About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

From Capture to Context: Transforming Voice Comms Compliance with Theta Lake

Subscribe to our newsletter

In today’s financial landscape, voice communications compliance extends beyond simple capture and retention – it demands contextual insight and integrated oversight across multiple platforms. Firms grapple with fragmented systems, complex cloud environments, and regulatory pressures that require a more holistic compliance strategy.

In this video interview, Adrian Sharp, RegTech Insight Editor at A-Team Group, talks with Mark Gilman from Theta Lake. Together, they explore how modern voice compliance is evolving from detection into actionable intelligence, offering clarity and control in an increasingly complicated technological environment.

What You’ll Learn:

  • Navigating Complexity: Understand how to manage compliance across trader voice, contact center, and enterprise voice environments, ensuring seamless oversight of diverse communication platforms.
  • Contextual Supervision: Discover how Theta Lake uses innovative AI-driven technologies, including large language models and transcription relevance normalization, to reconstruct communication narratives and proactively identify compliance risks.
  • Cloud-first Compliance: Explore Theta Lake’s secure, cloud-native approach, designed for maximum control and flexibility. Learn about leveraging open APIs, custom encryption, and cloud storage solutions for robust security and seamless integration.
  • From Detection to Prevention: Shift from reactive supervision to predictive insights by integrating advanced machine learning that identifies compliance events before they escalate.

Subscribe to our newsletter

Related content

WEBINAR

Upcoming Webinar: GenAI and LLM case studies for Surveillance, Screening and Scanning

12 November 2025 11:00am ET | 3:00pm London | 4:00pm CET Duration: 50 Minutes As Generative AI (GenAI) and Large Language Models (LLMs) move from pilot to production, compliance, surveillance, and screening functions are seeing tangible results – and new risks. From trade surveillance to adverse media screening to policy and regulatory scanning, GenAI and...

BLOG

EU Data Act + DORA: Cloud Exit & Portability for Financial Services

From 12 September 2025, the EU Data Act’s cloud switching regime starts to apply, turning “cloud exit strategy” for risk, compliance and tech leadership, into an audit ready operational control with specific notice periods, timelines, assistance duties and a phased ban on switching fees. The Data Act requires providers of “data processing services” (e.g., cloud...

EVENT

RegTech Summit New York

Now in its 9th year, the RegTech Summit in New York will bring together the RegTech ecosystem to explore how the North American capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

GUIDE

The DORA Implementation Playbook: A Practitioner’s Guide to Demonstrating Resilience Beyond the Deadline

The Digital Operational Resilience Act (DORA) has fundamentally reshaped the European Union’s financial regulatory landscape, with its full application beginning on January 17, 2025. This regulation goes beyond traditional risk management, explicitly acknowledging that digital incidents can threaten the stability of the entire financial system. As the deadline has passed, the focus is now shifting...