RegTech Insight Awards - Europe Shortlist 2022

See our list of nominated companies across the RegTech Insight awards categories

May 2023


#RTIAwards

Best Regulatory Reporting Solution

  • MAP FinTech
  • A.E. Prognosys Solutions Ltd  – Financial Reporter Compliance Suite (FRCS
  • AQMetrics – AQMetrics Regulatory Reporting Platform
  • IHS Markit – Global Regulatory Reporting Solutions
  • Kaizen Reporting – ReportShield – Accuracy Testing
  • Moody’s Analytics
  • OTCFin – PATOne EDM for Regulatory Reporting
  • Regtify Limited – RegtifyOne
  • UnaVista, an LSEG Business
  • Wolters Kluwer
  • ACA Compliance Group – Regulatory Reporting Solution
  • SmartStream
  • B.fine

Best Transaction Reporting Solution

  • MAP FinTech
  • Adenza – Adenza’s AxiomSL
  • AQMetrics – AQMetrics ARM MiFIDII Transaction Reporting
  • Fusion Compliance LTD – Fusion AML
  • Gresham Technologies – Connect for regulatory
  • IHS Markit – Global Regulatory Reporting Solutions
  • Kaizen Reporting – ReportShield – Accuracy Testing
  • LIST, an ION company – LookOut
  • Moody’s Analytics – Banking Cloud Transactional Reporting Tool
  • SteelEye – SteelEye
  • TRAction – Trade Reporting Simplified
  • DTCC – DTCC Report Hub

Best Trade Surveillance Solution

  • Eventus Systems – Validus platform
  • KX – KX Surveillance
  • LIST, an ION company – LookOut
  • NICE Actimize – NICE Actimize SURVEIL-X Markets Surveillance
  • SteelEye – SteelEye
  • TradingHub – Market Abuse Surveillance Tool
  • MyComplianceOffice – Trade Surveillance
  • Nasdaq
  • ACA Group

Best e-Comms Surveillance Solution

  • NICE Actimize – NICE Actimize SURVEIL-X Communications Surveillance
  • Smarsh – Communications Intelligence Platform
  • SteelEye – SteelEye
  • ACA Group
  • VoxSmart
  • Relativity

Best Compliance as a Service Solution

  • MAP FinTech
  • AQMetrics – AQMetrics Regulatory Risk and Reporting Platform
  • Charles River Development – Charles River Compliance LawCard® Solution
  • Compliance Star Limited – Compliance Star
  • Fincom – Real-Time Multi Lingual Name Screening Sanction/PeP
  • IHS Markit – Global Regulatory Reporting Solutions
  • Moody’s Analytics – Banking Cloud
  • MyComplianceOffice
  • Refinitiv, an LSEG business
  • Complyport

Best Regulatory Intelligence Solution

  • Kyckr
  • Single Rulebook
  • Cube Global
  • MetricStream
  • Thomson Reuters
  • Corlytics
  • Reg-room – RegTrack
  • Moody’s Analytics

Best Solution for Regulatory Change Management

  • Adenza – Adenza’s AxiomSL
  • Corlytics – Corlytics Regulatory Monitoring
  • Evidology Systems – QED (Quality and Evidence Driven)
  • Single Rulebook
  • MetricStream
  • Wolters Kluwer
  • Archer
  • SAI360

Best Solution for Buy-Side Regulatory Compliance

  • Adenza – Adenza’s AxiomSL
  • Kaizen Reporting – Shareholding Disclosure Service
  • OTCFin – PATOne EDM for Buy-Side Regulatory Compliance
  • SteelEye – SteelEye
  • SAI360
  • SmartStream

Best Solution for Sell-Side Regulatory Compliance

  • Adenza – Adenza’s AxiomSL
  • IHS Markit – Global Regulatory Reporting Solutions
  • Kaizen Reporting – Shareholding Disclosure Service
  • Moody’s Analytics – Structured Finance Portal Regulatory Module
  • Smarsh – Communications Intelligence Platform
  • Alveo
  • SmartStream

Best ESG Regulatory Solution

  • Adenza – Adenza’s AxiomSL
  • AQMetrics – AQMetrics ESG Platform
  • Bloomberg LP
  • ethiXbase – ESG GreenLITE
  • Moody’s ESG Solutions – Taxonomy Alignment Screening
  • OneTrust – OneTrust ESG
  • OTCFin – PATOne ESG
  • SIX – SIX ESG Data
  • ACA Group
  • Solidatus

Best Solution for Basel IV

  • A.E. Prognosys Solutions Ltd – Financial Reporter Compliance Suite (FRCS)
  • Adenza – Adenza’s AxiomSL
  • ElysianNxt – Basel.nxt
  • Moody’s Analytics – RiskAuthority™, Banking Cloud Credit Risk

Best Solution for FRTB

  • Adenza – Adenza’s AxiomSL
  • Bloomberg LP
  • IHS Markit -Traded Market Risk Solution
  • Finastra
  • Protiviti
  • Alveo

Best Solution for EMIR

  • MAP FinTech
  • Kaizen Reporting – ReportShield – Accuracy Testing
  • TRAction – Trade Reporting Simplified

Best Solution for Benchmark Regulation

  • SIX
  • RIMES
  • FactSet
  • Bloomberg

Best Analytics Solution to Address Capital Requirements/Liquidity Risk

  • ElysianNxt Nxt.
  • Moody’s Analytics – RiskAuthority™, RiskConfidence™, Banking Cloud Credit Risk
  • Regtify Limited – RegtifyOne
  • Smartstream
  • Wolters Kluwer

