RegTech Insight Regulatory Data The latest content from across the platform

UK’s Investment Association Selects ipushpull for New FinTech Accelerator

Ipushpull, an enterprise platform allowing secure live data sharing and workflow automation, has been chosen by The Investment Association (IA) to be part of its latest FinTech hub, ‘IA Engine’. The programme connects FinTech innovators with investment managers to develop focused tech solutions. “We are delighted to be part of the IA’s unique programme driving…

RegTech Summit Goes Virtual!

Following the phenomenal success of the upcoming Data Management Summit Europe Virtual, set to broadcast 22-24 April and with registered delegates already nearing a record-breaking 750, we are beyond excited to be launching a similar RegTech Summit Virtual in June 2020: bringing you all the insights and expertise of  the longstanding and market-leading A-Team Group…

CSDR – The Clock is Ticking…

The Central Securities Depository Regulation (CSDR), first published way back in 2014, is finally on its way in – and although final implementation may be delayed from September 2020 to February 2021, that doesn’t take away from its status as one of the biggest data management challenges for financial institutions this year. The new regulation…

Entity Data Management Handbook – Sixth Edition

High-profile and punitive penalties handed out to large financial institutions for non-compliance with Anti-Money Laundering (AML) and Know Your Customer (KYC) regulations have catapulted entity data management up the business agenda. So, too, have industry and government reports on the staggering sums of money laundered on a global basis. Less apparent, but equally important, are…

AFME Publishes Recommendations to Improve CSDR Settlement Rates

The Association for Financial Markets in Europe (AFME) has published recommendations for partial settlement in view of the impending Central Securities Depository Regulation (CSDR), currently due to come into force in September this year but widely expected to be delayed until February 2021. The recommendations aim to encourage greater and more harmonised use of partial…

Libor Transition: Have You Thought About FRTB Yet?

It comes as no surprise that the ongoing Libor transition is posing and will continue to pose massive data management challenges for banks and affected financial institutions – many of which we have already covered in detail in these pages. But one factor that might perhaps have been overlooked is the impact of the LIBOR…

Recorded Webinar: Last minute preparations for SFTR: What still needs to be done and are we ready?

The regulation clock is ticking. Financial firms, especially those subject to Phase I of implementation, are well aware of the impending April 2020 deadline for the Securities Financing Transactions Regulation. The question is, are they ready? Tactical, i.e painful, approaches to compliance won’t be good enough. A strategic plan of attack is necessary to combat…

Skills and Systems Investment Surging in Financial Services, Finds TR Regulatory Intelligence Report

The right talent plays a crucial role in leveraging the benefits of RegTech within financial services firms, according to the fourth edition of Thomson Reuters’ annual regulatory intelligence report, released today. ‘Fintech, Regtech & the Role of Compliance in 2020: The Shifting Regulatory Role’ urges regulators and policymakers to ensure they have the appropriate up-to-date…

DTCC’s SFTR Community Swells to 160 Ahead of 2020 Deadline

A total of 138 clients have signed up to adopt, and more than 30 vendors have partnered with, the Global Trade Repository (GTR) service post-trade market infrastructure provider DTCC, in order to meet their regulatory obligations under the forthcoming European Securities Financing Transactions Regulation (SFTR). SFTR is expected to take effect for banks and broker-dealers…

Recorded Webinar: Digital Investor Onboarding and Transformation for Asset Servicers and their partners

Transfer agents, fund administrators & custodians are endeavouring to deliver a better Investor Experience (IX) for their clients, seeking to differentiate their offerings and to truly deliver value adding services across the entire investor lifecycle. The race is on to stand out & better differentiate their firms, to showcase their technological onboarding & management prowess,…