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Recorded Webinar: FRTB: The time to get your data in order is now

Fundamental Review of the Trading Book (FRTB) regulation requires firms within its scope to source significant amounts of data, some of which has not previously been required and is difficult to pin down. The data management challenges of the regulation’s Internal Model Approach (IMA) to market risk capital calculations include ongoing P&L attribution, back testing…

Recorded Webinar: FRTB: Laying the groundwork for compliance

The January 2022 compliance deadline for sell-side firms within the scope of Fundamental Review of the Trading Book (FRTB) regulation may seem far into the future, but the complex demands of the regulation and the need to source regulatory data that has never previously been required mean firms should already be identifying tools, solutions and…

Recorded Webinar: Balancing compliance and value in data management initiatives

You can listen to the recording of this webinar by registering on this page. Over the past few years, about 90% of data management has been dedicated to the operational requirements of data governance and regulatory compliance, but this is changing rapidly as financial institutions look to exploit and drive business value from data. At…

Recorded Webinar: Managing data for the Fundamental Review of the Trading Book (FRTB)

You can listen to the recording of this webinar by registering on this page. The January 1, 2022 compliance deadline for Fundamental Review of the Trading Book (FRTB) regulation may be three years out, but if your organisation is within scope of the rules, the time to address their data management challenges is now. Will…

Recorded Webinar: How to find common ground for data management across multiple regulations

We’ve asked over many years how financial institutions can find common ground for data management processes to meet the requirements of multiple regulations, such as MiFID II, MiFIR, EMIR, MAR and BCBS 239. While this is a goal most firms have aspired to, the reality of pressing deadlines for regulation after regulation meant firms had…

Recorded Webinar: Deploying regtech solutions for optimal compliance professional performance

You can listen to the recording of this webinar by registering on this page. Today’s atmosphere of heightened regulatory scrutiny is focusing attention on compliance departments and the tools available to mitigate the risk of regulatory censure. Much has been made of emerging regtech solutions’ ability to offer new capabilities, potentially changing the way compliance…

Recorded Webinar: Client lifecycle management: faster Onboarding, KYC, AML and GDPR processing

You can listen to the recording of this webinar by registering on this page. Are your client lifecycle management processes – including client onboarding, Know Your Customer (KYC), Anti-Money Laundering (AML) and most recently General Data Protection Regulation (GDPR) – up to the right standard for today’s pressing regulatory challenges? Early iterations of KYC and…

Recorded Webinar: Balancing Regulatory Transparency with Data Protection

You can listen to the recording of this webinar by registering on this page. Balancing the use of personal data required by Markets in Financial Instruments Directive II (MiFID) as part of its transparency regime with the personal data protection rules set out in General Data Protection Regulation (GDPR) is a tough task – tell…

Recorded Webinar: Solving the data management challenges of FRTB

Don’t miss this opportunity to view the recording of this recently held webinar. Despite the compliance deadline of the Fundamental Review of the Trading Book (FRTB) being pushed back to January 2022 by many national regulators, the time to address the data management challenges of the regulation is now. The webinar will discuss key elements of…

Recorded Webinar: How are you managing the need to demonstrate trade reconstruction?

Don’t miss this opportunity to view the recording of this recently held webinar. Best execution under MiFID II and other current regulations presents practitioners with a daunting challenge: How does my firm provide evidence that it acted in the best interests of the client? The response necessarily requires storage of vast quantities of data from…