RegTech Insight Awards USA Shortlist 2022

See our list of nominated companies across the RegTech Insight awards categories

16th November 2022


#RTIAwards

Best Data Solution for Regulatory Compliance

  • Adenza – Adenza’s AxiomSL Core Cloud-Enabled Platform Offering
  • AML Partners – RegTechONE
  • Bloomberg
  • ComplySci
  • Derivatives Service Bureau
  • FNA – CCP Monitor
  • Moody’s Analytics
  • Smarsh – Enterprise Platform
  • Solve Advisors – SolveQuotes

Best Sell-Side Data Management Solution for Regulatory Compliance

  • Adenza – Adenza’s RegCloud
  • AML Partners – RegTechONE
  • La Meer Inc. – GRACE for Client Management
  • Smarsh – Enterprise Platform

Best Buy-Side Data Management Solution for Regulatory Compliance

  • Adenza – Adenza’s RegCloud
  • AML Partners – RegTechONE

Best Regulatory Reporting Solution

  • ACA Group
  • Adenza – Adenza’s AxiomSL Core Cloud-Enabled Platform Offering
  • AML Partners LLC
  • AQMetrics
  • Compliance Solutions Strategies
  • Kaizen Reporting – ReportShield Accuracy Testing
  • KOR Financial – KOR Reporting
  • N-Tier – Compliance Workbench Solution
  • S3 – 605 / 606 Reporting
  • Wolters Kluwer

Best Reporting Solution for CFTC Reporting

  • AQMetrics
  • Kaizen Reporting  – ReportShield
  • KOR Financial  – KOR Reporting

Best Reporting Solution for Consolidated Audit Trail (CAT)

  • Gresham Technologies – Connect for regulatory (formerly Clareti Connect regulatory services)
  • n-Tier
  • S3 – CAT Reporting
  • SS&C

Best Trade Surveillance Solution

  • ACA Group – ComplianceAlpha®
  • eflow Global – TZ
  • Eventus – Validus platform
  • KX – KX Trade Surveillance
  • La Meer Inc. – GRACE Trade Surveillance
  • Nasdaq – NASDAQ Smarts Surveillance
  • NICE Actimize
  • OneMarketData – OneTick Surveillance
  • S3 – Trade Surveillance Suite
  • SteelEye
  • TradingHub
  • Trillium Labs – Surveyor

Best Transaction Reporting Solution

  • Adenza – Adenza’s AxiomSL Trade and Transaction Solution
  • AML Partners LLC – RegTech One
  • eflow Global – TZTR
  • Kaizen Reporting – ReportShield Accuracy Testing

Best Transaction Cost Analysis Solution for Best Execution

  • eflow Global – TZ
  • LIST (now part of ION)
  • OneTick – OneTick BestEx &TCA
  • S3 – Transaction Cost Analysis

Best e-Comms Surveillance Solution

  • Bloomberg – Bloomberg Vault
  • FairWords
  • GlobalRelay
  • NICE Actimize
  • Relativity – Trace
  • Smarsh – Enterprise Platform
  • SteelEye
  • VoxSmart – VoxSmart Communication Surveillance (VCS)

Best Financial Crime Solution

  • AML Partners – RegTechONE
  • Duality Technologies
  • KYC Hub
  • La Meer Inc.  – GRACE for Life Cycle AML monitoring
  • Napier – Continuum
  • smartKYC

Best KYC Solution for Client On-Boarding

  • +SUBSCRIBE
  • AML Partners – RegTechONE
  • Encompass Corporation
  • Fenergo
  • KYC Hub
  • La Meer Inc.  – GRACE for Life Cycle AML monitoring
  • Moody’s Analytics – PassFort
  • Shufti Pro LTD

Best KYC Data Solution

  • AML Partners – RegTechONE
  • Blackswan Technologies – ELEMENT of Compliance
  • Bureau van Dijk, a Moody’s Analytics company – Orbis
  • CoorpID
  • Duality Technologies
  • eClerx Markets
  • Quantexa – Contextual Decision Intelligence Platform
  • Refinitiv, an LSEG business – Refinitiv World-Check

Best Sanctions and PEPs Solution

  • AML Partners – RegTechONE
  • Moody’s Analytics – Compliance Catalyst
  • KYC Hub
  • Refinitiv, an LSEG business – WorldCheck
  • SIX

