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NeoXam Details Product Plans for 2018

After a period of intense activity, acquisition and reorganisation, NeoXam moves into 2018 with a focus on its Investment Book of Record (IBOR) and DataHub solutions. It is also responding to customer requests to include standardised data in its solution modules and aiming to help asset managers deal with the challenges of regulation, data quality…

Firms Need a Strategic Approach to the 2018 Regulatory Agenda

The 2018 regulatory agenda is in motion, with Packaged Retail and Insurance based Investment Products (PRIIPs) going live on January 1st, and Markets in Financial Instruments Directive II (MiFID II) and Markets in Financial Instruments Regulation (MiFIR) taking effect on January 3rd. Looking forward, the compliance deadline for General Data Protection Regulation (GDPR) is May…

What Do You Think 2018 Holds in Store for the RegTech Industry?

By: Conor Coughlan, global head of risk, regulatory and compliance marketing, Financial and Risk Division, Thomson Reuters Looking forward and following current patterns of industry change and analysis, 2018 is going to be a pivotal year for regtech collaboration, service and solutions providers. In essence, the themes we can expect to see more of in…

2018 – The Year of Regulation

Happy New Year and welcome to the Year of Regulation, aka the Year of the Dog and, for some capital markets participants struggling to stay abreast of regulatory requirements, the Year of Anxiety. At the top of the agenda are Markets in Financial Instruments Directive II (MiFID II) and Markets in Financial Instruments Regulation (MiFIR),…

Thomson Reuters Adds Model Risk Management to Connected Risk Platform

Thomson Reuters is building out its Connected Risk platform with the addition of a Model Risk Management (MRM) solution that allows financial institutions to demonstrate real-time understanding of their model risk landscape and report on model governance status and sign-offs from a single platform source. The solution provides risk professionals with a holistic understanding of…

A-Team Group Reveals Winners of Inaugural RegTech Awards

The winners of A-Team Group’s inaugural RegTech Awards have been revealed, with winning solution and service providers named across categories from best data management solution for regulatory compliance to best innovative solutions for specific regulations, best reference data for regulatory compliance, best trade surveillance solution, best voice and mobile messaging solution, and the most innovative…

Marlin Puts Asset Control on the Block with £100 million Price Tag

Asset Control is up for sale, with owner Marlin Equity Partners looking to sell to another private equity or venture capital company, according to individuals familiar with the proposed transaction. The asking price? An astonishing eight times EBITDA, or about £100 million, according to these individuals. Marlin is believed to have paid less than £20…

A-Team Group RegTech Summit for Capital Markets a Storming Success

A-Team Group’s inaugural RegTech Summit for Capital Markets in London attracted registrations from over 400 capital markets participants, included leading speakers in the regtech space and showcased start-up regtechs with automated solutions to regulatory compliance challenges. The event also hosted towards 20 key RegTech sponsors. The conference was hosted by Andrew Delaney, President and Chief…

A-Team RegTech Summit Showcases Technology Innovation

Roll up, Roll up! The A-Team Group RegTech Summit for Capital Markets is coming to town, with an event in London on Thursday October 5th and in New York City on Thursday November 16th. The agendas for both summits are packed with keynotes, panels and presentations dedicated to solving the regulatory conundrum, while a RegTech…

TickSmith Gets Funding for Its TickVault Big Data Platform

It was encouraging this week to see VC interest in high-performance data management technology for financial markets, a segment often overlooked by fintech funds. TickSmith has announced a C$2 million investment from Illuminate Financial Management LLP, a venture capital firm with a specific focus on capital markets financial technology, giving it some clout as it…