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RegTech Insight Awards Shortlist 2021

See our list of nominated companies across the RegTech Insight awards categories

May 2022


#RTIAwards

Best Sell-Side Regulatory Data Solution

  • Bloomberg
  • Derivatives Service Bureau (DSB)
  • ICE Data Services – Liquidity Indicators Service
  • Moody’s Analytics – Moody’s Analytics Banking Cloud
  • Refinitiv
  • SIX

Best Buy-Side Regulatory Data Solution

  • Bloomberg
  • ICE Data Services – Liquidity Indicators Service
  • Moody’s Analytics – Structured Finance Portal Regulatory Module
  • NeoXam – NeoXam DataHub
  • SIX

Best Data Management Solution for Buy-Side Regulatory Compliance – NEW FOR 2021!

  • AxiomSL
  • JUMP Technology – JUMP Data Management
  • LIST – LookOut
  • Moody’s Analytics – Structured Finance Portal Regulatory Module
  • OneMarketData
  • RoZetta Technology – DataHex – Data Management & Securities Master Service
  • Shield
  • SmartStream Technologies – SmartStream Reference Data Utility (RDU)
  • SteelEye
  • ume Solutions – ume
  • Verint – Financial Compliance Capture
  • Xenomorph

Best Data Management Solution for Sell-Side Regulatory Compliance – NEW FOR 2021!

  • Alveo – PaSS
  • AxiomSL
  • iMeta Technolgies Ltd – iMeta
  • LIST – LookOut
  • Moody’s Analytics – Moody’s Analytics Banking Cloud
  • RoZetta Technology – DataHex – Data Management & Securities Master Service
  • SmartStream Technologies – SmartStream Reference Data Utility (RDU)
  • SteelEye
  • Verint – Financial Compliance Capture
  • Xenomorph

Best Data Privacy Solution

  • ACA Compliance – ACA Aponix
  • OneTrust
  • SaltDNA
  • SecuPi – SecuPi Data-Centric Security and Compliance
  • Xtendr – Xtendr ZeroKnowledge Data Sharing

Best Data Solution for FRTB

  • AxiomSL – AxiomSL’s Single Platform for FRTB Reporting
  • Bloomberg
  • ICE Data Services – ICE FRTB Solution
  • Refinitiv – Refinitiv Trade Discovery
  • Xenomorph

Best Software Solution for FRTB

  • Alveo – Alpha
  • AxiomSL – AxiomSL’s Single Platform for FRTB Reporting
  • ICE Data Services – ICE FRTB Real Pricing Evidencing Service
  • IHS Markit – Traded Market Risk for FRTB
  • Numerix – Numerix FRTB
  • SS&C Algorithmics – SS&C Algorithmics FRTB

Best Regulatory Compliance Solution for LIBOR

  • KX
  • Numerix – Numerix Oneview for the LIBOR Transition
  • SIX
  • Solidatus

Best Regulatory Compliance Solution for IFR / IFD

  • AxiomSL
  • BearingPoint RegTech – Abacus360 Banking – IFR/IFD module
  • Regtify – RegtifyOne
  • Wolters Kluwer

Best Solution for Securities Financing Transactions Regulation (SFTR)

  • AxiomSL – AxiomSL’s SFTR Solution – In An Innovative Regime-Agnostic Ecosystem
  • BearingPoint RegTech – ABACUS/Transactions – SFTR module
  • Cappitech by IHS Markit
  • DTCC – DTCC Report Hub for SFTR
  • IHS Markit and Pirum Systems – SFTR Solution
  • SIX – SFTR Data Service
  • SmartStream Technologies – SmartStream RDU (reference data utility)

Best Data Solution for KYC

  • Accuity
  • Alacra Inc – an Opus Global Company
  • Arachnys
  • Bureau van Dijk, a Moody’s Analytics company – Orbis
  • ComplyAdvantage
  • Diligencia – ClarifiedBy.com
  • eclerx – Compliance Manager Service
  • Xtendr – Xtendr Shared KYC Utility
  • Know Your Customer
  • Kyckr – Kyckr Registry Portal
  • norbloc AB – Fides
  • Phonemix Ltd. (a.k.a Fincom.co) – Database Screening
  • Pole Star – PurpleTRAC
  • Quantexa
  • SaltDNA
  • SmartSearch – Triple Check
  • UBO Service – UBO Dashboard and UBO API

Best KYC Solution for Client On-Boarding

  • ACA Compliance Group
  • Bureau van Dijk, a Moody’s Analytics company – Compliance Catalyst
  • Delta Capita Limited – Karbon
  • eclerx – Compliance Manager Service
  • Encompass Corporation – Encompass
  • Fenergo
  • Flaminem – Flaminem KYC
  • iMeta Technologies Ltd. – iMeta
  • iSPIRAL – RegTek+
  • Know Your Customer
  • KYC Portal
  • Kyckr – Kyckr API
  • La Meer Inc. – GRACE Integrated Client Management
  • NICE Actimize – NICE Actimize Customer Due Diligence (CDD/KYC)
  • norbloc AB – SANCUS + FIDES
  • Sedicii – KYCexpert
  • SignDesk – scan.it
  • smartKYC
  • SmartSearch – Triple Check
  • UBO Service – UBO Dashboard and UBO API

