RegTech Insight Awards USA Nominees 2025

Best Regulatory Reporting Solution

• Clearwater Analytics
• Confluence – Confluence Omnia
• Kaizen – ReportShield
• Nasdaq – AxiomSL
• n-Tier
• Persefoni
• Qomply – ReportAssure
• Regnology
• REGnosys – Rosetta
• S&P Global – Cappitech
• Wolters Kluwer – OneSumX for Regulatory Reporting

Best Regulatory Data Solution

• Apexon – Model Execution Platform
• Bloomberg – Bloomberg Regulatory Data Solutions
• Derivatives Service Bureau (DSB)
• Innovative Systems Inc. – FinScan Enhance
• LSEG Data & Analytics – Refinitiv DataScope
• SOLVE
• Wolters Kluwer

Best Solution for CFTC Reporting

• Droit – Adept
• DTCC – Global Trade Repository (GTR)
• Kaizen – ReportShield
• Nasdaq – AxiomSL
• REGnosys – Rosetta
• S&P Global – Cappitech

Best Solution for Buy-Side Regulatory Compliance

• ACA Group – ComplianceAlpha
• AutoRek
• Confluence – Confluence Omnia
• Investortools
• LeapXpert – The LeapXpert Communications Platform
• Moody’s
• Nasdaq – AxiomSL
• REGnosys – Rosetta
• S&P Global

Best Solution for Sell-Side Regulatory Compliance

• ACA Group – ComplianceAlpha
• AutoRek
• Kaizen – ReportShield Accuracy Testing
• LeapXpert – The LeapXpet Communications Platform
• Nasdaq – AxiomSL
• n-Tier – Compliance Workbench
• REGnosys – Rosetta

Best Compliance as a Service Solution

• Confluence – Confluence Compliance Services
• F&I Sentinel – Managed Compliance Solution Suite
• Hadrius
• HPR (Hyannis Port Research) – HYPRHUB and Riskbot
• LeapXpert – LeapXpert’s Communication Compliance as a Service
• Nasdaq – Nasdaq Regulatory Technology
• Qomply – Managed Services
• Vixio

Best Regulatory Change Management Solution

• AML Partners – RegTechONE
• Apexon – Apexon’s GenAI-Powered Regulatory Assistant for DORA / NIS2 / AI Act
• Kaizen – Single Rulebook
• Nasdaq – AxiomSL
• Responsiv – Responsiv
• CUBE Global – RegPlatform
• Thomson Reuters – Regulatory Intelligence
• Vixio

Best Regulatory Intelligence Solution

• 4CRisk.ai
• CUBE Global – RegPlatform Intel
• Kaizen – Single Rulebook
• Nasdaq – AxiomSL
• Thomson Reuters – Regulatory Intelligence
• Vixio – Regulatory Intelligence

Best Regulatory Alert Management Solution

• CUBE Global – RegPlatform
• Eventus – Validus
• Nasdaq
• NICE Actimize – Actimize Watch
• SteelEye – Compliance Platform
• Thomson Reuters – Regulatory Intelligence
• Vixio

Best Solution for Records Retention

• Global Relay – Global Relay Archive
• LeapXpert – The LeapXpert Communications Platform
• MCO – MyComplianceOffice
• Smarsh – Smarsh Enterprise Platform
• Theta Lake – Theta Lake Risk and Compliance Suite
• Verint – Financial Compliance

Best Client On-Boarding Solution

• AML Partners – RegTechONE
• ID-Pal – ID-Pal Once
• Encompass – Encompass KYC
• Fenergo – Client Lifecycle Management
• Moody’s – KYC Solutions
• Salesforce – Financial Services Cloud

Best Trade Surveillance Solution

• eflow Global – eflow Global TZTSSelf
• Eventus – Validus
• ION Markets – ION LookOut
• Kaizen – Trade Surveillance
• Nasdaq – Nasdaq Trade Surveillence
• S3
• SteelEye – Compliance Platform
• Trading Technologies – TT Trade Surveillance
• Trillium Surveyor – Surveyor Trade Surveillance

