Categories

October 2021


#RTIAwards

RegTech Insight Awards - APAC - Categories and Descriptions 2021

Nominations for RegTech Insight Awards – APAC entries can be made by financial institutions, our Advisory Board and the RegTech solution providers themselves in the following categories.

Best Sell-Side Regulatory Data Solution

Vendors of solutions providing regulatory data (such as end-of-day pricing and intra-day reference data) to buy-side institutions such as banks, brokers, market makers and other corporates.

Best Buy-Side Regulatory Data Solution

Vendors of solutions providing regulatory and reference data and/or pricing services to buy-side institutions including asset managers, hedge funds etc.

Best Data Solution for FRTB

Vendors of solutions targeted at managing and meeting the specific data requirements of the Fundamental Review of the Trading Book (FRTB)

Best Software Solution for FRTB

Vendors of software solutions that assist firms in meeting the specific regulatory, reporting and compliance requirements of the Fundamental Review of the Trading Book (FRTB)

Best Vendor Solution for MAS 610

Vendors of solutions targeted at managing and meeting the specific data requirements of MAS 610

Best Data Solution for KYC

Vendors of solutions that assist clients to obtain, process, and manage data captured during KYC procedures

Best KYC Solution for Client On-Boarding

Vendor of solutions assisting clients with the specific and complex needs of KYC client onboarding

Best Vendor Solution for Sanctions and PEPs data

Vendors of solutions targeted at managing and meeting the specific data requirements of sanctions and PEPs

Best Vendor Solution for Benchmark Regulation

Vendors of solutions that help firms to meet their requirements under the EU Benchmarks Regulation (such as identification of administrators, provision of reference and metadata, inventory of compliant benchmarks etc)

Best Vendor Solution for Managing Conduct Risk

Vendors of solutions that assist firms to measure, manage and monitor conduct risk and related exposures (including but not limited to risk identification, metrics and analytics, mitigation and control management).

Best Vendor Solutions for Basel IV

Vendors of solutions targeted at managing and meeting the specific data requirements of Basel IV

Best Vendor Solution for Managing Operational Risk

Vendors of software and solutions designed to detect, monitor and analyse risks arising from internal operations, processes, employees and systems (including but not limited to risk identification and assessment, issues and action workflows, operational reporting, heat maps, external vendor feeds (such as loss data), analytics for risk evalation, and more).

Best Risk Calculation Engine for Regulatory Compliance

Vendors of solutions that assist banks to calculate specific risk models, including standardised and IRB approaches.

Best Vendor Solution for FATCA

Vendors of solutions targeted at managing and meeting the specific data requirements of FATCA

Best Vendor Solutions for Tax Compliance

Vendors of solutions that assist clients to meet their tax compliance obligations

Best Research Management Solution for MIFID II

Vendors of solutions (such as aggregated research platforms) that help firms to manage their updated research requirements under MiFID II

Best Transaction Cost Analysis Solution for Best Execution

Vendors of advanced trading analysis solutions – including reference data, trading intelligence for buy-side firms, analytics for buy-side firms.

Best Transaction Reporting Solutions

Vendors of solutions that provide firms with systems to generate and execute their mandatory transaction reporting requirements to regulators

Best Analytics Solution to Address Capital Requirements/Liquidity Risk

Vendors of analytic and platform solutions that help firms to understand and manage their capital and liquidity requirements

Best Trade Surveillance Solution

Vendors of solutions dedicated to trade surveillance

Best Post Trade Reconciliation Solution

Vendor of the most complete, accurate and timely post-trade reconciliation solution

Best Vendor Solutions for Financial Crime

Vendors of technology solutions that specifically address data challenges around financial crime and anti-money laundering

Best e-Comms Surveillance Solution

Vendors of solutions that provide voice and mobile message channels for regulatory compliance purposes

Best Solution for Records Retention

Vendors of software solutions for records retention to assist firms with their record and document management obligations

Best Regulatory Alert Management Solution

Vendors of regulatory alert systems that assist firms in managing their compliance obligations

Best Regulatory Compliance Solution for LIBOR

Vendors of solutions targeting the exposure of LIBOR instances across a firm and providing timely transition to alternative risk-free rates

Best Regulatory Compliance Solution for IFRS 9

Vendors of solutions targeting data collection, categorisation, capital calculation, and reporting requirements for investment firms within the scope of the directive and regulation

Best ESG Regulatory Solution

Vendors of solutions targeting ESG data collection, data analysis, risk management, disclosure and reporting

Best Vendor Solution for AIFMD

Vendors of solutions targeted at managing and meeting the specific data requirements of AIFMD

Best Vendor Solution for NSFR Reporting

Vendors of solutions dedicated to NSFR reporting

Best Vendor Solution for APRA-EFS

Vendors of solutions meeting the specific compliance requirements of APRA EFS

Best Vendor Solution for APRA APS 220

Vendors of solutions meeting the specific compliance requirements of ARPA APS 220

Best Vendor Solution for the Common Reporting Standard (CRS)

Vendors of solutions meeting the specific compliance requirements of CRS

Best Data Privacy Solution

Vendors of solutions assisting firms to manage and meet their obligations under the General Data Protection Regulation (GDPR)

Best Data Management Solution for Buy-Side Regulatory Compliance

Vendors of systems targeting the capture, processing, cleaning, storing, integration and management of data for regulatory and compliance purposes, for buy-side firms.

Best Data Management Solution for Sell-Side Regulatory Compliance

Vendors of systems targeting the capture, processing, cleaning, storing, integration and management of data for regulatory and compliance purposes, for sell-side firms.

Best Regulatory Reporting Solution

Vendors of solutions that assist firms in monitoring business activity, generating and/or submitting the necessary regulatory reports to regulators

Best Compliance as a Service Solution

Managed service providers that help organisations to meet their regulatory compliance mandates through cloud solutions.

Best Regulatory Change Management Solution

Vendors of solutions dedicated to regulatory change management

Best AI Solution for Regulatory Compliance

Vendors that utilise innovative artificial intelligence technology to solve regulatory compliance challenges

Best Cloud Solution for Regulatory Compliance

Vendors of solutions dedicated to cloud-based regulatory compliance

Best Innovative Technology for Regulatory Compliance

Vendors of solutions that utilise the most innovative and cutting edge technology to solve regulatory compliance challenges. Examples can include (but are not limited to) AI, machine learning, blockchain.

Best Regulatory Consultancy – APAC

The best provider of regulatory advice and consultation services within the APAC

Best Regulatory Legal Firm – APAC

Providers of legal regulatory advice and services in APAC