Best Data Privacy Solution

  • Fincom – Database search, mapping and unification for GDPR/Privacy
  • Salt Communications – Salt Communications
  • Solidatus
  • OneTrust
  • ACA Compliance – ACA Aponix

Best Know Your Customer Solution

  • A.E. Prognosys Solutions Ltd – Data Management System (DMS)
  • CoorpID
  • Know Your Customer Limited
  • Kyckr
  • Moody’s Analytics – Moody’s Analytics KYC solutions
  • NICE Actimize – NICE Actimize CDD-X
  • OpenCorporates
  • Refinitiv, an LSEG business
  • Shufti Pro Limited – Shufti Pro-Global Identity Verification
  • smartKYC
  • UBO Service – UBO Service
  • Xapien – Xapien

Best Client On-Boarding Solution

  • Fincom – KYB Multilingual Databases & Adverse Media Searching technology solution
  • Know Your Customer Limited
  • Moody’s Analytics – Compliance Catalyst
  • Muinmos – mPASS
  • Refinitiv, an LSEG business
  • Shufti Pro Limited – Shufti Pro-Global Identity Verification
  • UBO Service – UBO Service
  • ACA Group
  • Fenergo
  • iMeta
  • Quantexa
  • Appian
  • KYC Portal

Best Solution for Sanctions Management

  • Fincom – AML sanction screening
  • Fusion compliance LTD – Fusion Filtering
  • Moody’s Analytics – Compliance Catalyst
  • Refinitiv, an LSEG business
  • SIX – Sanctioned Securities Monitoring Service (SSMS)
  • Lexis Nexis

Best Solution for Managing Conduct Risk

  • AQMetrics – AQMetrics Supervisory Control Portal
  • MyComplianceOffice
  • Smarsh – Communications Intelligence Platform
  • Thomson Reuters
  • ACA Compliance Group
  • NICE Actimize
  • Behavox
  • Protiviti

Best Solution for Managing Financial Crime

  • BlackSwan Technologies – ELEMENT of Compliance
  • Featurespace – ARIC Risk Hub
  • Moody’s Analytics – Compliance Catalyst
  • NICE Actimize – NICE Actimize Financial Crime Solutions
  • Refinitiv, an LSEG business
  • Shufti Pro Limited – Shufti Pro-Global Identity Verification
  • LexisNexis
  • Napier

Best Solution for Managing Operational Risk

  • AQMetrics – AQMetrics Supervisory Control Portal
  • LIST, an ION company – Janus Risk Manager
  • ACA Compliance
  • Wolters Kluwer
  • Verint – Automated Verification
  • Archer
  • SAI360
  • Protecht

Best Solution for Tax Compliance

  • A.E. Prognosys Solutions Ltd – Financial Reporter Compliance Suite (FRCS)
  • Adenza – Adenza’s AxiomSL
  • SIX – SIX Tax Score®
  • TAINA Technology – TAINA FATCA & CRS Validation Platform
  • Meritsoft (a Cognizant company) – Meritsoft Tax Management Solution
  • Regnology – FiTAX
  • Xtendr – Xtendr Carousal Tax Fraud Detection Tool

Best Regulatory Alert Management Solution

  • Single Rulebook – Exchange Rulebooks
  • Thomson Reuters – Regulatory Intelligence
  • NICE
  • LeadingPoint – SMART_Dash
  • Trillium Labs
  • ACA Group
  • Reg-room – RegTrack
  • SAI360
  • Napier

Best Solution for Records Retention

  • LIST, an ION company – LookOut
  • SteelEye – SteelEye
  • Arkivum
  • Verint
  • Shield

Best Solution for Stress Testing

  • Bloomberg LP
  • ElysianNxt – NXT
  • Moody’s Analytics – RiskConfidence™, Capital Risk Analyzer
  • SmartStream

Best Solution for Operational Resilience

  • Fusion Risk Management – Fusion Framework System
  • RFA
  • MCO
  • NICE
  • OneTrust
  • ACA Group

Best AI Solution for Regulatory Compliance

  • BlackSwan Technologies – ELEMENT of Compliance
  • Moody’s Analytics – AI Review
  • Muinmos – mPASS
  • Napier – Napier Client Activity Review
  • Refinitiv, an LSEG business – Snapshot, Refinitiv’s AI-powered due diligence report
  • Shufti Pro Limited – Shufti Pro-Global Identity Verification
  • smartKYC
  • OneTrust – OneTrust Athena
  • ACA Group

Best Cloud-Based Solution for Regulatory Compliance

  • Adenza – Adenza’s AxiomSL
  • AQMetrics – AQMetrics Regulatory Risk and Reporting
  • ElysianNxt – Nxt
  • Know Your Customer Limited
  • Regtify Limited – RegtifyOne
  • B.fine

Best Solution for Digital Transformation in Regulatory Compliance

  • Adenza – Adenza’s AxiomSL
  • AQMetrics – AQMetrics Regulatory Risk and Reporting
  • BlackSwan Technologies – ELEMENT of Compliance
  • Evidology Systems – QED (Quality and Evidence Driven)
  • Fincom – Databases/Documents from OCR to Digital matching
  • Know Your Customer Limited
  • Single Rulebook
  • Solidatus

Best RegTech Early Stage Business

  • Evidology Systems – QED (Quality and Evidence Driven)
  • Regtify Limited
  • TRAction – Trade Reporting Simplified
  • Xapien – Xapien
  • Vault Platform
  • ArteriaAI
  • KoreLabs
  • CoorpID

Best Regulatory Consultancy – Europe

  • Fincom – Advanced core technology supporting Regulatory Compliance services
  • First Derivative
  • MAP S.Platis Group
  • Thistle Initiatives
  • ACA Group
  • Complyport
  • RT Associates – Radar
  • B.fine