Best e-Comms Surveillance Solution

• eflow Global – eflow Global TZEC
• Kaizen – Communications Surveillance
• LeapXpert – The LeapXpert Communications Platform
• NICE Actimize – SURVEIL-X
• Smarsh – Smarsh Enterprise Platform
• SnippetSentry – SnippetSentry
• Theta Lake – Proactive Compliance

Best Transaction Reporting Solution

• Broadridge
• DTCC – GTR
• ION Markets – ION LookOut
• Kaizen – ReportShield
• Qomply – ReportAssure
• REGnosys – Rosetta

Best Transaction Cost Analysis Solution for Best Execution

• Abel Noser Solutions (A Trading Technologies company) – Trade Zoom
• big xyt
• eflow Global – eflow Global TZBESelf
• ION
• KX – kdb Insights Enterprise
• Quod Financial
• TS Imagine

Best Financial Crime Solution (including AML/Fraud)

• ID-Pal – ID-Detect
• Innovative Systems Inc. – FinScan
• LSEG Risk Intelligence
• MCO – MyComplianceOffice
• RedCompass Labs – RedFlag Accelerator
• TRM Labs – TRM Platform
• SAS – SAS Anti-Money Laundering

Best KYC Data Solution

• AML Partners – RegTechONE
• Encompass – Encompass KYC
• Fenergo – Client Lifecycle Management
• Innovative Systems Inc. – FinScan
• LSEG Risk Intelligence – LSEG World-Check One
• Moody’s – KYC Solutions

Best Sanctions and PEPs Solution

• Bloomberg-  Bloomberg Regulatory Data Solutions
• Castellum.ai
• ComplyAdvantage
• Dow Jones – Risk & Compliance
• ID-Pal – AML Screening
• Innovative Systems Inc. – FinScan
• LSEG Risk Intelligence – LSEG World-Check One

Best Post Trade Solution

• Broadridge – Post-Trade Solutions
• Charles River Development
• DTCC
• FIS Global – Clearvision
• Investortools
• LSEG – UnaVista
• Nasdaq – Marketplace Services Platform
• Torstone Technology – Torstone Platform

Best ESG Data and Reporting Solution

• Bloomberg – Bloomberg ESG Data & Analytics
• LSEG – Refinitiv ESG Data
• MSCI – MSCI ESG Research
• Sustainalytics – Sustainalytics ESG Risk Ratings
• Wolters Kluwer

Best Climate Risk Solution

• BlackRock – Aladdin Climate
• Jupiter Intelligence – Jupiter ClimateScore
• MSCI – MSCI Climate Risk Management
• Ortec Finance – Climate & ESG Solutions

Best ESG Carbon Accounting Provider

• Greenly
• Normative – Normative
• Persefoni – Persefoni Platform
• Salesforce – Net Zero Cloud
• Sinai Technologies – Sinai Platform
• Watershed – Watershed for Finance
• Wolters Kluwer

Best Controversy Monitoring Solution for ESG

• Dow Jones – Risk & Compliance
• FactSet – Truvalue Labs
• MSCI – MSCI ESG Research
• RepRisk – RepRisk Data Feed
• Sustainalytics – Controversial Weapons & Global Standards Screening

Best ESG KYC Surveillance Provider

• ComplyAdvantage
• Dow Jones – Risk & Compliance
• LSEG – World-Check One
• RepRisk – RepRisk for KYC
• Sigma – Sigma KYC

Best Data Privacy Solution

• BigID – Data Intelligence Platform
• Cypago
• Enveil – ZeroReveal
• Informatica – Cloud Data Governance & Catalog
• OneTrust – Privacy & Data Governance Cloud
• Securiti.ai – Data+AI Cloud

Best Tax Compliance Solution

• Avalara – Avalara for Financial Services
• Regnology – Tax Reporting
• Sovos – Sovos Tax Information Reporting
• TaxBit – TaxBit for Financial Institutions
• Vertex – Vertex O Series
• Wolters Kluwer – CCH SureTax

Best Conduct Risk Solution

• ACA Group – ComplianceAlpha
• CUBE Global – RegPlatform
• Kroll
• MCO – MyComplianceOffice
• Smarsh – Enterprise Platform
• StarCompliance – Star Platform
• Theta Lake – Risk and Compliance Suite

