About a-team Marketing Services
The knowledge platform for the financial technology industry
The knowledge platform for the financial technology industry

A-Team Insight Blogs

From Capture to Context: Transforming Voice Comms Compliance with Theta Lake

Subscribe to our newsletter

In today’s financial landscape, voice communications compliance extends beyond simple capture and retention – it demands contextual insight and integrated oversight across multiple platforms. Firms grapple with fragmented systems, complex cloud environments, and regulatory pressures that require a more holistic compliance strategy.

In this video interview, Adrian Sharp, RegTech Insight Editor at A-Team Group, talks with Mark Gilman from Theta Lake. Together, they explore how modern voice compliance is evolving from detection into actionable intelligence, offering clarity and control in an increasingly complicated technological environment.

What You’ll Learn:

  • Navigating Complexity: Understand how to manage compliance across trader voice, contact center, and enterprise voice environments, ensuring seamless oversight of diverse communication platforms.
  • Contextual Supervision: Discover how Theta Lake uses innovative AI-driven technologies, including large language models and transcription relevance normalization, to reconstruct communication narratives and proactively identify compliance risks.
  • Cloud-first Compliance: Explore Theta Lake’s secure, cloud-native approach, designed for maximum control and flexibility. Learn about leveraging open APIs, custom encryption, and cloud storage solutions for robust security and seamless integration.
  • From Detection to Prevention: Shift from reactive supervision to predictive insights by integrating advanced machine learning that identifies compliance events before they escalate.

Subscribe to our newsletter

Related content

WEBINAR

Upcoming Webinar: Managing Non-Financial Misconduct Under SMCR

9 October 2025 11:00am ET | 3:00pm London | 4:00pm CET Duration: 50 Minutes Non-financial misconduct—encompassing behaviours such as bullying, sexual harassment, and discrimination is a key focus of the Senior Managers and Certification Regime (SMCR). The Financial Conduct Authority (FCA) has underscored that such misconduct is not only unethical but also poses significant risks...

BLOG

What to Expect at A-Team Group’s AI in Capital Markets Summit – New York, June 26, 2025

On June 26th, the A-Team Group brings its AI in Capital Markets Summit to New York City for the first time. The event will be held at @Ease on Third Avenue for a packed day of strategy, insight, and implementation. As artificial intelligence matures from early-stage experimentation to enterprise-wide deployment, capital markets firms face a...

EVENT

TradingTech Summit London

Now in its 14th year the TradingTech Summit London brings together the European trading technology capital markets industry and examines the latest changes and innovations in trading technology and explores how technology is being deployed to create an edge in sell side and buy side capital markets financial institutions.

GUIDE

AI in Capital Markets: Practical Insight for a Transforming Industry – Free Handbook

AI is no longer on the horizon – it’s embedded in the infrastructure of modern capital markets. But separating real impact from inflated promises requires a grounded, practical understanding. The AI in Capital Markets Handbook 2025 provides exactly that. Designed for data-driven professionals across the trade life-cycle, compliance, infrastructure, and strategy, this handbook goes beyond...