29th November 2022
RegTech Insight Awards - APAC - Categories and Descriptions 2022
Nominations for RegTech Insight Awards – APAC entries can be made by financial institutions, our Advisory Board and the RegTech solution providers themselves in the following categories.
Best Sell-Side Regulatory Data Solution
Vendors of solutions providing regulatory data (such as end-of-day pricing and intra-day reference data) to buy-side institutions such as banks, brokers, market makers and other corporates.
Best Buy-Side Regulatory Data Solution
Vendors of solutions providing regulatory and reference data and/or pricing services to buy-side institutions including asset managers, hedge funds etc.
Best FRTB Solution
Vendors of solutions that meet the requirements of capital and risk management requirements of FRTB
Best Vendor Solution for MAS 610
Vendors of solutions targeted at managing and meeting the specific data requirements of MAS 610
Best KYC Data Solution
Vendors of solutions that assist clients to obtain, process, and manage data captured during KYC procedures
Best Client On-Boarding Solution
Vendors of solutions providing support for client on-boarding, including entity data, Peps and sanctions management
Best Sanctions and PEPs Solution
Vendors of solutions targeted at managing and meeting the specific data requirements of sanctions and PEPs
Best Conduct Risk Solution
Vendors of solutions that assist firms to measure, manage and monitor conduct risk and related exposures (including but not limited to risk identification, metrics and analytics, mitigation and control management).
Best Solution for Basel Rules
Vendors of solutions targeted at managing and meeting the specific data requirements of Basel rules
Best Operational Risk Solution
Vendors of software and solutions designed to detect, monitor and analyse risks arising from internal operations, processes, employees and systems (including but not limited to risk identification and assessment, issues and action workflows, operational reporting, heat maps, external vendor feeds (such as loss data), analytics for risk evalation, and more).
Best Risk Calculation Engine for Regulatory Compliance
Vendors of solutions that assist banks to calculate specific risk models, including standardised and IRB approaches.
Best FATCA Solution
Vendors of solutions targeted at managing and meeting the specific data requirements of FATCA
Best Transaction Cost Analysis Solution for Best Execution
Vendors of advanced trading analysis solutions – including reference data, trading intelligence for buy-side firms, analytics for buy-side firms.
Best Transaction Reporting Solution
Vendors of solutions that provide firms with systems to generate and execute their mandatory transaction reporting requirements to regulators
Best Analytics Solution for Capital Requirements/Liquidity Risk
Vendors of analytic and platform solutions that help firms to understand and manage their capital and liquidity requirements
Best Trade Surveillance Solution
Providers of solutions that capture, monitor and analyse trade data
Best Post Trade Reconciliation Solution
Vendor of the most complete, accurate and timely post-trade reconciliation solution
Best Financial Crime Solution
Vendors of technology solutions that specifically address data challenges around financial crime and anti-money laundering
Best e-Comms Surveillance Solution
Vendors of solutions that provide voice and mobile message channels for regulatory compliance purposes
Best Transaction Monitoring Solution
Providers of solutions offering comprehensive monitoring of customer transactions
Best Regulatory Compliance Solution for LIBOR / IBOR
Vendors of solutions targeting the exposure of LIBOR instances across a firm and providing timely transition to alternative risk-free rates
Best Regulatory Compliance Solution for IFRS 9
Vendors of solutions targeting data collection, categorisation, capital calculation, and reporting requirements for investment firms within the scope of the directive and regulation
Best ESG Regulatory Solution
Vendors of solutions targeting ESG data collection, data analysis, risk management, disclosure and reporting
Best Vendor Solution for APRA APS 220
Vendors of solutions meeting the specific compliance requirements of ARPA APS 220
Best Vendor Solution for the Common Reporting Standard (CRS)
Vendors of solutions meeting the specific compliance requirements of CRS
Best Buy-Side Data Management Solution for Regulatory Compliance
Vendors of systems targeting the capture, processing, cleaning, storing, integration and management of data for regulatory and compliance purposes, for buy-side firms.
Best Sell-Side Data Management Solution for Regulatory Compliance
Vendors of systems targeting the capture, processing, cleaning, storing, integration and management of data for regulatory and compliance purposes, for sell-side firms.
Best Regulatory Reporting Solution
Vendors of solutions that assist firms in monitoring business activity, generating and/or submitting the necessary regulatory reports to regulators
Best Compliance as a Service Solution
Managed service providers that help organisations to meet their regulatory compliance mandates through cloud solutions.
Best Regulatory Change Management Solution
Vendors of solutions dedicated to regulatory change management
Best AI Solution for Regulatory Compliance
Vendors that utilise innovative artificial intelligence technology to solve regulatory compliance challenges
Best Cloud Solution for Regulatory Compliance
Vendors of solutions dedicated to cloud-based regulatory compliance
Best Innovative Technology for Regulatory Compliance
Vendors of solutions that utilise the most innovative and cutting edge technology to solve regulatory compliance challenges. Examples can include (but are not limited to) AI, machine learning, blockchain.
Best Regulatory Consultancy – APAC
The best provider of regulatory advice and consultation services within the APAC