Best ESG Regulatory Solution

  • Alveo
  • ICE Data Service – ICE Climate Risk Service
  • Pole Star – PurpleTRAC
  • smartKYC
  • Solidatus
  • Supply Wisdom

Best Vendor Solution for Benchmark Regulation

  • KX
  • SIX
  • Solidatus

Best Analytics Solution to Address Capital Requirements/liquidity Risk

  • ICE Data Services – Liquidity Indicators Service
  • Moody’s Analytics – Capital Risk Analyzer, RiskConfidence™ ALM, and CAP™
  • Regtify – RegtifyOne
  • SmartStream Technologies – TLM Cash and Liquidity Management – Intraday Liquidity

Best Vendor Solution for Managing Conduct Risk

  • ACA Compliance Group – ComplianceAlpha®
  • Behavox – Behavox Compliance/Behavox Voice
  • Digital Reasoning
  • Elucidate – Elucidate FinCrime Index (EFI)
  • MCO – MyComplianceOffice
  • NICE
  • Phonemix Ltd. (a.k.a Fincom.co) – L1 &L2 Intelligence Processing Automation (IPA)
  • TCC Group – Hemisphere
  • SteelEye
  • txtsmarter – Intelligent Compliance

Best Vendor Solution for Managing Operational Risk

  • ACA Compliance – ACA Aponix
  • Acin – The Acin Terminal
  • Behavox – Behavox Compliance/Behavox Voice
  • Elucidate – Elucidate FinCrime Index (EFI)
  • Evidology Systems – QED (Quality and Evidence Driven)
  • Fusion Risk Management – Fusion Framework System
  • iSPIRAL – eGRC
  • JUMP Technology
  • La Meer Inc. – GRACE Enterprise GRC
  • Leading Point – SMART_Dash
  • The Technancial Company Ltd. – JANUS Risk Manager (JRM)
  • Verint – Automated Verification
  • Wolters Kluwer

Best Risk Calculation Engine for Regulatory Compliance

  • AxiomSL
  • BearingPoint RegTech – Abacus360 Banking Risk
  • Behavox – Behavox Compliance/Behavox Voice
  • Elucidate – Elucidate FinCrime Index (EFI)
  • ICE Data Services – ICE Curves
  • KYC Portal
  • Moody’s Analytics – Moody’s Analytics RiskAuthority™ , Banking Cloud Credit Risk
  • Regtify – RegtifyOne

Best Vendor Solution for Tax Compliance

  • AxiomSL – Regulatory Expectations Intensify – as CRS Exemplifies
  • BearingPoint RegTech – FiTAX
  • Financial Risk Solutions – Invest|Tax™
  • ICE Data Services – ICE Financial Transaction Tax
  • Meritsoft (a Cognizant company) – Meritsoft Tax Management Solution
  • SIX – SIX Tax Score®
  • TAINA Technology – Automated FATCA, CRS and Chapter 3 Platfrom
  • Xtendr – Xtendr Carousal Tax Fraud Detection Tool

Best Transaction Cost Analysis Solution for Best Execution

  • Eflow Global – TZ
  • ICE Data Services – ICE Best Execution Service
  • LIST – LookOut
  • SteelEye
  • TRAction Fintech – Best Execution Monitor

Best e-Comms Surveillance Solution

  • Behavox – Behavox Compliance/Behavox Voice
  • Digital Reasoning
  • Fingerprint Supervision
  • Global Relay – Global Relay Message / Text for Message
  • IPC
  • NICE Actimize – SURVEIL-X Communication
  • Relativity – Relativity Trace
  • Shield
  • TeleMessage – Mobile Archiver
  • Truphone
  • txtsmarter – Intelligent Compliance
  • VoxSmart – VoxSmart Communications Surveillance

Best Trade Surveillance Solution for MAD/MAR

  • ACA Compliance Group – ComplianceAlpha®
  • Eflow Global – TZ
  • Eventus Systems – Validus platform
  • ION Markets – Market Abuse Monitor
  • LIST – LookOut
  • Nasdaq SMARTS
  • NICE Actimize – NICE Actimize Holistic Surveillance Solutions Suite
  • OneMarketData
  • RIMES Technologies Corporation – RIMES RegFocus Market Surveillance
  • SteelEye
  • TradingHub

Best Solution for Records Retention

  • LIST – LookOut
  • Shield
  • SteelEye
  • Verint – Financial Compliance Capture

