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Recorded Webinar: Managing entity data hierarchies and keeping track of sanctions, watch lists and PEPs across KYC processes

This webinar has passed, but you can view the recording by registering here. Managing entity data and entity ownership hierarchies to ensure Know Your Customer (KYC) compliance is an ongoing challenge for many financial institutions. The webinar will discuss the most pressing concerns around entity and hierarchy data, and consider how to ensure you are…

Recorded Webinar: Meeting the high stakes challenge of effective sanctions data monitoring

This webinar has passed, but you can view the recording by registering here. Identifying securities related to a sanctioned domicile or company is a straightforward concept, but in practice, it is a far more challenging task for compliance professionals. Receiving a list of sanctions isn’t enough. In order to accurately define and maintain your ‘do…

Recorded Webinar: Meeting the data management challenges of MiFID II

This webinar has passed, but you can view the recording by registering here. The compliance deadline for Markets in Financial Instruments Directive II (MiFID II) has been pushed back a year to January 2018, giving financial institutions within its scope an opportunity to take a strategic rather than tactical approach to implementation. But whatever the…

Recorded Webinar: Solving the problem of integrating beneficial ownership data with client onboarding and KYC systems

This webinar has passed, but you can view the recording by registering here. Client onboarding and Know Your Customer (KYC) processes are becoming more complex as regulation drives towards the inclusion of beneficial ownership data and requires financial institutions to improve customer due diligence still further. The webinar will discuss the need for beneficial ownership…