RegTech Insight Financial Crime The latest content from across the platform

Recorded Webinar: Client Experience and Onboarding For Transfer Agents: How to ensure you deliver a seamless client experience and differentiate your services

Clients expect you to seamlessly deliver a range of transfer services. They expect you to delight their investors and ensure you have a robust onboarding and compliance process in place. They also want you to help them ensure they comply with shareholding obligations and corporate actions. With digital expectations becoming ever higher, how will you…

Recorded Webinar: Measuring results from client onboarding solutions

Don’t miss this opportunity to view the recording of this recently held webinar. Getting client onboarding right is critical to retaining customers, winning new business and avoiding regulatory penalties, but are banks getting it right? And how can they judge their performance and solve problems on a rolling basis? Answering these questions, the webinar will…

Recorded Webinar: Data management requirements for the 2018 regulatory agenda

Don’t miss this opportunity to view the recording of this recently held webinar. The 2018 regulatory agenda is probably the most onerous ever faced by financial institutions, with everything from Markets in Financial Instruments Directive II (MiFID II) to Markets in Financial Instruments Regulation (MiFIR), General Data Protection Regulation (GDPR), Packaged Retail and Insurance based Investment…

Recorded Webinar: The potential and problems of artificial intelligence

Don’t miss this opportunity to view the recording of this recently held webinar. Artificial Intelligence (AI) is emerging as a key technology for financial services firms, with applications ranging from algorithmic stock trading and credit card fraud detection to sanctions monitoring and trade settlement. The benefits of AI technologies can include automation, reduced manual intervention,…

Recorded Webinar: How to get entity, hierarchy and relationship data right

Don’t miss this opportunity to view the recording of this recently held webinar. The demand for entity, hierarchy and relationship data continues to rise, not only in response to regulatory requirements, but also as a result of greater business understanding of the value of the data to identify counterparties, risk and potential opportunity. The webinar…

Recorded Webinar: MiFID II: Data for transaction reporting

Don’t miss this opportunity to view the recording of this recently held webinar. Markets in Financial Instruments Directive II (MiFID II) is complemented by Markets in Financial Instruments Regulation (MiFIR), which builds out transaction reporting requirements with a number of new reporting obligations. The data and data management challenges of reporting include an increase in…

Recorded Webinar: Trade/Order Tracking & Time-Stamping for Regulatory Compliance

Don’t miss this opportunity to view the recording of this recently held webinar. At the beginning of 2018 in Europe, and before the end of 2017 in the US, new time-stamping requirements will come into force, under European MiFID II regulation and the US SEC’s Consolidated Audit Trail (CAT) project. The RTS 25 provision of…

Recorded Webinar: Managing entity data hierarchies and keeping track of sanctions, watch lists and PEPs across KYC processes

This webinar has passed, but you can view the recording by registering here. Managing entity data and entity ownership hierarchies to ensure Know Your Customer (KYC) compliance is an ongoing challenge for many financial institutions. The webinar will discuss the most pressing concerns around entity and hierarchy data, and consider how to ensure you are…

Recorded Webinar: Meeting the high stakes challenge of effective sanctions data monitoring

This webinar has passed, but you can view the recording by registering here. Identifying securities related to a sanctioned domicile or company is a straightforward concept, but in practice, it is a far more challenging task for compliance professionals. Receiving a list of sanctions isn’t enough. In order to accurately define and maintain your ‘do…

Recorded Webinar: Meeting the data management challenges of MiFID II

This webinar has passed, but you can view the recording by registering here. The compliance deadline for Markets in Financial Instruments Directive II (MiFID II) has been pushed back a year to January 2018, giving financial institutions within its scope an opportunity to take a strategic rather than tactical approach to implementation. But whatever the…