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Technology Overtakes Regulation as Key Driver of Change in Compliance

Compliance and the role of the compliance officer has changed significantly over the past decade as a result of escalating regulation, technology development, an increasing focus on culture and conduct risk, and the ever closer relationship between compliance and the business. Automation has also come to the fore as compliance departments working with rising volumes…

Digital Reasoning Releases AI-Enabled Voice Analytics and Partnership with Corlytics

After four years of research and development, Nashville-based Digital Reasoning has released an AI-enabled voice analytics solution for financial services communications monitoring. It has also announced a partnership with regulatory risk tech company, Corlytics, to deliver one of the highest volumes of pre-trained models for monitoring available to the financial sector, according to the companies….

Clausematch Uses AI to Take Compliance Deeper

Clausematch, a UK-based RegTech, is on a mission. The company wants to unleash the unstructured data found within compliance processes to help create a more connected approach to shaping organisational culture within financial firms. According to founder and CEO Evgeny Likhoded, Clausematch technology helps banks implement and manage internal policies procedures, as well as demonstrate…

Refinitiv Withdraws KYC as a Service Solution

Refinitiv is planning to withdraw its KYC as a Service offering, most likely late this year, once again raising questions around the viability of the utility model and following Bloomberg’s decision to pull out of the KYC market and withdraw its Entity Exchange KYC and client onboarding solution little more than a month ago. Refinitiv’s…

Recorded Webinar: FRTB: Laying the groundwork for compliance

The January 2022 compliance deadline for sell-side firms within the scope of Fundamental Review of the Trading Book (FRTB) regulation may seem far into the future, but the complex demands of the regulation and the need to source regulatory data that has never previously been required mean firms should already be identifying tools, solutions and…

Investment in Regulatory Technology can Reap Wider Business Benefits

By: Yousaf Hafeez, Head of Business Development at Radianz, BT One of the major outcomes of the financial crisis has undoubtedly been the marked rise in regulatory scrutiny. The banking industry, for example, has paid in the region of $345 billion in global regulatory fines over the past decade, according to research from the Boston…

KRM22 Opens Wallet to Create Risk and Compliance Ecosystem

KRM22 is looking to make one acquisition or partnership per month, in a bid to build an ecosystem of risk and compliance software solutions available through a single, cloud-based platform. RegTech Insight spoke to Keith Todd, CEO at the company, shortly after it announced its acquisition of Object+, a Netherlands-based risk management and post-trade services…

Fenergo Partners Refinitiv for World-Check One KYC Data

Fenergo has connected its client lifecycle management (CLM) solution to Refinitiv’s World-Check One Know Your Customer (KYC) data through an application programme interface (API) integration. The partnership will enable financial institutions to streamline their KYC verification processes and anti-money laundering (AML) screening, and identify risk more efficiently. According to a recent Fenergo survey, 81% of…

Fenergo Finds Outdated Technology Preventing Investment in Disruptive Technologies

Fenergo has published the final installment of its three-part Client Lifecycle Management Trends Report – Disrupt the Disrupters and the findings are rather gloomy in an industry that needs to drive towards digitalisation to sustain success. According to the research, 20% of C-suite executives in banks say the lack of maturity of their technology infrastructure…

Investment Association Names Five Firms Joining Velocity Innovation Hub

The Investment Association has named the second cohort of FinTech firms joining its Velocity innovation hub for the buy-side and asset management industry: AxeTrading, a fixed income EMS delivering toolkits for trading connectivity, bonds pricing and data aggregation; BlueFireAI, which unlocks Chinese capital markets to foreign institutional investors; CUBE, an enterprise-scale platform delivering regulatory intelligence…