RegTech Insight Awards USA Nominees 2026

Best Solution for Buy-Side Regulatory Compliance

• ACA Group
• BIGTXN
• Confluence
• NICE Actimize – Compliancentral
• REGnosys
• RegPass
• S&P Global Market Intelligence – Services and KYC by S&P Global Market Intelligence

Best Solution for Sell-Side Regulatory Compliance

• ACA Group
• NICE Actimize – Compliancentral
• n-Tier – Compliance Workbench
• REGnosys

Best Compliance-as-a-Service Solution

• Apexon – Apexon’s Compliance-as-a-Service Delivery Model — Managed RegTech Outcomes for Financial Institutions
• HPR (Hyannis Port Research)
• NICE Actimize – Compliancentral
• Qomply
• Symphony – Cloud9

Best Regulatory Change Management Solution

• Apexon – Apexon’s GenAI-Powered Regulatory Assistant for DORA, NIS2 & AI Act
• Corlytics
• CUBE Global
• Responsiv

Best Regulatory Intelligence Solution

• 4CRisk.ai
• Apexon – Apexon’s CortexAlpha — Autonomous Regulatory Intelligence for Continuous Compliance
• CUBE Global
• Nasdaq

Best Regulatory Analytics Solution

• BIGTXN
• LSEG
• Nasdaq
• NICE Actimize
• Saifr
• Trading Technologies – TT Trade Surveillance

Best Regulatory Alert Management Solution

• CUBE Global
• Eventus
• NICE Actimize – Compliancentral (SURVEIL-X)
• RegPass

Best Solution for Records Retention & Retrieval

• Behavox – Behavox Intelligent Archive
• Global Relay
• MCO
• NICE Actimize – Compliancentral (ARCHIVE-X)
• Smarsh
• Theta Lake
• Verint

Best Client On-Boarding Solution

• AML Partners
• Apexon – Apexon’s Agentic Client Onboarding Capability — From Weeks to Minutes Without Sacrificing Compliance
• Encompass Corporation
• Fenergo
• Moody’s

Best Compliance Management Solution

• LSEG
• NICE Actimize – Compliancentral
• Smarsh
• ZL Tech

Best Trade Surveillance Solution

• Behavox – Behavox Polaris
• Eventus – Validus platform
• NICE Actimize – Compliancentral (SURVEIL-X)
• n-Tier
• Trading Technologies – TT Trade Surveillance
• Trillium Surveyor

Best e-Comms Surveillance Solution

• Behavox – Behavox Quantum
• NICE Actimize – Compliancentral (NTR-X + SURVEIL-X)
• Smarsh – Smarsh Enterprise Platform
• Symphony – Symphony Messaging
• ZL Tech

Best Financial Crime Solution (including AML/Fraud)

• Apexon – Apexon’s Integrated Financial Crime Defense — AI-Driven AML, Fraud & Risk Intelligence
• Charm Security – Charm – The Agentic Workforce for Fraud and Cybercrime
• Innovative Systems – FinScan
• LSEG
• Shufti – Shufti AML Screening & Transaction Trust Monitoring

Best PEPs Screening / PEPs Risk Management Solution

• ComplyAdvantage
• Dow Jones Risk & Compliance
• Lexis-Nexis Risk Solutions
• LSEG
• Moody’s

Best Digital Identity Verification Solution

• Encompass Corporation – EC360
• ID-Pal
• Jumio
• Lexis-Nexis Risk Solutions
• LSEG
• Onfido (part of Entrust)
• Shufti – Shufti Identity Verification Platform
• Socure
• Trulioo

Best Financial Crime Investigation and Reporting Solution

• Apexon – Apexon’s Autonomous Case Intelligence —
• NICE Actimize
• SAS
• Tesari AI – FirstResort

Best Transaction Fraud Monitoring Solution

• FeatureSpace
• Feedzai
• Shufti – Shufti Transaction Trust Monitoring (TTM)

Best KYC Data Solution

• Apexon -Apexon’s Autonomous KYC Delivery Capability
• Encompass Corporation – EC360
• LSEG – WorldCheck
• Moody’s
• OpenCorporates
• S&P Global Market Intelligence – KYC Solutions by S&P Global Market Intelligence

Best AML Transaction Monitoring Solution

• BAE Systems
• FICO
• LSEG
• NICE Actimize
• Oracle Financial Services
• SAS

Best Sanction/Watchlist Screening Solution

• BIGTXN
• Bloomberg
• Castellium.ai
• Innovative Systems – FinScan
• LSEG
• Saifr – SaifrScreen
• SIX Group

Best Transaction Reporting Solution

• Broadridge
• DTCC
• ION Markets
• Kaizen
• n-Tier
• REGnosys

Best Regulatory Reporting Solution

• Apexon – Apexon’s Autonomous Filing Pipeline
• Kaizen
• n-Tier
• REGnosys – Rosetta
• Taxbit – Taxbit

Best Transaction Cost Analysis Solution for Best Execution

• eflow Global
• ION
• KX
• Quod Financial
• Trading Technologies – TT TCA
• TS Imagine
• XYT

Best Data Security Solution

• Apexon – Apexon’s FoundationZero
• BigID
• Collibra
• Mondata – WeActis
• Securiti.ai

Best Tax Compliance Solution

• Avalara
• Regnology
• Sovos
• Taxbit – Taxbit
• Vertex
• Wolters Kluwer

Best Solution for Operational Resilience

• Apexon = Apexon’s Autonomous Resilience Delivery Capability
• CUBE Global
• ITRS – Geneos7 + ITRS Analytics
• ServiceNow
• Taxbit – Taxbit

Best AI Solution for Regulatory Compliance

• Apexon – Apexon’s Model Execution Platform & Multi-Agent AI Capability
• Behavox – Behavox Unified Controls Platform
• Blee
• Encompass Corporation – EC360
• Haast
• ITRS – Geneos7 + ITRS Analytics
• NICE Actimize – Compliancentral
• Saifr
• Symphony – Cloud9
• Taxbit – Taxbit

Most Innovative Technology for Regulatory Compliance

• Apexon – Apexon’s Model Execution Platform & AgentRise™
• Behavox – Behavox Unified Controls Platform
• Haast
• ITRS – Geneos7 + ITRS Analytics
• LSEG – World-Check On Demand
• LSEG – World-Check Verify
• LSEG – Global Account Verification
• NICE Actimize – Compliancentral
• Saifr
• Taxbit  – Taxbit
• Tesari AI – FirstResort

Best Regulatory Consultancy – North America

• ACA Group
• Apexon – Apexon — Regulatory Transformation Consultancy
• Capco
• Confluence
• FS Vector

Best Regtech Start Up for Institutional Markets

• Blee
• Grip Security
• Haast
• Hadrius
• Monitorea
• Opus Regulatory
• RegAlytics
• Tesari AI – FirstResort