RegTech Insight RegTech Innovation (Machine Learning, AI & Blockchain) The latest content from across the platform

Recorded Webinar: How to find common ground for data management across multiple regulations

We’ve asked over many years how financial institutions can find common ground for data management processes to meet the requirements of multiple regulations, such as MiFID II, MiFIR, EMIR, MAR and BCBS 239. While this is a goal most firms have aspired to, the reality of pressing deadlines for regulation after regulation meant firms had…

Recorded Webinar: Deploying regtech solutions for optimal compliance professional performance

You can listen to the recording of this webinar by registering on this page. Today’s atmosphere of heightened regulatory scrutiny is focusing attention on compliance departments and the tools available to mitigate the risk of regulatory censure. Much has been made of emerging regtech solutions’ ability to offer new capabilities, potentially changing the way compliance…

Recorded Webinar: Innovation in architecture: how to develop optimal, high performance trading

Don’t miss this opportunity to view the recording of this recently held webinar. Cloud, predictive analytics, sophisticated algorithms, artificial intelligence and other high performance technologies are gaining traction, innovating trading architecture and delivering market advantage to early adopters. Their potential is phenomenal, but they do come with challenges around integration with existing systems and trading…

Recorded Webinar: How are you managing the need to demonstrate trade reconstruction?

Don’t miss this opportunity to view the recording of this recently held webinar. Best execution under MiFID II and other current regulations presents practitioners with a daunting challenge: How does my firm provide evidence that it acted in the best interests of the client? The response necessarily requires storage of vast quantities of data from…

Recorded Webinar: Best Practice for trade surveillance

Don’t miss this opportunity to view the recording of this recently held webinar. Markets in Financial Instruments Directive II (MiFID II), Market Abuse Regulation (MAR), Dodd-Frank and other regulations underline the need for effective and timely trade surveillance to counter market abuse. The webinar will discuss regulatory requirements for trade surveillance, best practice implementation, technology…

Recorded Webinar: The potential and problems of artificial intelligence

Don’t miss this opportunity to view the recording of this recently held webinar. Artificial Intelligence (AI) is emerging as a key technology for financial services firms, with applications ranging from algorithmic stock trading and credit card fraud detection to sanctions monitoring and trade settlement. The benefits of AI technologies can include automation, reduced manual intervention,…

Recorded Webinar: Voice recording for communications surveillance under MIFID II/MAR

Don’t miss this opportunity to view the recording of this recently held webinar. To date, the industry’s regulatory compliance focus for upcoming European MiFID II and Market Abuse Regulation (MAR) has been on issues including the structure of trading facilities, systematic internalisation, governance, best execution and time-stamping. MiFID II and MAR also contain provisions, however,…

Recorded Webinar: MiFID II: Data for transaction reporting

Don’t miss this opportunity to view the recording of this recently held webinar. Markets in Financial Instruments Directive II (MiFID II) is complemented by Markets in Financial Instruments Regulation (MiFIR), which builds out transaction reporting requirements with a number of new reporting obligations. The data and data management challenges of reporting include an increase in…

Recorded Webinar: Driving business value from the LEI

Don’t miss this opportunity to view the recording of this recently held webinar. The Legal Entity Identifier (LEI) has become a viable standard to help financial institutions identify business entities that are party to financial transactions and fulfil regulatory obligations for entity data. Linked to third-party, corporate hierarchy and beneficial ownership data, the potential of…