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VoxSmart Launches Markets Segment to Focus on Trading Clients

Following on the heels of its recent partnership with Eventus Systems, and a $7 million Series B investment from NatWest earlier in the year, communications surveillance specialist VoxSmart has created a new Markets division to focus on serving the financial markets segment. The new segment will be dedicated to strengthening VoxSmart’s products and services for…

Trade Surveillance – Monitoring News and Social Media to Detect Insider Trading

By Helen Bevis, Head of Operations and Strategic Partnerships at SteelEye. To mitigate and manage the risk of insider trading, firms need to use the best tools to effectively identify, investigate and report on signs of wrongdoing. A key component of this is access to benchmark data, which for insider trading should include both news and…

Canada’s ITG Implements Cloud-Based Trade Surveillance from OneMarketData

Canadian brokerage Independent Trading Group (ITG) has implemented OneMarketData’s cloud-hosted OneTick Trade Surveillance solution to ensure compliance with regulatory monitoring requirements in the face of the surging volumes and volatility that have accompanied Covid-19 pandemic. According to Nick Savona, chief compliance officer at ITG, the brokerage outgrew its legacy PositionWatch system, which it continues to…

Recorded Webinar: How Financial Institutions can adjust to working in the New Normal

The very sudden impact of Covid-19 and resultant shutdown of physical sites has stress-tested financial institutions and vendors to their limits. Now banks and firms are slowly starting to re-open offices. But what will the new normal look like and what steps should you be taking now to make the most of this situation? This…

Verint and Cloud9 Partner on Voice Compliance Solution

Verint has teamed up with cloud-based communications specialist Cloud9 Technologies to launch a new compliant, cloud-enabled communications solution supporting traders both on the trading floor and remotely. Designed to provide increased flexibility as the industry continues to move to cloud-based platforms and work-from-home environments during and beyond the COVID-19 pandemic, the offering combines Cloud9’s C9…

Why Is Now the Time for the Financial Markets to Focus on Collaboration Compliance?

By Phil Fry, VP of Financial Compliance Product Strategy at Verint. The seismic impact of the pandemic has seen many banks and financial institutions ramp up their use of next-generation communication solutions, to assist their employees to work from home and alternative locations. During lockdowns, trades and client orders, that were traditionally executed at corporate sites, moved…

NICE Actimize Deploys New Xignite Microservices to Support Shift to Cloud

Financial crime, risk and compliance technology specialist NICE Actimize is using market data microservices from Xignite to support its initiative to move its real-time market data infrastructure into the cloud. The move underscores the growing interest among financial institutions in migrating mission-critical activities to the cloud in a bid to reduce on-premise overhead and take…

Recorded Webinar: The Transformation of Buy-Side Market Surveillance

Asset managers, hedge funds, insurance firms, and other buy-side firms globally are becoming more active in their approach to market surveillance, as regulatory pressure to up their game mounts. Buy-side firms are now building out their surveillance infrastructure as they seek to respond to the requirements posed by Dodd-Frank, MiFID II and the Market Abuse…

IPC to Leverage OpenFin OS for Voice App Store

New York-based voice and electronic trading communications solutions provider IPC has entered into a strategic partnership with financial operating system OpenFin in order to develop access to its applications and data solutions across its 110,000+ global user community. Through IPC’s “Voice App Store,” traders and other regulated users will be able to leverage IPC-developed applications…