Specialized reporting solutions provider Regnology has acquired CG3-1, a firm known for its regulatory calculations in the U.S. broker-dealer market. The move is expected to enhance Regnology’s offerings for broker-dealers by integrating expertise in regulatory capital, customer reserve, and portfolio margin requirements.
Founded in 2018, CG3-1 has established itself among U.S. broker-dealers seeking compliance with regulations like SEA 15c3-1 (Net Capital Requirements), SEA 15c3-3 (Customer Protection) , and FINRA Rule 4210 (Margin Requirements). The acquisition offers CG3-1 the opportunity to expand its services by leveraging Regnology’s extensive regulatory reporting capabilities. This includes developing end-to-end reporting solutions with automated data sourcing and enhancing client experience through improved workflow efficiency.
Rob Mackay, CEO of Regnology, commented on the acquisition: “Combining Regnology’s platform with CG3-1’s tools allows us to better serve the North American market with robust regulatory reporting solutions.”
Charles Greiner III, President of CG3-1, added, “Joining forces with Regnology provides significant value for our existing clients. The integration offers enterprise-grade business continuity and security, enabling us to expand our offerings under SEA Rule 15c3-1 and 15c3-3.”
Both companies are collaborating to integrate CG3-1’s solutions into Regnology’s portfolio, aiming to provide a more seamless experience for clients navigating complex regulatory requirements.
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