Best Compliance as a Service Solution

  • ACA Group
  • Adenza – Adenza’s AxiomSL RegCloud and Regulatory Change Services (RCS)
  • ComplySci
  • ION Group – LatentZero Compliance (Sentinel)
  • KYC Hub
  • Relativity – Trace
  • Strike Graph
  • Theta Lake – Compliance Suite

Best Risk Calculation Engine for Regulatory Compliance

  • Adenza – Adenza’s AxiomSL Platform and Risk Solutions
  • Alyne
  • ElysianNxt
  • Moody’s Analytics  – RiskAuthority™, Banking Cloud Credit Risk

Best Regulatory Compliance Solution for LIBOR

  • ActiveNav
  • Adenza – Adenza’s Calypso LIBOR Solution
  • Numerix
  • SS&C

Best Regulatory Solution for FATCA / CRS

  • Adenza – Adenza’s AxiomSL FATCA/CRS Solution
  • DataTracks
  • SS&C
  • TAINA Technoloy

Best Conduct Risk Solution

  • ACA Group – ComplianceAlpha®
  • ComplySci
  • La Meer Inc. – GRACE CCO for Compliance and Conduct Risk
  • MCO  – MyComplianceOffice
  • Smarsh – Enterprise Platform
  • Theta Lake

Best Operational Risk Solution

  • ACA Group
  • Acin
  • Intelligo
  • La Meer Inc.  – GRACE Enterprise GRC
  • The Technancial Company part of LIST
  • Wolters Kluwer

Best Solution for Operational Risk Management

  • Fusion Risk Management – Fusion Framework System
  • MetricStream
  • Teradata

Best Analytics Solution to Address Capital Requirements/Liquidity Risk

  • ElysianNxt
  • Moody’s Analytics – RiskAuthority™, RiskConfidence™, Banking Cloud Credit Risk
  • SmartStream Technologies
  • Solve Advisors – Solvequotes

Best Data Solution for FRTB

  • Adenza – Adenza’s AxiomSL FRTB Solution
  • Bloomberg LP
  • ICE Data Services
  • Refinitiv
  • Solve Advisors – SolveQuotes

Best Software Solution for FRTB

  • Adenza – Adenza’s AxiomSL FRTB Solution
  • Alveo
  • Bloomberg
  • Goldensource
  • IHS Markit
  • Ticksmith

Best Data Privacy Solution

  • ActiveNav
  • Enveil – Enveil ZeroReveal
  • La Meer Inc. – GRACE IT GRC Vendor Risk
  • LightBeam.ai – LightBeam Spectra
  • OneTrust

Best Solution for Regulatory Change Management

  • Adenza – Adenza’s AxiomSL Regulatory Change Services
  • Cube Global
  • La Meer Inc. – GRACE Enterprise GRC
  • SmartStream

Best Innovative Technology for Regulatory Compliance

  • +SUBSCRIBE
  • ACA Global – ComplianceAlpha®
  • Basis Technology – Rosette Name Indexer
  • Duality Technologies
  • KOR Financial  – KOR Reporting
  • KYC Hub
  • La Meer Inc. – GRACE Suite of Cloud based solution
  • LeapXpert – LeapXpert Federated Messaging Orchestration Platform (FMOP ™)
  • LightBeam.ai – LightBeam Spectra
  • Napier – Continuum
  • NICE Actimize – NICE SURVEIL-X Holistic Conduct Surveillance
  • Relativity – Trace
  • Smarsh – Enterprise Platform
  • SteelEye
  • Theta Lake

Best Solution for Digital Transformation in Regulatory Compliance

  • +SUBSCRIBE
  • Smarsh
  • Theta Lake

Best Regulatory Consultancy – North America

  • ACA Group
  • Accenture
  • Baringa
  • Capco
  • Deloitte
  • EY
  • KPMG
  • PwC

Best North America RegTech Start Up

  • +SUBSCRIBE
  • KOR Financial  – KOR Reporting
  • La Meer Inc. – GRACE suite of cloud solutions
  • LeapXpert – LeapXpert Federated Messaging Orchestration Platform (FMOP ™)
  • LightBeam.ai – LightBeam Spectra