RegTech Insight Awards - Europe Shortlist 2022

Best Regulatory Reporting Solution

• MAP FinTech
• A.E. Prognosys Solutions Ltd  – Financial Reporter Compliance Suite (FRCS
• AQMetrics – AQMetrics Regulatory Reporting Platform
• IHS Markit – Global Regulatory Reporting Solutions
• Kaizen Reporting – ReportShield – Accuracy Testing
• Moody’s Analytics
• OTCFin – PATOne EDM for Regulatory Reporting
• Regtify Limited – RegtifyOne
• UnaVista, an LSEG Business
• Wolters Kluwer
• ACA Compliance Group – Regulatory Reporting Solution
• SmartStream
• B.fine

Best Transaction Reporting Solution

• MAP FinTech
• Adenza – Adenza’s AxiomSL
• AQMetrics – AQMetrics ARM MiFIDII Transaction Reporting
• Fusion Compliance LTD – Fusion AML
• Gresham Technologies – Connect for regulatory
• IHS Markit – Global Regulatory Reporting Solutions
• Kaizen Reporting – ReportShield – Accuracy Testing
• LIST, an ION company – LookOut
• Moody’s Analytics – Banking Cloud Transactional Reporting Tool
• SteelEye – SteelEye
• TRAction – Trade Reporting Simplified
• DTCC – DTCC Report Hub

Best Trade Surveillance Solution

• Eventus Systems – Validus platform
• KX – KX Surveillance
• LIST, an ION company – LookOut
• NICE Actimize – NICE Actimize SURVEIL-X Markets Surveillance
• SteelEye – SteelEye
• TradingHub – Market Abuse Surveillance Tool
• MyComplianceOffice – Trade Surveillance
• Nasdaq
• ACA Group

Best e-Comms Surveillance Solution

• NICE Actimize – NICE Actimize SURVEIL-X Communications Surveillance
• Smarsh – Communications Intelligence Platform
• SteelEye – SteelEye
• ACA Group
• VoxSmart
• Relativity

Best Compliance as a Service Solution

• MAP FinTech
• AQMetrics – AQMetrics Regulatory Risk and Reporting Platform
• Charles River Development – Charles River Compliance LawCard® Solution
• Compliance Star Limited – Compliance Star
• Fincom – Real-Time Multi Lingual Name Screening Sanction/PeP
• IHS Markit – Global Regulatory Reporting Solutions
• Moody’s Analytics – Banking Cloud
• MyComplianceOffice
• Refinitiv, an LSEG business
• Complyport

Best Regulatory Intelligence Solution

• Kyckr
• Single Rulebook
• Cube Global
• MetricStream
• Thomson Reuters
• Corlytics
• Reg-room – RegTrack
• Moody’s Analytics

Best Solution for Regulatory Change Management

• Adenza – Adenza’s AxiomSL
• Corlytics – Corlytics Regulatory Monitoring
• Evidology Systems – QED (Quality and Evidence Driven)
• Single Rulebook
• MetricStream
• Wolters Kluwer
• Archer
• SAI360

Best Solution for Buy-Side Regulatory Compliance

• Adenza – Adenza’s AxiomSL
• Kaizen Reporting – Shareholding Disclosure Service
• OTCFin – PATOne EDM for Buy-Side Regulatory Compliance
• SteelEye – SteelEye
• SAI360
• SmartStream

Best Solution for Sell-Side Regulatory Compliance

• Adenza – Adenza’s AxiomSL
• IHS Markit – Global Regulatory Reporting Solutions
• Kaizen Reporting – Shareholding Disclosure Service
• Moody’s Analytics – Structured Finance Portal Regulatory Module
• Smarsh – Communications Intelligence Platform
• Alveo
• SmartStream

Best ESG Regulatory Solution

• Adenza – Adenza’s AxiomSL
• AQMetrics – AQMetrics ESG Platform
• Bloomberg LP
• ethiXbase – ESG GreenLITE
• Moody’s ESG Solutions – Taxonomy Alignment Screening
• OneTrust – OneTrust ESG
• OTCFin – PATOne ESG
• SIX – SIX ESG Data
• ACA Group
• Solidatus

Best Solution for Basel IV

• A.E. Prognosys Solutions Ltd – Financial Reporter Compliance Suite (FRCS)
• Adenza – Adenza’s AxiomSL
• ElysianNxt – Basel.nxt
• Moody’s Analytics – RiskAuthority™, Banking Cloud Credit Risk

Best Solution for FRTB

• Adenza – Adenza’s AxiomSL
• Bloomberg LP
• IHS Markit -Traded Market Risk Solution
• Finastra
• Protiviti
• Alveo

Best Solution for EMIR

• MAP FinTech
• Kaizen Reporting – ReportShield – Accuracy Testing
• TRAction – Trade Reporting Simplified

Best Solution for Benchmark Regulation

• SIX
• RIMES
• FactSet
• Bloomberg

Best Analytics Solution to Address Capital Requirements/Liquidity Risk

• ElysianNxt Nxt.
• Moody’s Analytics – RiskAuthority™, RiskConfidence™, Banking Cloud Credit Risk
• Regtify Limited – RegtifyOne
• Smartstream
• Wolters Kluwer

Best Data Privacy Solution

• Fincom – Database search, mapping and unification for GDPR/Privacy
• Salt Communications – Salt Communications
• Solidatus
• OneTrust
• ACA Compliance – ACA Aponix

