RegTech Insight Awards - APAC - Categories and Descriptions 2021
Nominations for RegTech Insight Awards – APAC entries can be made by financial institutions, our Advisory Board and the RegTech solution providers themselves in the following categories.
Best Sell-Side Regulatory Data Solution
Vendors of solutions providing regulatory data (such as end-of-day pricing and intra-day reference data) to buy-side institutions such as banks, brokers, market makers and other corporates.
Best Buy-Side Regulatory Data Solution
Vendors of solutions providing regulatory and reference data and/or pricing services to buy-side institutions including asset managers, hedge funds etc.
Best Data Solution for FRTB
Vendors of solutions targeted at managing and meeting the specific data requirements of the Fundamental Review of the Trading Book (FRTB)
Best Software Solution for FRTB
Vendors of software solutions that assist firms in meeting the specific regulatory, reporting and compliance requirements of the Fundamental Review of the Trading Book (FRTB)
Best Vendor Solution for MAS 610
Vendors of solutions targeted at managing and meeting the specific data requirements of MAS 610
Best Data Solution for KYC
Vendors of solutions that assist clients to obtain, process, and manage data captured during KYC procedures
Best KYC Solution for Client On-Boarding
Vendor of solutions assisting clients with the specific and complex needs of KYC client onboarding
Best Vendor Solution for Sanctions and PEPs data
Vendors of solutions targeted at managing and meeting the specific data requirements of sanctions and PEPs
Best Vendor Solution for Benchmark Regulation
Vendors of solutions that help firms to meet their requirements under the EU Benchmarks Regulation (such as identification of administrators, provision of reference and metadata, inventory of compliant benchmarks etc)
Best Vendor Solution for Managing Conduct Risk
Vendors of solutions that assist firms to measure, manage and monitor conduct risk and related exposures (including but not limited to risk identification, metrics and analytics, mitigation and control management).
Best Vendor Solutions for Basel IV
Vendors of solutions targeted at managing and meeting the specific data requirements of Basel IV
Best Vendor Solution for Managing Operational Risk
Vendors of software and solutions designed to detect, monitor and analyse risks arising from internal operations, processes, employees and systems (including but not limited to risk identification and assessment, issues and action workflows, operational reporting, heat maps, external vendor feeds (such as loss data), analytics for risk evalation, and more).
Best Risk Calculation Engine for Regulatory Compliance
Vendors of solutions that assist banks to calculate specific risk models, including standardised and IRB approaches.
Best Vendor Solution for FATCA
Vendors of solutions targeted at managing and meeting the specific data requirements of FATCA
Best Vendor Solutions for Tax Compliance
Vendors of solutions that assist clients to meet their tax compliance obligations
Best Research Management Solution for MIFID II
Vendors of solutions (such as aggregated research platforms) that help firms to manage their updated research requirements under MiFID II
Best Transaction Cost Analysis Solution for Best Execution
Vendors of advanced trading analysis solutions – including reference data, trading intelligence for buy-side firms, analytics for buy-side firms.
Best Transaction Reporting Solutions
Vendors of solutions that provide firms with systems to generate and execute their mandatory transaction reporting requirements to regulators
Best Analytics Solution to Address Capital Requirements/Liquidity Risk
Vendors of analytic and platform solutions that help firms to understand and manage their capital and liquidity requirements
Best Trade Surveillance Solution
Vendors of solutions dedicated to trade surveillance
Best Post Trade Reconciliation Solution
Vendor of the most complete, accurate and timely post-trade reconciliation solution
Best Vendor Solutions for Financial Crime
Vendors of technology solutions that specifically address data challenges around financial crime and anti-money laundering
Best e-Comms Surveillance Solution
Vendors of solutions that provide voice and mobile message channels for regulatory compliance purposes
Best Solution for Records Retention
Vendors of software solutions for records retention to assist firms with their record and document management obligations
Best Regulatory Alert Management Solution
Vendors of regulatory alert systems that assist firms in managing their compliance obligations
Best Regulatory Compliance Solution for LIBOR
Vendors of solutions targeting the exposure of LIBOR instances across a firm and providing timely transition to alternative risk-free rates
Best Regulatory Compliance Solution for IFRS 9
Vendors of solutions targeting data collection, categorisation, capital calculation, and reporting requirements for investment firms within the scope of the directive and regulation
Best ESG Regulatory Solution
Vendors of solutions targeting ESG data collection, data analysis, risk management, disclosure and reporting
Best Vendor Solution for AIFMD
Vendors of solutions targeted at managing and meeting the specific data requirements of AIFMD
Best Vendor Solution for NSFR Reporting
Vendors of solutions dedicated to NSFR reporting
Best Vendor Solution for APRA-EFS
Vendors of solutions meeting the specific compliance requirements of APRA EFS
Best Vendor Solution for APRA APS 220
Vendors of solutions meeting the specific compliance requirements of ARPA APS 220
Best Vendor Solution for the Common Reporting Standard (CRS)
Vendors of solutions meeting the specific compliance requirements of CRS
Best Data Privacy Solution
Vendors of solutions assisting firms to manage and meet their obligations under the General Data Protection Regulation (GDPR)
Best Data Management Solution for Buy-Side Regulatory Compliance
Vendors of systems targeting the capture, processing, cleaning, storing, integration and management of data for regulatory and compliance purposes, for buy-side firms.
Best Data Management Solution for Sell-Side Regulatory Compliance
Vendors of systems targeting the capture, processing, cleaning, storing, integration and management of data for regulatory and compliance purposes, for sell-side firms.
Best Regulatory Reporting Solution
Vendors of solutions that assist firms in monitoring business activity, generating and/or submitting the necessary regulatory reports to regulators
Best Compliance as a Service Solution
Managed service providers that help organisations to meet their regulatory compliance mandates through cloud solutions.
Best Regulatory Change Management Solution
Vendors of solutions dedicated to regulatory change management
Best AI Solution for Regulatory Compliance
Vendors that utilise innovative artificial intelligence technology to solve regulatory compliance challenges
Best Cloud Solution for Regulatory Compliance
Vendors of solutions dedicated to cloud-based regulatory compliance
Best Innovative Technology for Regulatory Compliance
Vendors of solutions that utilise the most innovative and cutting edge technology to solve regulatory compliance challenges. Examples can include (but are not limited to) AI, machine learning, blockchain.
Best Regulatory Consultancy – APAC
The best provider of regulatory advice and consultation services within the APAC
Best Regulatory Legal Firm – APAC
Providers of legal regulatory advice and services in APAC