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RegTech Insight Webinars
Recorded Webinar: Countdown to GDPR
With just a month to go before General Data Protection Regulation takes effect, is your organisation ready, and if not, what should you be prioritising to make sure you cross the line on deadline day, May 25, 2018? The webinar will discuss ongoing data management challenges, last minute preparations, and how to avoid the significant...
Recorded Webinar: MiFID II revisited
Markets in Financial Instruments Directive II (MiFID II) went live over three months ago, requiring financial institutions to make significant changes to their data management processes. The webinar will discuss how these processes held up on the compliance deadline, January 3, 2018, identify which elements of data management need to be revisited, and consider the...
Recorded Webinar: Best practice data governance for GDPR compliance
General Data Protection Regulation (GDPR) comes into force on May 25, 2018, replacing and extending data privacy rules set down in 1995. This time around, the key to successful implementation is strong and sustainable data governance. The webinar will discuss the role of data governance in GDPR compliance, explore best practice implementation, and detail how...
Recorded Webinar: MiFID II trading technology requirements – what’s worked and what hasn’t?
The incredible breadth of coverage of Markets in Financial Instruments Directive II (MiFID II) always meant there were going to be workarounds. Now that the implementation deadline of January 3, 2018 has passed, how did the marketplace fare in its attempts to comply, where was it successful, and which areas still need work? Listen to...
Recorded Webinar: GDPR Programme Insights for GDPR Readiness
General Data Protection Regulation (GDPR) takes effect on May 25, 2018, requiring financial institutions to meet stringent new rules on managing the personal data of EU residents, and setting astronomic fines for those that fail to comply. The webinar will discuss the broad data management challenges posed by the regulation, the GDPR articles your data...
Recorded Webinar: Measuring results from client onboarding solutions
Getting client onboarding right is critical to retaining customers, winning new business and avoiding regulatory penalties, but are banks getting it right? And how can they judge their performance and solve problems on a rolling basis? Answering these questions, the webinar will discuss how banks can measure results from client onboarding solutions, what they should...
Recorded Webinar: Data management requirements for the 2018 regulatory agenda
The 2018 regulatory agenda is probably the most onerous ever faced by financial institutions, with everything from Markets in Financial Instruments Directive II (MiFID II) to Markets in Financial Instruments Regulation (MiFIR), General Data Protection Regulation (GDPR), Packaged Retail and Insurance based Investment Products (PRIIPs) and Benchmarks Regulation coming into play. Add the January 2019 deadline...
Recorded Webinar: To be MiFID II or not to be? Approaches for 2018 and who is ready?
A candid review of the state of the market, which countries will transpose Markets in Financial Instruments Directive II (MiFID II) on time and who will be ready to meet the compliance deadline of 3 January 2018? The webinar will provide valuable insights into how customers are addressing the challenges of MiFID II and what...
Recorded Webinar: MiFID II: Meeting the Requirement for Legal Entity Identifiers (LEIs)
The deadline for compliance with Markets in Financial Instruments Directive II (MiFID II) is looming, requiring firms within the scope of the regulation to ensure they have Legal Entity Identifiers (LEIs) in place for all the clients, counterparties and issuers they deal with. As the industry mantra goes, No LEI, No Trade. This webinar will...
Recorded Webinar: MiFID II: The Critical Need for a Strong Security Master to Meet Compliance
Financial services firms are racing to meet the January 3, 2018 deadline for the EU’s Markets in Financial Instruments Directive II (MiFID II), perhaps the most profound regulatory overhaul of European financial markets for a generation. At the heart of MiFID II’s complex and far reaching investor protection and transparency measures is the need for...