Best Know Your Customer Solution

• A.E. Prognosys Solutions Ltd – Data Management System (DMS)
• CoorpID
• Know Your Customer Limited
• Kyckr
• Moody’s Analytics – Moody’s Analytics KYC solutions
• NICE Actimize – NICE Actimize CDD-X
• OpenCorporates
• Refinitiv, an LSEG business
• Shufti Pro Limited – Shufti Pro-Global Identity Verification
• smartKYC
• UBO Service – UBO Service
• Xapien – Xapien

Best Client On-Boarding Solution

• Fincom – KYB Multilingual Databases & Adverse Media Searching technology solution
• Know Your Customer Limited
• Moody’s Analytics – Compliance Catalyst
• Muinmos – mPASS
• Refinitiv, an LSEG business
• Shufti Pro Limited – Shufti Pro-Global Identity Verification
• UBO Service – UBO Service
• ACA Group
• Fenergo
• iMeta
• Quantexa
• Appian
• KYC Portal

Best Solution for Sanctions Management

• Fincom – AML sanction screening
• Fusion compliance LTD – Fusion Filtering
• Moody’s Analytics – Compliance Catalyst
• Refinitiv, an LSEG business
• SIX – Sanctioned Securities Monitoring Service (SSMS)
• Lexis Nexis

Best Solution for Managing Conduct Risk

• AQMetrics – AQMetrics Supervisory Control Portal
• MyComplianceOffice
• Smarsh – Communications Intelligence Platform
• Thomson Reuters
• ACA Compliance Group
• NICE Actimize
• Behavox
• Protiviti

Best Solution for Managing Financial Crime

• BlackSwan Technologies – ELEMENT of Compliance
• Featurespace – ARIC Risk Hub
• Moody’s Analytics – Compliance Catalyst
• NICE Actimize – NICE Actimize Financial Crime Solutions
• Refinitiv, an LSEG business
• Shufti Pro Limited – Shufti Pro-Global Identity Verification
• LexisNexis
• Napier

Best Solution for Managing Operational Risk

• AQMetrics – AQMetrics Supervisory Control Portal
• LIST, an ION company – Janus Risk Manager
• ACA Compliance
• Wolters Kluwer
• Verint – Automated Verification
• Archer
• SAI360
• Protecht

Best Solution for Tax Compliance

• A.E. Prognosys Solutions Ltd – Financial Reporter Compliance Suite (FRCS)
• Adenza – Adenza’s AxiomSL
• SIX – SIX Tax Score®
• TAINA Technology – TAINA FATCA & CRS Validation Platform
• Meritsoft (a Cognizant company) – Meritsoft Tax Management Solution
• Regnology – FiTAX
• Xtendr – Xtendr Carousal Tax Fraud Detection Tool

Best Regulatory Alert Management Solution

• Single Rulebook – Exchange Rulebooks
• Thomson Reuters – Regulatory Intelligence
• NICE
• LeadingPoint – SMART_Dash
• Trillium Labs
• ACA Group
• Reg-room – RegTrack
• SAI360
• Napier

Best Solution for Records Retention

• LIST, an ION company – LookOut
• SteelEye – SteelEye
• Arkivum
• Verint
• Shield

Best Solution for Stress Testing

• Bloomberg LP
• ElysianNxt – NXT
• Moody’s Analytics – RiskConfidence™, Capital Risk Analyzer
• SmartStream

Best Solution for Operational Resilience

• Fusion Risk Management – Fusion Framework System
• RFA
• MCO
• NICE
• OneTrust
• ACA Group

Best AI Solution for Regulatory Compliance

• BlackSwan Technologies – ELEMENT of Compliance
• Moody’s Analytics – AI Review
• Muinmos – mPASS
• Napier – Napier Client Activity Review
• Refinitiv, an LSEG business – Snapshot, Refinitiv’s AI-powered due diligence report
• Shufti Pro Limited – Shufti Pro-Global Identity Verification
• smartKYC
• OneTrust – OneTrust Athena
• ACA Group

Best Cloud-Based Solution for Regulatory Compliance

• Adenza – Adenza’s AxiomSL
• AQMetrics – AQMetrics Regulatory Risk and Reporting
• ElysianNxt – Nxt
• Know Your Customer Limited
• Regtify Limited – RegtifyOne
• B.fine

Best Solution for Digital Transformation in Regulatory Compliance

• Adenza – Adenza’s AxiomSL
• AQMetrics – AQMetrics Regulatory Risk and Reporting
• BlackSwan Technologies – ELEMENT of Compliance
• Evidology Systems – QED (Quality and Evidence Driven)
• Fincom – Databases/Documents from OCR to Digital matching
• Know Your Customer Limited
• Single Rulebook
• Solidatus

Best RegTech Early Stage Business

• Evidology Systems – QED (Quality and Evidence Driven)
• Regtify Limited
• TRAction – Trade Reporting Simplified
• Xapien – Xapien
• Vault Platform
• ArteriaAI
• KoreLabs
• CoorpID

Best Regulatory Consultancy – Europe

• Fincom – Advanced core technology supporting Regulatory Compliance services
• First Derivative
• MAP S.Platis Group
• Thistle Initiatives
• ACA Group
• Complyport
• RT Associates – Radar
• B.fine