TradingTech Insight Transaction Reporting The latest content from across the platform

TradingTech Summit New York City

The TradingTech Summit is aimed at senior-level decision makers in trading technology, electronic execution, trading architecture and explores progress trading firms are making towards digital transformation initiatives and how they are using high performance technologies to gain an edge in the current regulatory environment.

Breakfast Briefing: Meeting the Data Requirements of FRTB London

The Fundamental Review of the Trading Book (FRTB) Breakfast Briefing, will examine how the capital markets industry is approaching FRTB data management and will look at the implications for the ways that firms source, manage and store data for FRTB compliance.

EMIR and MiFID Transaction Reporting Challenges Continue to Trouble Firms and Regulators

Data quality is proving to be an enduring albatross around the necks of financial institutions that must comply with EU reporting rules under MiFID II and EMIR. A recent disclosure by the European Securities and Markets Authority (ESMA) shows that matching rates remain poor for derivatives transactions reported under the European Markets and Infrastructure Regulation…

A-Team Group Announces Winners of its 2019 TradingTech Insight North America Awards

Congratulations to the winners of A-Team Group’s 2019 TradingTech Insight (TTI) North America Awards. The awards were celebrated during a lively drinks reception hosted by A-Team president and chief content officer Andrew Delaney after the close of the company’s TradingTech Summit in New York City on June 11, 2019. The awards recognise excellence in trading…

Effective Surveillance Can Only be Achieved with Communications Coupled with Market Data Analysis

By Ofir Shabtai, CTO and Co-Founder of Shield FC. Whilst enterprise software applications have proven effective at flagging up possible noncompliance events, once an exchange is flagged, it is largely down to the compliance team to follow through with the necessary investigation directly. With the considerable challenges of monitoring modern data-driven financial markets, it’s essential…

PRA110: Now is the time

The UK Prudential Regulation Authority’s new PRA110 liquidity framework comes into effect on 1 July 2019. Compared to other liquidity templates, PRA110 is significantly more granular and requires more frequent reporting. Effective implementation, however, offers financial institutions the opportunity to raise their liquidity standards; improve their access to vital data; and add genuine commercial value….

MiFID II Transaction Reporting Requirements Posing Big Problem for Investment Firms

Over 1,000 investment firms identified problems with their MiFID II transaction reporting requirements in 2018, according to regulatory consultancy Bovill – raising questions around how well the industry is really adapting to the complexities of the new regime. A Freedom of Information request found that a total of 1,335 notifications of inaccurate transaction reporting were…