Categories

Nominations for RegTech Insight Awards – USA 2025 can be made by financial institutions, our Advisory Board and the RegTech solution providers themselves in the following categories:

REPORTING AND DATA

Best Regulatory Reporting Solution

Vendors of solutions that assist firms in monitoring business activity, generating and/or submitting the necessary regulatory reports to regulators.

Best Regulatory Data Solution

Vendors of regulatory data solutions that meet the requirements of compliance

Best Solution for CFTC Reporting

Best vendor solution for CFTC derivatives reporting.

Best Solution for Regulatory BI Compliance

Vendors offering exceptional solutions that empower financial institutions and other regulated entities to effectively leverage Business Intelligence (BI) for regulatory compliance.

COMPLIANCE MANAGEMENT AND OPERATIONS

Best Solution for Buy-Side Regulatory Compliance

Vendors of systems targeting the capture, processing, cleaning, storing, integration and management of data for regulatory and compliance purposes, for buy-side firms.

Best Solution for Sell-Side Regulatory Compliance

Vendors of systems targeting the capture, processing, cleaning, storing, integration and management of data for regulatory and compliance purposes, for sell-side firms.

Best Compliance as a Service Solution

Managed service providers that help organisations to meet their regulatory compliance mandates through cloud solutions.

Best Regulatory Change Management Solution

Vendors of solutions supporting change management for regulatory updates, refits, amends etc.

Best Regulatory Intelligence Solution

Vendors of solutions providing access to regulatory intelligence such as horizon scanning.

Best Regulatory Alert Management Solution

Vendors of regulatory alert systems that assist firms in managing their compliance obligations.

Best Solution for Records Retention

Vendors of software solutions for records retention to assist firms with their record and document management obligation

Best Client On-Boarding Solution

Vendors of solutions providing support for client on-boarding, including entity data, Peps and sanctions management.

TRADE SURVEILLANCE AND FINANCIAL CRIME

Best Trade Surveillance Solution

Vendors of solutions dedicated to trade surveillance.

Best e-Comms Surveillance Solution

Vendors of solutions that provide voice and mobile message channels for regulatory compliance purposes.

Best Transaction Reporting Solution

Vendors of solutions that provide firms with systems to generate and execute their mandatory transaction reporting requirements to regulators.

Best Transaction Cost Analysis Solution for Best Execution

Vendors of advanced trading analysis solutions – including reference data, trading intelligence for buy-side firms, analytics for buy-side firms.

Best Financial Crime Solution (including AML/Fraud)

Vendors of solutions covering issues including fraud, money laundering, terrorist financing, bribery and corruption; and information security.

Best KYC Data Solution

Vendors of solutions providing Know Your Customer solutions, including entity data discovery and management.

Best Sanctions and PEPs Solution

Vendors of solutions targeted at managing and meeting the specific data requirements of sanctions and PEPs

Best Post Trade Solution

Vendors of solutions designed to meet post-trade regulatory requirements.

SUSTAINABILITY

Best ESG Data and Reporting Solution

Vendors providing comprehensive ESG data and reporting solutions that enable firms to meet disclosure requirements, enhance transparency, and support sustainable decision-making.

Best Climate Risk Solution

Vendors offering tools and frameworks to assess, manage, and mitigate climate-related financial risks, ensuring compliance with regulatory standards and alignment with sustainability goals.

Best ESG Carbon Accounting Provider

Providers delivering advanced solutions for carbon accounting, helping firms measure, track, and report their greenhouse gas emissions to meet ESG and sustainability targets.

Best Controversy Monitoring Solution for ESG

Vendors of solutions that monitor and analyse ESG controversies, offering real-time insights to help firms identify and address reputational and compliance risks.

Best ESG KYC Surveillance Provider

Vendors providing ESG-focused Know Your Customer (KYC) surveillance solutions that integrate sustainability metrics and screening processes into due diligence workflows.

DATA, TAX AND CONDUCT

Best Data Privacy Solution

Vendors of solutions assisting firms to manage and meet their obligations under the General Data Protection Regulation (GDPR).

Best Tax Compliance Solution

Vendors of solutions that assist clients to meet their tax compliance obligations

Best Conduct Risk Solution

Vendors of solutions that assist firms to measure, manage and monitor conduct risk and related exposures (including but not limited to risk identification, metrics and analytics, mitigation and control management).

RISK MANAGEMENT

Best Solution for Cybersecurity Regulatory Compliance

Vendors of cutting-edge solutions designed to assist firms in navigating the complex landscape of cybersecurity regulations.

Best Risk Calculation Engine for Regulatory Compliance

Vendors of solutions that assist banks to calculate specific risk models, including standardised and IRB approaches.

Best Liquidity Risk Solution

Vendors of solutions designed to assist firms in monitoring, measuring, and managing liquidity risk in compliance with regulatory requirements, ensuring adequate liquidity coverage and stress scenario preparedness.

Best Operational Risk Solution

Vendors of solutions designed to help firms identify and manage operational risk.

Best Solution for Operational Resilience

Vendors of solutions designed to keep systems running and provide operational resilience whatever the circumstance.

Best Solution for Stress Testing

Vendors of solutions providing the capital, liquidity management and risk requirements of stress testing.

TECHNOLOGY AND INNOVATION

Best RegTech Solution for Digital Assets Compliance

Vendors of innovative RegTech solutions specifically developed to address the unique compliance challenges associated with digital assets.

Best Cloud Solution for Regulatory Compliance

Vendors of cloud-based solutions designed specifically for regulatory compliance.

Best Solution for Digital Transformation in Regulatory Compliance

Vendors of solutions providing complete digital transformation solutions for regulatory compliance.

Best AI Solution for Regulatory Compliance

Vendors that utilise innovative artificial intelligence technology to solve regulatory compliance challenges.

Best Distributed Ledger Technology for Regulatory Compliance

Vendors of distributed ledger technology solutions that support regulatory compliance processes

Most Innovative Technology for Regulatory Compliance

Vendors of solutions that utilise the most innovative and cutting edge technology to solve regulatory compliance challenges. Examples can include (but are not limited to) AI, machine learning, blockchain.

CONSULTANCY AND START-UPS

Best Regulatory Consultancy – North America

The best provider of regulatory advice and consultation services within North America.

Best North America RegTech Start Up for Institutional Markets (business must be younger than 5 years old to quality)

Best RegTech start-up offering solutions that meet capital markets participants’ regulatory requirements.