RegTech Insight Awards - Europe Shortlist 2023

Best Regulatory Reporting Solution

• Adenza
• AQMetrics
• Dydon AI – TAXO TOOL
• InsiderList
• Kaizen Reporting
• MAP FinTech – Polaris Platform
• NeoXam – NeoXam Impress
• Qomply
• Regnology – Regnology regulatory reporting technology
• Regtify Limited – RegtifyOne
• Reporting Center – Elite Reporting Platform
• S&P Global Market Intelligence – Cappitech
• SmartStream Technologies – SmartStream RDU SFTR Service
• Unavista

Best Transaction Reporting Solution

• ACA Group – ACA Regulatory Reporting Monitoring & Assurance Support (ARRMA)
• Adenza
• AQMetrics
• eflow Global – TZTR
• Gresham Technologies – Connect for regulatory
• IHS Markit
• MAP FinTech – Polaris Platform
• Novatus Advisory – Novatus TRA
• Regnology – Regnology Transaction Reporting Solution
• S&P Global Market Intelligence – Cappitech
• SmartStream Technologies – SmartStream Transaction Reporting Reconciliation and Reporting Decision Control

Best Solution for Buy-Side Regulatory Compliance

• Cassini Systems
• Clausematch – Clausematch
• Clearwater Analytics
• eflow Global – TZ
• Kaizen Reporting
• Moody’s Analytics – Structured Finance Portal Regulatory Module
• SAI360
• SmartStream Technologies – SmartStream RDU
• Verint

Best Solution for Sell-Side Regulatory Compliance

• AQMetrics
• Clausematch – Clausematch
• eflow Global – TZ
• Fenergo – Client Lifecycle Management
• Gresham Technologies – Control for regulatory
• IHS Markit
• Moody’s Analytics – Structured Finance Portal Regulatory Module, ABS Suite Plus, ABS Lender
• Novatus Advisory – Novatus TRA
• S&P Global Market Intelligence – Cappitech
• SIX – SIX Tax in Instrument
• Smarsh
• SmartStream Technologies – SmartStream RDU

Best Regulatory Data Solution

• AQMetrics
• Bloomberg
• Derivatives Service Bureau – OTC ISIN and UPI
• Dydon AI – TAXO TOOL
• Refinitiv – An LSEG Business – Refinitiv Regulatory Services

Best Trade Surveillance Solution

• ACA Group – ComplianceAlpha®
• eflow Global – TZ
• Eventus – Validus
• MyComplianceOffice
• SIX – SICAM 2.0
• Solidus Labs – HALO
• SteelEye

Best e-Comms Surveillance Solution

• NICE Actimize
• Shield
• Smarsh
• SteelEye
• VoxSmart

Best Compliance as a Service Solution

• ACA Group – ComplianceAlpha®
• Adenza – RegCloud
• Charles River Development – LawCard Solution
• Clausematch – Clausematch and Ingenia
• ComplyPortal – ComplyPortal
• CyberSmart
• Department of Trust – BetBudget
• Dydon AI – TAXO TOOL
• InsiderList
• KYC Hub
• ORACLE – Oracle Financial Crime and Compliance Management Cloud Service (Oracle FCCM Cloud Service)
• Refinitiv, an LSEG business – Refinitiv Managed Services
• Rivero

Best Regulatory Intelligence Solution

• Cube Global
• RegHub – RegMiner
• Dydon AI – TAXO TOOL
• Evidology Systems – QED (Quality and Evidence Driven)
• Single Rulebook
• Thomson Reuters

Best Solution for Regulatory Change Management

• Adenza – Regulatory Change Services (RCS) for RegCloud
• Clausematch – Clausematch
• Deloitte – RegMiner
• Evidology Systems – QED (Quality and Evidence Driven)
• Fenergo – Client Lifecycle Management
• MCO MyComplianceOffice – MyComplianceOffice’s Know Your Risk Solution
• Privya

Best ESG Regulatory Solution

• Adenza
• BlackSwan Technologies – ELEMENT of ESG
• Bloomberg
• Deloitte – RegMiner
• Dydon AI – TAXO TOOL
• Fenergo – Fenergo ESG
• OneTrust
• Regnology
• SIX – ESG Regulatory Data Service
• Solidatus

Best Solution for DORA (Digital Operational Resilience Act)

• AQMetrics
• OneTrust
• Truphone

Best Solution for Institutional Crypto-Assets

• Adenza – Calypso Capital Markets Platform
• Archax
• Deloitte – RegMiner
• MAP S.Platis – Comprehensive Advisory & Licensing Services for Crypto-asset providers
• R3
• Rapid Addition
• Solidus Labs – HALO

Best Solution for Basel IV

• A.E. Prognosys Solutions Ltd
• Adenza
• ElysianNXt

Best Solution for FRTB

• Adenza
• Alveo
• Bloomberg
• Refinitiv – An LSEG Business – Trade Discovery
• S&P Global – Market Intelligence – Traded Market Risk

Best Solution for EMIR

• ACA Group – ACA Regulatory Reporting Monitoring & Assurance Support (ARRMA)
• eflow Global – TZTR
• Kaizen Reporting
• MAP FinTech – EMIR reporting solution
• Novatus Advisory – Novatus TRA
• S&P Global Market Intelligence – Cappitech

