About a-team Marketing Services
The knowledge platform for the financial technology industry

A-Team Insight Blogs

SIX Survey Shows Shortfall in Automated Corporate Actions Processing

Subscribe to our newsletter

Corporate actions continue to be processed manually despite the need for automation to meet industry demand for near real-time delivery of the data, reduced operating costs and improved regulatory compliance.

A survey by SIX – its second annual survey on corporate actions that was carried out between March and May 2021 among global asset managers, wealth managers, custodians, clearing houses and investment banks across, Europe, North America and APAC – shows 78% of respondents processing part of their corporate actions manually, with 40% processing more than half of their corporate actions in this way. Some 49% cited legacy technology as the greatest challenge standing between them and automating corporate actions processing.

Despite the lack of automation, 47% of respondents said they are looking for near real-time delivery of corporate actions, while 31% are pushing further in pursuit of intraday delivery, up from 13% in 2020.

Commenting on the survey results, Annelotte De Nanassy, senior product manager, financial information at SIX, says: “There has never been a more pressing need to process corporate actions messages accurately and efficiently, but this can only be achieved through automation. Firms need to integrate high-quality data and timeliness in the provision of corporate actions data to maximise automation of front and back-office operations.”

Subscribe to our newsletter

Related content

WEBINAR

Recorded Webinar: The Data Office at a Crossroads — AI Governance, Organisational Design, and the Evolving Mandate of the CDO

Who owns AI governance in a capital markets firm – and is the Data Office structured to bear that weight? These questions sit at the heart of A-Team Research’s latest findings, presented here for the first time: the combined results of two landmark surveys examining the role of the Data Office in AI governance and...

BLOG

SEC and CFTC Recalibrate Private Fund Reporting for Systemic Risk Oversight

The SEC and CFTC have proposed a substantial reset of Form PF, raising reporting thresholds and streamlining requirements for private fund advisers while preserving supervisory access to data on the largest and most systemically relevant managers. The proposed rule would lift the general filing threshold from $150 million to $1 billion in private fund assets...

EVENT

RegTech Summit London

Now in its 10th year, RegTech Summit London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to innovate the compliance function and response.

GUIDE

Regulatory Data Handbook 2026 – Fourteenth Edition

Welcome to the fourteenth edition of A-Team Group’s Regulatory Data Handbook. Supervisors increasingly expect firms to demonstrate which rules apply, which data supports each obligation, who owns the control and how exceptions are identified and resolved. Policies and implementation programmes must now be supported by records that can withstand regulatory scrutiny. This edition examines material...