Best Compliance as a Service Solution

  • ACA Compliance Group
  • Behavox – Behavox Compliance/Behavox Voice
  • Cappitech by IHS Markit
  • Charles River Development – A State Street Company – Charles River Compliance LawCard® Solution
  • Delta Capita Limited – CLM Managed Service
  • Elucidate – Elucidate FinCrime Index (EFI)
  • Global Relay – Global Relay Archive
  • Leading Point – SMART_Dash
  • LIST- LookOut
  • MAP FinTech
  • Moody’s Analytics – Moody’s Analytics Banking Cloud
  • StarCompliance – STAR Platform
  • Timebeat.app – Timebeat
  • ume Solutions – ume

Best AI Solution for Regulatory Compliance

  • AQMetrics – AQMetrics risk and regulatory reporting
  • Behavox – Behavox Compliance/Behavox Voice
  • Corlytics
  • Cube
  • Delta Capita Limited – Karbon
  • Elucidate – Elucidate FinCrime Index (EFI)
  • Fincom.co
  • ICE Data Services – ICE Credit Risk
  • kompany – UBO discovery
  • Muinmos – Proprietary regulatory compliance engine: mPASS™, mCHECK™, mRX™
  • OneTrust – OneTrust Athena
  • Relativity – Relativity Trace
  • Shield
  • smartKYC
  • Symphony (AyasdiAI)
  • Tookitaki – Anti-Money Laundering Suite

Best Regulatory Alert Management Solution

  • LeadingPoint – SMART_Dash
  • NICE
  • Thomson Reuters – Regulatory Intelligence

Best Regulatory Reporting Solution

  • ACA Compliance Group – Regulatory Reporting Solution
  • AQMetrics – AQMetrics reporting platform
  • Autorek
  • AxiomSL
  • BearingPoint RegTech – Abacus360 Banking
  • Business Reporting – Advisory Group – ATOME Platform
  • Cappitech by IHS Markit
  • DTCC – Global Trade Repository service (GTR)
  • Eflow Global – TZ
  • Financial Risk Solutions – Invest|Pro™
  • IHS Markit – Integrated Reporting
  • Know Your Customer
  • LSEG
  • MAP FinTech
  • Moody’s Analytics – Structured Finance Portal Regulatory Module
  • SmartStream Technologies – SmartStream RDU (reference data utility)
  • TRAction Fintech – Trade Reporting Simplified
  • Wolters Kluwer

Best Transaction Reporting Solution (for MiFID/MiFIR/EMIR)

  • ACA Compliance Group – ACA Regulatory Reporting Monitoring and Assurance (ARRMA)
  • AQMetrics – AQMetrics MiFID II Reporting
  • AxiomSL – AxiomSL’s Regime-Agnostic End-to-End Trade and Transaction Reporting Solution
  • BearingPoint RegTech – ABACUS/Transactions – MIFIR module
  • Cappitech by IHS Markit
  • IHS Markit – Integrated Reporting
  • Kaizen Reporting
  • LSEG
  • Qomply Ltd – QomplyTI
  • SteelEye
  • TRAction Fintech – Trade Reporting Simplified

Best Innovative Technology for Regulatory Compliance

  • ACA Compliance Group – ComplianceAlpha®
  • BearingPoint RegTech – RegTech Factory
  • Behavox – Behavox Compliance/Behavox Voice
  • Cappitech by IHS Markit
  • Droit
  • Evidology Systems – QED (Quality and Evidence Driven)
  • ING Bank – SparQ
  • LSEG
  • MAP FinTech – Polar?s Platform
  • Moody’s Analytics – Moody’s Analytics Banking Cloud
  • OneTrust DataGuidance
  • Shield
  • smartKYC
  • SteelEye
  • TCC Group – High-Performance File Reviews
  • Visible Capital
  • VoxSmart – VoxSmart Trade Reconstruction

Best Vendor Solution for Financial Crime

  • Bureau van Dijk, a Moody’s Analytics company – Compliance Catalyst, Orbis, Grid
  • Elucidate – Elucidate FinCrime Index
  • Exiger
  • Fincom.co
  • Hummingbird
  • Know Your Customer
  • LexisNexis
  • Napier – Napier Intelligent Compliance Platform
  • NICE Actimize – NICE Actimize Financial Crime Solutions Suite
  • RipJar
  • SIX – Sanctioned Securities Monitoring Service (SSMS)
  • TAINA Technology – Automated FATCA, CRS and Chapter 3 Platfrom
  • Tookitaki – Anti-Money Laundering Suite

Best Regulator Project of the Year

  • BearingPoint RegTech – Abacus Regulator
  • Cappitech by IHS Markit
  • ICE Data Services – ICE Climate Risk

Best Regulatory Consultancy – Europe

  • 3 Lines of Defence Consulting (3LDC)
  • ACA Compliance Group
  • DTCC – DTCC Consulting Services
  • First Derivatives – Managed Services and Consulting
  • Thistle Initiatives