Best Solution for Benchmark Regulation

• FactSet
• FinCrime Dynamics – Synthetizor®
• Rimes
• SIX

Best Analytics Solution to Address Capital Requirements/Liquidity Risk

• Cassini Systems
• Moody’s Analytics
• Regtify Limited – RegtifyOne
• SmartStream Technologies – SmartStream Intraday Liquidity Management

Best Data Privacy Solution

• ACA Compliance
• Duality Technologies – The Duality Platform
• OneTrust
• Privya
• Solidatus

Best Know Your Customer Solution

• AML Partners – RegTechONE
• BlackSwan Technologies – ELEMENT of Compliance
• Department of Trust – BetBudget
• Duality Technologies – The Duality Platform
• Fenergo – Client Lifecycle Management
• ID-Pal
• IDnow
• iSPIRAL – RegTek+ Platform
• Know Your Customer Limited
• KYC Portal – KYC Portal
• Kyckr – UBO Verify
• Moody’s Analytics
• OpenCorporates
• ORACLE – Oracle Financial Services Know Your Customer (OFS KYC)
• Refinitiv, an LSEG business – World-Check Risk Intelligence
• smartKYC
• valid8Me

Best Client On-Boarding Solution

• AML Partners – RegTechONE
• Fenergo – Client Lifecycle Management
• iSPIRAL – RegTek+
• Know Your Customer Limited
• KYC Hub
• KYC Portal – KYC Portal
• Kyckr – UBO Verify
• Moody’s Analytics – PassFort
• Muinmos
• Refinitiv, an LSEG business – Refinitiv digital onboarding solution

Best Solution for Sanctions Management

• BlackSwan Technologies – ELEMENT of Compliance
• KYC Hub – FinCAI
• Moody’s Analytics – Compliance Catalyst
• ORACLE – Oracle Financial Services Sanctions screening (OFS Sanctions Screening)
• Refinitiv, an LSEG business – Refinitiv Sanctions Screening Solutions
• SIX – Sanctioned Securities Monitoring Service (SSMS)

Best Solution for Managing Conduct Risk

• ACA Group – ComplianceAlpha®
• Behavox
• MCO MyComplianceOffice – MyComplianceOffice
• NICE Actimize
• Smarsh
• Vault Platform

Best Solution for Managing Financial Crime

• ACA Group – ComplianceAlpha®
• AML Partners – RegTechONE
• BlackSwan Technologies – ELEMENT of Compliance
• Duality Technologies – The Duality Platform
• Featurespace – ARIC Risk Hub
• KYC Hub
• ORACLE – Oracle Financial Crime and Compliance Management (Oracle FCCM)
• Refinitiv, an LSEG business

Best Solution for Managing Operational Risk

• ACA Group
• Behavox
• Fusion Risk Management – Fusion Framework® System™
• iSPIRAL – RegTek+
• ITRS
• MetricStream
• Regtify Limited – RegtifyOne
• SAI360
• Salt Communications – Salt Communications

Best Solution for Tax Compliance

• A.E. Prognosys Solutions Ltd
• Meritsoft (a Cognizant company)
• Regnology – Regnology Tax Reporting Solution
• TAINA Technology – TAINA Fully automated FATCA and CRS Validation Platform
• Xtendr

Best Solution for Records Retention

• Arkivum
• ION – Fidessa Surveillance (rebranded from Lookout)
• Shield

Best Solution for Stress Testing

• Adenza – Scenario Manager Framework within AxiomSL ControllerView
• SmartStream Technologies – SmartStream Intraday Liquidity Stress Testing

Best Cloud-Based Solution for Regulatory Compliance

• Adenza – RegCloud
• AQMetrics
• Complyportal – ComplyPortal
• Custodia Technology – CC1
• Cutover – Cutover Collaborative Automation Platform
• Deloitte – RegMiner
• Dydon AI – TAXO TOOL
• Fenergo – Client Lifecycle Management
• InsiderList
• Know Your Customer Limited
• Regnology – Regnology Regulatory Reporting
• Regtify Limited – RegtifyOne
• S&P Global Market Intelligence – Cappitech
• Shield
• Solidus Labs – HALO

Best AI Solution for Regulatory Compliance

• Deloitte – RegMiner
• Dydon AI – TAXO TOOL
• KYC Hub
• Moody’s Analytics – AI Review
• Napier – Napier Continuum
• Privya
• Refinitiv, an LSEG business – Refinitiv Due Diligence Report – Snapshot
• Ripjar – Labyrinth Screening
• smartKYC
• Solidus Labs – HALO

Best Solutions for Digital Transformation in Regulatory Compliance

• Adenza – AxiomSL ControllerView Platform
• AML Partners – RegTechONE
• Custodia Technology – CC1
• Evidology Systems – QED (Quality and Evidence Driven)
• Privya
• TAINA Technology – TAINA Fully automated FATCA and CRS Validation Platform

Best RegTech Start Up

• Duality Technologies – The Duality Platform
• FinCrime Dynamics – Synthetizor®
• InsiderList
• KYC Hub
• Privya
• Qomply
• Vault Platform

Best Regulatory Consultancy – Europe

• Complyport Limited – Complyport
• MAP S.Platis – Comprehensive Financial and Regulatory Consulting Solutions
• Novatus Advisory
• RT Associates
• Thistle Initiatives