Categories
16th November 2023
#RTIAwards
RegTech Insight Awards - USA 2023 Categories and Descriptions
Nominations for RegTech Insight Awards – USA 2023 entries can be made by financial institutions, our Advisory Board and the RegTech solution providers themselves in the following categories:
Managed service providers that help organisations to meet their regulatory compliance mandates through cloud solutions.
Vendors of solutions that assist banks to calculate specific risk models, including standardised and IRB approaches.
Vendors of systems targeting the capture, processing, cleaning, storing, integration and management of data for regulatory and compliance purposes, for buy-side firms.
Best Solution for Sell-Side Regulatory Compliance
Vendors of systems targeting the capture, processing, cleaning, storing, integration and management of data for regulatory and compliance purposes, for sell-side firms.
Best Regulatory Data Solution
Vendors of regulatory data solutions that meet the requirements of compliance
Best Solution for Records Retention
Vendors of software solutions for records retention to assist firms with their record and document management obligations
Best Regulatory Alert Management Solution
Vendors of regulatory alert systems that assist firms in managing their compliance obligations
Best Cloud-Based Solution for Regulatory Compliance
Vendors of cloud-based solutions designed specifically for regulatory compliance
Best AI Solution for Regulatory Compliance
Vendors that utilise innovative artificial intelligence technology to solve regulatory compliance challenges
Vendors of solutions providing access to regulatory intelligence such as horizon scanning
Description to follow shortly
Best Client On-Boarding Solution
Vendors of solutions providing support for client on-boarding, including entity data, Peps and sanctions management
Best Solution for Sanctions Management
Vendors of solutions designed specifically for sanctions management, including sanctions lists and screening
Best Tax Compliance Solution
Vendors of solutions that assist clients to meet their tax compliance obligations
Best Conduct Risk Solution
Vendors of solutions that assist firms to measure, manage and monitor conduct risk and related exposures (including but not limited to risk identification, metrics and analytics, mitigation and control management).
Best Solution for Operational Resilience
Vendors of solutions designed to keep systems running and provide operational resilience whatever the circumstance.
Best Analytics Solution for Capital Requirements/Liquidity Risk
Vendors of analytic and platform solutions that help firms to understand and manage their capital and liquidity requirements.
Best Solution for FRTB
Vendors of solutions targeted at managing and meeting the specific data requirements of the Fundamental Review of the Trading Book (FRTB).
Best Data Privacy Solution
Vendors of solutions assisting firms to manage and meet their obligations under the General Data Protection Regulation (GDPR).
Best Solution for Regulatory Change Management
Vendors of solutions supporting change management for regulatory updates, refits, amends etc.
Best Solution for Digital Transformation in Regulatory Compliance
Vendors of solutions providing complete digital transformation solutions for regulatory compliance.
Best Regulatory Consultancy – North America
The best provider of regulatory advice and consultation services within North America.
Best North America RegTech Start Up for Institutional Markets (business must be younger than 5 years olf to quality)
Best RegTech start-up offering solutions that meet capital markets participants’ regulatory requirements.