance toward their use, the acceptance of tokenisation, stablecoins, and...