RegTech Insight People The latest content from across the platform

Muinmos Appoints Conor Ringland as New CCO

Regulatory compliance firm muinmos has hired Conor Ringland as its new Chief Commercial Officer, to be based in London and focused on growing out the muinmos PASS solution – a SaaS product using AI to deliver real-time compliance checks for financial institutions. Ringland was previously Chief Operating Officer at Concordium Foundation, and has also held…

Trade and Transaction Reporting Challenges – EU Demands for US Firms

At the upcoming RegTech Summit New York, William Gates of SmartStream RDU will be enlightening us as to the current challenges around MiFID II and MiFIR for US-based firms; as well as giving a rundown of where we are (as far as anyone can really know!) with Brexit, and what the implications could be for…

Treliant Appoints David Caruso

Washington DC-based multi-industry consulting firm Treliant has appointed financial crime expert David Caruso as Managing Director, to help the firm’s navigate the changing global AML landscape. Prior to joining Treliant, Caruso was the Chief Client Officer of a RegTech software company whose machine intelligence application improved how AML teams search and use adverse media in…

LogicGate Expands Leadership Team

LogicGate, an agile process automation platform helping organisations to operationalise governance, risk, and compliance programs, has announced the addition of two new leaders to its team. Gina Hortatsos joins the company as Chief Marketing Officer while Emily Heath, most recently United Airlines’ Chief Information Security Officer, has been named to the board of directors*

IHS Markit Expands SFTR Team

IHS Markit has boosted its SFTR coverage yet further with the hire of Rashid Ali (formerly of State Street) as Director and Lead Business Analyst for STFR and Que-Phuong Dufournet (previously with Morgan Stanley) as Director, SFTR regulatory affairs. Stuart Day, who left the firm to join a hedge fund last year, has also returned…

Carlo di Florio Joins ACA Compliance Group

Carlo di Florio has joined ACA Compliance as Global Chief Services Officer. He joins from FINRA, where he served as Chief Risk & Strategy Officer and as Co-Chair of the FINRA360 Project Management Office. Prior to joining FINRA, di Florio served as Director of the SEC’s Office of Compliance Inspections and Examinations, where he oversaw…

Global RegTech Industry Tops $5bn, But More Collaboration is Needed

The global RegTech industry generated an estimated $5 billion in revenue last year, as regulatory changes and technological advancements drove a surge of new startups in the past five years – according to a new Global RegTech Industry Benchmarking Report released this week by the Cambridge Centre for Alternative Finance (CCAF). Sponsored by EY Japan…

Fenergo Appoints Louise O’Connell to New Role of Chief Customer Officer

Fenergo, a provider of digital client lifecycle management solutions (CLM) for financial institutions, continues to build its team with the appointment of Louise O’Connell to the newly created role of chief customer officer. The role is aligned with Fenergo’s strategic goal to become even more client centric and was created to drive a coordinated, client-centric…

TP ICAP Hires Head of Compliance

Intermediary giant TP ICAP has appointed senior US regulator Amir Zaidi as its new global head of compliance. Zaidi previously spent nine years with the US Commodities Futures Trading Commission (CTFC), which regulates the US derivatives market – most recently as Director, Division of Market Oversight. He also worked as Legal Counsel & Policy Advisor…

New Money Laundering Division for FinCEN

The US-based Financial Crimes Enforcement Network (FinCEN) has launched its Global Investigations Division (GID), which will be responsible for implementing targeted investigation strategies rooted in FinCEN’s unique authorities under the Bank Secrecy Act (BSA) to combat illicit finance threats and related crimes, both domestically and internationally. Matthew Stiglitz, a former Principal Deputy Chief in the…