RegTech Insight Other Regulations The latest content from across the platform

Recorded Webinar: Senior Managers and Certification Regime (SMCR) – challenge or opportunity?

Are you ready to meet the requirements of the Senior Managers and Certification Regime (SMCR) when it comes into force for all firms authorised by the Financial Conduct Authority (FCA) in December 2019? Have you allocated all your staff to one of the four categories available under SMCR? Has your firm prepared a ‘statement of…

Recorded Webinar: Managing data for the Fundamental Review of the Trading Book (FRTB)

You can listen to the recording of this webinar by registering on this page. The January 1, 2022 compliance deadline for Fundamental Review of the Trading Book (FRTB) regulation may be three years out, but if your organisation is within scope of the rules, the time to address their data management challenges is now. Will…

Recorded Webinar: How to find common ground for data management across multiple regulations

We’ve asked over many years how financial institutions can find common ground for data management processes to meet the requirements of multiple regulations, such as MiFID II, MiFIR, EMIR, MAR and BCBS 239. While this is a goal most firms have aspired to, the reality of pressing deadlines for regulation after regulation meant firms had…

Recorded Webinar: The challenges of managing data for regulatory compliance and business performance

Don’t miss this opportunity to view the recording of this recently held webinar. Regulatory compliance is non-negotiable and business performance based on a solid understanding of data is no longer a ‘nice to have’ but critical to success. The webinar will consider the challenges of sourcing and managing data for both compliance and performance, identify…

Recorded Webinar: Best practice timestamping and clock synchronisation

Don’t miss this opportunity to view the recording of this recently held webinar. Timestamping and clock synchronisation have been embedded in the EU by Markets in Financial Instruments Directive II (MiFID II) and are also a requirement of the US SEC Consolidated Audit Trail (CAT). The webinar will discuss how well firms have realised the…

Recorded Webinar: Artificial Intelligence in the EDM Era

Don’t miss this opportunity to view the recording of this recently held webinar. The scope and scale of structured and unstructured data that financial firms must manage continues to grow exponentially, calling for innovative approaches that can deliver automated, accurate and timely decision making. Artificial intelligence (AI) and cognitive computing are prime contenders to ease…

Recorded Webinar: New data, old data, no data: How do you solve the data problems of MiFID II and FRTB?

Don’t miss this opportunity to view the recording of this recently held webinar. Markets in Financial Instruments Directive II (MiFID II) is kick starting the generation of a broad range of new content sets that will power not only MiFID II, but also FRTB. The webinar will discuss emerging data sources and datasets, their potential…

Recorded Webinar: MiFID II: Is the market truly ready? Will compliance be achieved?

Don’t miss this opportunity to view the recording of this recently held webinar. This market facing webinar aims to share insight and best practices so you can be more successful in Markets in Financial Instruments Directive II (MiFID II) compliance. To support this, the webinar will provide access to the latest results of a global…

Recorded Webinar: A harmonised approach to data management for regulatory reporting and record keeping

Don’t miss this opportunity to view the recording of this recently held webinar. Financial institutions acknowledge the need to harmonise their approach to data management for regulatory reporting and record keeping, and recognise the resulting benefits of increased efficiency, reduced costs and readiness for future regulation – but while the concept may be clear, the…

Recorded Webinar: Get to grips with FRTB data and data management requirements

Don’t miss this opportunity to view the recording of this recently held webinar. The Fundamental Review of the Trading Book (FRTB) sets out a revised market risk framework and proposals to improve capital requirements. Although the regulation’s compliance deadline is 18 months away and some details have yet to be finalised, financial institutions need to…