Best Solution for Cybersecurity Regulatory Compliance

• Apexon – Apexon’s GenAI-Driven Cyber Compliance Assistant for DORA / NIS2
• CrowdStrike – Falcon Platform
• CyberArk – Identity Security Platform
• Proofpoint- Intelligent Compliance Platform
• Tanium – Tanium Platform
• Zscaler – Zscaler Zero Trust Exchange

Best Risk Calculation Engine for Regulatory Compliance

• AML Partners – RegTechONE
• FIS Global – Risk & Compliance Solutions
• LSEG – Quantile
• Moody’s – RiskConfidence
• Nasdaq – AxiomSL
• SAS – Risk Engine
• Wolters Kluwer – OneSumX for Risk Management

Best Liquidity Risk Solution

• Bloomberg – Liquidity Assessment (LQA)
• Broadridge – Liquidity Risk Manager
• ION
• Moody’s – Liquidity Risk Management
• Nasdaq – AxiomSL
• Wolters Kluwer – OneSumX for Risk Management

Best Operational Risk Solution

• Archer – Archer Suite
• Infosys – Finacle
• LogicGate – Risk Cloud
• LSEG Risk Intelligence
• MetricStream – Operational Risk Management
• ServiceNow – Operational Resilience Management

Best Solution for Operational Resilience

• Axoni
• CUBE Global
• Cutover – Cutover Platform
• Fusion Risk Management – The Fusion Framework System
• Imandra
• Riskonnect (Formerly Castellan Solutions) – SaaS Platform
• ServiceNow – Operational Resilience Management

Best Solution for Stress Testing

• Apexon – Model Execution platform: Stress testing
• BlackRock – Aladdin
• Moody’s – Scenario Analyzer
• Nasdaq – AxiomSL
• Oracle – Oracle Financial Services Applications (OFSAA)
• SAS – SAS Solution for Stress Testing
• Wolters Kluwer – OneSumX for Risk Management

Best RegTech Solution for Digital Assets Compliance

• Chainalysis
• Elliptic – Elliptic Navigator
• Fireblocks
• Nasdaq – Digital Assets Suite
• Solidus Labs – HALO
• TRM Labs – RM Platform

Best Cloud Solution for Regulatory Compliance

• 6clicks
• Cypago
• F&I Sentinel – Managed Compliance Solution Suite
• FundApps
• MirrorWeb
• Nasdaq – AxiomSL
• Surge Ventures – RegVerse

Best Solution for Digital Transformation in Regulatory Compliance

• AML Partners – RegTechONE
• Appian – Appian Platform
• Fenergo – Client Lifecycle Management
• Finastra-  LaserPro cloud
• Nasdaq
• Pega – Pega Platform
• REGnosys – Rosetta

Best AI Solution for Regulatory Compliance

• AML Partners – RegTechONE
• Babel Street
• Confluence – Confluence Rex
• Hadrius
• ID-Pal – ID-Pal: AI-Powered Identity Verification
• Napier AI
• Nasdaq – AxiomSL
• Persefoni
• Shield
• Smarsh – Smarsh Intelligent Agent

Best Distributed Ledger Technology (DLT) for Regulatory Compliance

• Axoni – Axcore
• Chainlink Labs – Chainlink
• ConsenSys-  Quorum
• Digital Asset – DAML
• Figure Technologies – Provenance Blockchain
• R3 – Corda

Most Innovative Technology for Regulatory Compliance

• 6clicks
• AML Partners – RegTechONE
• Babel Street
• Confluence – Confluence Rex
• Hadrius
• Imandra
• Innovative Systems Inc.-  FinScan Payments
• LeapXpert – The LeapXpert Communications Platform
• LSEG Risk Intelligence – LSEG Global Account Verification

Best Regulatory Consultancy – North America

• ACA Group
• Accenture
• Capco
• Confluence – Confluence Compliance Services
• Deloitte
• EY
• KPMG
• Protiviti
• PwC

Best Regtech Start Up for Institutional Markets (business must be younger than 5 years old to qualify)

• Grip Security
• Hadrius
• Monitorea
• Opus Regulatory
• RegAlytics
• SnippetSentry