Categories

16th November 2022


#RTIAwards

RegTech Insight Awards - USA 2022 Categories and Descriptions

Nominations for RegTech Insight Awards – USA 2022 entries can be made by financial institutions, our Advisory Board and the RegTech solution providers themselves in the following categories:

Best Data Solution for Regulatory Compliance

Vendors of regulatory data solutions that meet the requirements of compliance.

Best Sell-Side Data Management Solution for Regulatory Compliance

Vendors of systems targeting the capture, processing, cleaning, storing, integration and management of data for regulatory and compliance purposes, for sell-side firms.

Best Buy-Side Data Management Solution for Regulatory Compliance 

Vendors of systems targeting the capture, processing, cleaning, storing, integration and management of data for regulatory and compliance purposes, for buy-side firms.

Best Regulatory Reporting Solution

Vendors of solutions that assist firms in monitoring business activity, generating and/or submitting the necessary regulatory reports to regulators.

Best Reporting Solution for CFTC Reporting

Best vendor solution for CFTC derivatives reporting.

Best Reporting Solution for Consolidated Audit Trail (CAT)

Best vendor solution for reporting to the Consolidated Audit Trail (CAT).

Best Trade Surveillance Solution

Providers of solutions that capture, monitor and analyse trade data.

Best Transaction Reporting Solution

Vendors of solutions that provide firms with systems to generate and execute their mandatory transaction reporting requirements to regulators.

Best Transaction Cost Analysis Solution for Best Execution

Vendors of advanced trading analysis solutions – including reference data, trading intelligence for buy-side firms, analytics for buy-side firms.

Best e-Comms Surveillance Solution

Vendors of solutions that provide voice and mobile message channels for regulatory compliance purposes.

Best Financial Crime Solution

Vendors of technology solutions that specifically address data challenges around financial crime and anti-money laundering.

Best KYC Solution for Client On-Boarding

Vendor of solutions assisting clients with the specific and complex needs of KYC client onboarding.

Best KYC Data Solution

Vendors of solutions that assist clients to obtain, process, and manage data captured during KYC procedures.

Best Sanctions and PEPs Solution

Vendors of solutions targeted at managing and meeting the specific data requirements of sanctions and PEPs.

Best Compliance as a Service Solution

Managed service providers that help organisations to meet their regulatory compliance mandates through cloud solutions.

Best Risk Calculation Engine for Regulatory Compliance
Vendors of solutions that assist banks to calculate specific risk models, including standardised and IRB approaches.

Best Regulatory Compliance Solution for LIBOR

Vendors of solutions targeting the exposure of LIBOR instances across a firm and providing timely transition to alternative risk-free rates.

Best Regulatory Solution for FATCA / CRS

Vendors of solutions targeted at managing and meeting the specific data requirements of FATCA / CRS.

Best Conduct Risk Solution

Vendors of solutions that assist firms to measure, manage and monitor conduct risk and related exposures (including but not limited to risk identification, metrics and analytics, mitigation and control management).

Best Operational Risk Solution

Vendors of software and solutions designed to detect, monitor and analyse risks arising from internal operations, processes, employees and systems (including but not limited to risk identification and assessment, issues and action workflows, operational reporting, heat maps, external vendor feeds (such as loss data), analytics for risk evalation, and more).

Best Solution for Operational Resilience

Vendors of solutions designed to keep systems running and provide operational resilience whatever the circumstance.

Best Analytics Solution to Address Capital Requirements/Liquidity Risk

Vendors of analytic and platform solutions that help firms to understand and manage their capital and liquidity requirements.

Best Data Solution for FRTB

Vendors of solutions targeted at managing and meeting the specific data requirements of the Fundamental Review of the Trading Book (FRTB).

Best Software Solution for FRTB

Vendors of software solutions that assist firms in meeting the specific regulatory, reporting and compliance requirements of the Fundamental Review of the Trading Book (FRTB).

Best Data Privacy Solution

Vendors of solutions assisting firms to manage and meet their obligations under the General Data Protection Regulation (GDPR).

Best Solution for Regulatory Change Management

Vendors of solutions supporting change management for regulatory updates, refits, amends etc.

Best Innovative Technology for Regulatory Compliance

Vendors of solutions that utilise the most innovative and cutting edge technology to solve regulatory compliance challenges. Examples can include (but are not limited to) AI, machine learning, blockchain.

Best Solution for Digital Transformation in Regulatory Compliance

Vendors of solutions providing complete digital transformation solutions for regulatory compliance.

Best Regulatory Consultancy – North America

The best provider of regulatory advice and consultation services within North America.

Best North America RegTech Start Up

Best RegTech start-up offering solutions that meet capital markets participants’ regulatory requirements.