About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

A-Team Group Reveals Winners of Inaugural RegTech Awards

Subscribe to our newsletter

The winners of A-Team Group’s inaugural RegTech Awards have been revealed, with winning solution and service providers named across categories from best data management solution for regulatory compliance to best innovative solutions for specific regulations, best reference data for regulatory compliance, best trade surveillance solution, best voice and mobile messaging solution, and the most innovative use of AI for compliance. As well as specific product and service categories, the awards covered the best alliance between solutions providers addressing regulatory compliance, and legal and consultancy regulatory services – see complete list of categories and winners below.

The awards were presented by Tim Lind, principal at RTech Advisors, at a well-attended ceremony after the close of A-Team Group’s RegTech Summit for Capital Markets in New York. The awards recognise both start-up and established RegTech solutions and service providers, with winners being nominated by vendors and users, and votes then being cast by members of A-Team’s Data Management Review and Intelligent Trading Technology communities.

Lind said: “It is a privilege to present the first A-Team Group RegTech awards and recognise some of the leading vendors and start-ups offering RegTech solutions designed to significantly improve the regulatory response and provide efficient and effective compliance. Never before has the industry been under such pressure to change its approach to compliance technology, and it is RegTech that will lead the way.”

The winners are:

Category Award winner
Best Data Management Solution for Regulatory Compliance Asset Control
Most Innovative Use of a Vendor Solution to Address an FRTB Requirement GoldenSource
Most Innovative Data Privacy Vendor Solution Solidatus
Most Innovative Use of a Vendor Solution to Address Data Governance Joint winners: Collibra and Fenergo
Most Innovative Use of a Vendor Solution to Address a Dodd-Frank Requirement AxiomSL
Most Innovative Use of a Trade Surveillance Solution to Address the Volcker Rule Requirement Bloomberg Vault
Most Innovative Use of a Vendor Solution to Address the IRS 871(m) Requirement IHS Markit
Most Innovative Benchmark Regulations Vendor Solution RIMES RegFocus BMR
Most Innovative Use of KYC Software for Client On-Boarding iMeta Technologies
Most Innovative Digital Identity Solution Thomson Reuters KYC as a Service (formerly Org ID)
Best Best-Execution Solution Bloomberg
Best Algorithmic Tagging/Classification Solutions FactSet
Best Time Synchronisation Solution Chronos Technology
Best Analytics Solution to Address Capital Requirements/Liquidity Risk Corlytics
Best Reference Data for Regulatory Compliance Thomson Reuters
Best Trade Surveillance Solution Nasdaq SMARTS
Best Trade Repository for Regulatory Disclosure UnaVista London Stock Exchange Group
Most Innovative Use of AI in a Regulatory Compliance Solution IBM Watson
Most Innovative Compliance as a Service Solution Domus Semo Sancus (DSS)
Best Regulatory Alert Management Solution Trillium Surveyor
Alliance win: Best Alliance Between Solution Providers to Address Regulatory Compliance iMeta Technologies and Lysis Financial
Best Regulatory Legal Service – Europe Allen & Overy
Best Regulatory Legal Service – North America Davis Polk
Best Regulatory Consultancy – Europe KPMG
Best Regulatory Consultancy – North America Deloitte
Best Voice and Mobile Messaging Solution Provider Truphone
Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: Best practice approaches to data management for regulatory reporting

Effective regulatory reporting requires firms to manage vast amounts of data across multiple systems, regions, and regulatory jurisdictions. With increasing scrutiny from regulators and the rising complexity of financial instruments, the need for a streamlined and strategic approach to data management has never been greater. Financial institutions must ensure accuracy, consistency, and timeliness in their...

BLOG

From Panic to Progress: Tackling the Trade Surveillance Data Challenge

Travis Schwab, CEO, Eventus. Over the past year, global regulators have hit firms with massive fines for lapses in data governance. This has triggered a state of near-panic across trade surveillance teams as they scramble to avoid a similar fate. In fact, there has been little time for much else. As one head of surveillance...

EVENT

AI in Capital Markets Summit London

The AI in Capital Markets Summit will explore current and emerging trends in AI, the potential of Generative AI and LLMs and how AI can be applied for efficiencies and business value across a number of use cases, in the front and back office of financial institutions. The agenda will explore the risks and challenges of adopting AI and the foundational technologies and data management capabilities that underpin successful deployment.

GUIDE

AI in Capital Markets: Practical Insight for a Transforming Industry – Free Handbook

AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...