RegTech Insight Records Retention & Document Management The latest content from across the platform

Upcoming Webinar: Overcoming the Barriers to Implementing RegTech Solutions: The View from Either Side of the Fence

Date: 9 June 2020 Time: 10:00am ET / 3:00pm London / 4:00pm CET RegTech holds the promise of targeted, agile and often low-cost solutions to the real-world problems faced by financial institutions across the board. So why is it so difficult to get RegTech projects off the ground? RegTech solutions providers complain that it’s difficult…

Recorded Webinar: MiFID II: The Critical Need for a Strong Security Master to Meet Compliance

Don’t miss this opportunity to view the recording of this recently held webinar. Financial services firms are racing to meet the January 3, 2018 deadline for the EU’s Markets in Financial Instruments Directive II (MiFID II), perhaps the most profound regulatory overhaul of European financial markets for a generation. At the heart of MiFID II’s…

Recorded Webinar: Pre- & post-trade transparency: quote & trade reporting under MiFID II

Don’t miss this opportunity to view the recording of this recently held webinar. MiFID II sets transparency requirements for pre- and post-trade disclosure of order details, along with transaction reporting that identifies reference and post-trade data. The directive’s related MiFIR regulation extends pre-transparency rules to apply to depository receipts, exchange-traded funds, certificates trading on a…