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RegTech Insight Webinars

Recorded Webinar: Utility Model for Data Management

2 June 2015

What progress has been made with a utility model and in what aspects of data management are there practical examples of its use.

Speakers:

Julia Sutton Group Customer Data Management
HSBC
Nick Taplin Pre-Sales
Duco
Joseph Turso Vice President
SmartStream RDU
Moderator: Andrew Delaney President and Chief Content Officer
A-Team Group

More about our speakers:

Nick Taplin

Pre-Sales

Duco

Nick Taplin is responsible for EMEA pre-sales at Duco, a provider of self-service reconciliations. His background is in multiple areas of financial technology, from sell-side broker systems to enterprise data management.

As Duco’s lead MIFID II consultant, he has engaged with several ARMs and end clients about their MiFID preparations, assisting them to implement Duco’s solutions both for mandated reconciliations and for the many new internal controls required by the legislation.

Whilst his primary area of expertise on MIFID II is in the MIFIR RTS 22 provisions, reconciliations, data transformation and normalisation have a far wider-ranging impact than this and so he has been working across the industry to resolve problems with transaction, regulatory and static data.

Joseph Turso

Vice President

SmartStream RDU

Joseph Turso is Vice President of Product Management for the SmartStream Reference Data Utility responsible for developing data utility solutions for the financial industry. He has over 25 years of experience in Securities Reference Data supporting and implementing data solutions for buy side and investment banks. Prior to joining SmartStream in 2013, he was an Executive Director at Morgan Stanley for 18 years. For most of this tenure he worked in the Enterprise Data Group with roles in Program Management, Business Analysis, Data Operations and Market Data Sourcing. He was also a Director in the Enterprise Data group at Bank of America / Merrill Lynch managing their securities and pricing data. He was also a Director in the Data Management Group at Citadel LLC.

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